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SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C.

FORM U-9C-3

QUARTERLY REPORT PURSUANT TO RULE 58 OF
THE PUBLIC UTILITY HOLDING COMPANY ACT OF 1935

For the Quarterly Period Ended September 30, 2003

E.ON AG
E.ON US Holding GmbH
E.ON US Investments Corp.
(Name of Registered Holding Company)

E.ON AG
E.ON-Platz 1
40479 Dusseldorf
Germany
(Address of Principal Executives Offices)

Inquiries concerning this Form U-9C-3 may be directed to:

Ulrich Hueppe
General Counsel, Executive Vice President
Dr. Guntram Wuerzberg
Vice President General Legal Affairs
E.ON AG
E.ON-Platz 1
40479 Dusseldorf
Germany




E.ON AG

FORM U-9C-3
For the Quarter Ended September 30, 2003


Table of Contents

Item 1.— ORGANIZATION CHART   1

Item 2.—

ISSUANCES AND RENEWALS OF SECURITIES AND CAPITAL CONTRIBUTIONS

 

5

Item 3.—

ASSOCIATED TRANSACTIONS

 

6

Item 4.—

SUMMARY OF AGGREGATE INVESTMENT

 

8

Item 5.—

OTHER INVESTMENTS

 

9

Item 6.—

FINANCIAL STATEMENTS AND EXHIBITS

 

10

i


        This report covers the quarter ended September 30, 2003.

Item 1.—ORGANIZATION CHART

Name of Reporting Company

  Energy or
Gas-related
Company

  Date of
Organization

  State/Country
of Organization

  Percentage of
Voting
Securities Held

  Nature of Business
E.ON AG   (a)   6/16/00   Germany   n/a   Holding Company

E.ON US Holding GmbH+

 

(a)

 

            

 

Germany

 

100

%

Holding Company

E.ON US Investments Corp.+

 

(a)

 

12/2/00

 

Delaware

 

100

%

Holding Company

•LG&E Energy Corp.

 

(a)

 

11/14/89

 

Kentucky

 

100

%

Holding Company (exempt)

••LG&E Energy Marketing Inc.

 

Energy

 

4/18/84

 

Oklahoma

 

100

%

Power Marketing

•••Woodlands Technology, LLC

 

Energy

 

            

 

Texas

 

15

%

Development of software for energy-marketing activities

••LG&E Capital Corp.

 

(a)

 

4/26/91

 

Kentucky

 

100

%

Non-Utility Holding Company

•••LG&E Credit Corp.

 

Energy

 

7/11/97

 

Kentucky

 

100

%

Consumer Lending Services

•••LG&E Home Services Inc.

 

Energy

 

1/22/96

 

Kentucky

 

100

%

Appliance Repair and Warranty

•••Airborne Pollution Control Inc.

 

Energy

 

12/10/98

 

Alberta, Canada

 

4.9

%

Pollution and Waste Control Technology

•••FSF Minerals Inc.

 

Energy

 

12/28/98

 

Kentucky

 

100

%

Owner of Coal Reserves

•••LG&E Capital Trimble County LLC

 

Energy

 

4/6/01

 

Delaware

 

100

%

Lease and purchase of combustion turbine

•••LG&E Energy Privatization Services Inc.

 

*

 

7/13/98

 

Kentucky

 

100

%

Inactive

•••LG&E International Inc.

 

Energy

 

11/8/93

 

Delaware

 

100

%

Management and Holding Company

••••LG&E Power Services LLC

 

Energy

 

6/29/01

 

Delaware

 

100

%

Power facilities management and operations

•••WKE Corp.

 

(a)

 

5/1/98

 

Kentucky

 

100

%

Investment Holding Company

••••LCC LLC

 

Energy

 

3/2/99

 

Kentucky

 

100

%

Owns Options on Mineral Rights

••••FCD LLC

 

Energy

 

2/17/00

 

Kentucky

 

100

%

Owns Options and Actual Riparian Rights

••••Excalibur Development LLC

 

*

 

2/17/00

 

Kentucky

 

100

%

Inactive

•••LG&E Power Inc.

 

(a)

 

5/7/80

 

Delaware

 

100

%

Holding Company for Non-Utility Investments

••••LG&E Power Engineers and Constructors Inc.

 

*

 

3/5/80

 

California

 

100

%

Engineering and Project Management (Inactive)

••••LG&E Power Constructors Inc.

 

*

 

6/29/81

 

California

 

100

%

Inactive

••••LG&E Power Operations Inc.

 

Energy

 

6/8/82

 

California

 

100

%

Power Project Ownership, Management & Development

••••HD/WS Corporation

 

*

 

12/11/85

 

California

 

100

%

Inactive

••••LG&E—Westmoreland Rensselaer

 

*

 

6/15/92

 

California

 

50

%

Inactive

••••LG&E Power 5 Incorporated

 

*

 

3/31/83

 

California

 

100

%

Inactive

•••••Babcock—Ultrapower West Enfield

 

*

 

unknown

 

California

 

17

% gp

Inactive

•••••Babcock—Ultrapower Jonesboro

 

*

 

unknown

 

California

 

17

% gp

Inactive

•••••LG&E Power 14—Buena Vista

 

*

 

unknown

 

California

 

45

% gp

Inactive

•••••LG&E Power 16 Incorporated

 

(a)

 

8/3/99

 

California

 

100

%

Indirect Owner of Generation Facilities

•••••LG&E Power Roanoke Incorporated

 

(a)

 

8/3/89

 

California

 

100

%

Indirect Owner of Generation Facilities

••••••LG&E Roanoke Valley LP

 

(a)

 

3/14/90

 

California

 

1
99

%gp1
%lp2

Indirect Owner of Generation Facilities
                     

1



•••••Erie Power Partners L.P.

 

*

 

11/16/93

 

California

 

1
49

%gp
%lp

Inactive

•••••LG&E Power 21 Incorporated

 

(a)

 

11/16/90

 

California

 

100

%

Indirect Owner of Generation Facilities

•••••LG&E Power 21 Wind Incorporated

 

(a)

 

12/23/93

 

California

 

100

%

Indirect Owner of Generation Facilities

••••••LG&E Power 21 L.P.

 

(a)

 

12/27/93

 

California

 

1
99

%gp3
%lp4

Indirect Owner of Power Generation Facilities

•••••LG&E Power 31 Incorporated

 

(a)

 

2/7/95

 

California

 

100

%

Indirect Owner of Generation Facilities

••••••LQ GP, LLC

 

(a)

 

3/17/01

 

Delaware

 

50

%

Indirect Owner of Generation Facilities

•••••LG&E Power 31 Wind Incorporated

 

(a)

 

12/19/94

 

California

 

100

%

Indirect Owner of Generation Facilities

••••••LG&E Power 31 L.P.

 

(a)

 

2/95

 

California

 

1
99

%gp5
%lp6

Indirect Owner of Generation Facilities

•••••••LQC LP LLC

 

(a)

 

3/17/00

 

Delaware

 

331/3

%

Indirect Owner of Generation Facilities

••••American Power Incorporated

 

*

 

4/9/87

 

California

 

100

%

Former Investor in EWG

••••LG&E Power Development Inc.

 

Energy

 

12/12/84

 

California

 

100

%

Development of QFs and EWGs

••••LG&E Crown Inc.

 

*

 

4/14/2000

 

Delaware

 

100

%

Prior Owner of Investment in Gas Gathering, Processing and Storage Facilities; Inactive

••••LG&E Minor Facilities Inc.

 

*

 

4/14/2000

 

Delaware

 

100

%

Prior Owner of Investment in Gas Gathering, Processing and Storage Facilities; Inactive

••••Power Tex Parent Inc.

 

*

 

4/14/2000

 

Delaware

 

100

%

Prior Owner of Investment in Gas Gathering, Processing and Storage Facilities; Inactive

••••Llano Gathering Inc.

 

*

 

4/20/2000

 

New Mexico

 

100

%

Prior Owner of Investment in Gas Gathering, Processing and Storage Facilities; Inactive

••••Llano Storage Inc.

 

*

 

4/20/2000

 

New Mexico

 

100

%

Prior Owner of Investment in Gas Gathering, Processing and Storage Facilities; Inactive

••••Ultrasystems Construction Co. Inc.

 

*

 

12/28/45

 

California

 

100

%

Inactive

••••HD Energy Corporation

 

*

 

12/24/90

 

Delaware

 

100

%

Inactive

••••Hadson Financial Corporation

 

*

 

6/25/89

 

Delaware

 

100

%

Inactive

••••LG&E Power Gregory I Inc.

 

(a)

 

3/30/78

 

New Mexico

 

100

%

Indirect Owner of Power Project

•••••Gregory Power Partners LP

 

Energy

 

6/1/98

 

Texas

 

1
49

% gp7
% lp8

Owner and Developer of Power Project

••••LG&E Power Gregory II Inc.

 

(a)

 

5/18/98

 

Delaware

 

100

%

Indirect Owner of Power Project

•••••Gregory Partners LLC

 

Energy

 

6/2/98

 

Texas

 

1
49

%9
%10

Owner and Developer of Power Project

••••LG&E Power Gregory III Inc.

 

(a)

 

5/18/98

 

Delaware

 

100

%

Indirect Owner of Power Project

••••LG&E Power Gregory IV Inc.

 

(a)

 

5/18/98

 

Delaware

 

100

%

Indirect Owner of Power Project

•••LG&E Natural Industrial Marketing Co.

 

Energy

 

12/20/83

 

Colorado

 

100

%

Natural Gas Marketing and Transmission

•••Hadson Fuels, Inc.

 

*

 

4/22/80

 

Oklahoma

 

100

%

Inactive

•••LG&E Natural Canada Inc.

 

*

 

1/15/86

 

Canada

 

100

%

Inactive

•••LG&E Fuels Services Inc.

 

Energy

 

7/2/98

 

Delaware

 

100

%

Investment in Alternative Fuels

••KUCC Grimes Corporation

 

Energy

 

7/6/98

 

Delaware

 

100

%

Former investor in QF development
                     

2



•••KUCC Grimes GP Corporation

 

Energy

 

7/6/98

 

Delaware

 

100

%

Former investor in QF development

•••KUCC Grimes LP Corporation

 

Energy

 

7/6/98

 

Delaware

 

100

%

Former investor in QF development

••KUCC Paris Corporation

 

(a)

 

6/20/94

 

Kentucky

 

100

%

Indirect Owner of Investment in Power Project

•••Tenaska III Partners Ltd.

 

(a)

 

unknown

 

Texas

 

15

%

Indirect Investment in QF

••••Tenaska III Texas Partners

 

Energy

 

unknown

 

Texas

 

..06

%

Interest in QF

••KUCC Ferndale Corporation

 

(a)

 

7/12/94

 

Kentucky

 

100

%

Indirect Owner of Investment in Power Project

•••Tenaska Washington Partners L.P.

 

Energy

 

unknown

 

Washington

 

5

%

QF

•••Tenaska Washington Partners II, L.P.

 

            

 

            

 

            

 

10

%

            

••KUCC Portland 34 Corporation

 

(a)

 

8/15/94

 

Kentucky

 

100

%

Inactive

••Portland 34 LTD Corporation

 

(a)

 

9/20/94

 

Kentucky

 

100

%

Inactive

•••Portland 34 L.P.

 

*

 

unknown

 

Kentucky

 

100

%

Inactive

••KUCC Development Corporation

 

*

 

1/31/95

 

Kentucky

 

100

%

Inactive

••KU Solutions Corporation

 

Energy

 

11/21/95

 

Kentucky

 

100

%

Energy Marketing and Services

+
Ownership of Powergen US Investments Corp. was transferred from the chain of companies under Powergen plc to a direct subsidiary of E.ON AG during the first quarter of 2003; Powergen US Investments Corp. changed its name to E.ON US Investments Corp. on March 3, 2003.

(a)
Directly or indirectly holds securities in energy-related companies

*
Inactive

gp
general partnership interest

lp
limited partnership interest

1
directly held by LG&E Power 16 Incorporated

2
directly held by LG&E Power Roanoke Incorporated

3
directly held by LG&E Power 21 Incorporated

4
directly held by LG&E Power 21 Wind Incorporated

5
directly held by LG&E Power 31 Incorporated

6
directly held by LG&E Power 31 Wind Incorporated

7
directly held by LG&E Power Gregory IV Inc.

8
directly held by LG&E Power Gregory I Inc.

9
directly held by LG&E Power Gregory III Inc.

10
directly held by LG&E Power Gregory II Inc.

3


Narrative Description of Activities of Each
Reporting Company during Period

        LG&E Energy Marketing Inc. conducts asset-based energy marketing and trading activities, including brokering and marketing of electric power and natural gas.

        LG&E Capital Corp., directly and through it subsidiaries and affiliates, including WKE Corp., LG&E Power Inc., LG&E Power Operations Inc. and other subsidiaries, is a holding company for non-utility domestic energy and energy related operations, investments, activities and services. These include domestic power generation facilities in Washington (the KUCC Ferndale entities), Texas (the KUCC Paris entities) and Oregon (the Portland 34 entities), all of which are, or are planning to apply to be, EWG's, QF's or both.

        LG&E Credit Corp. and LG&E Home Services Inc. formerly provided energy-related financing, appliance repair, consumer lighting and other services to customers.

        WKE Corp. and its subsidiaries lease and operate power generation facilities in western Kentucky and associated facilities, including coal or fuel related assets.

        LG&E Power Inc. conducts non-utility domestic energy operations and activities through its subsidiaries and affiliates. These interests or operations relate to domestic power generation facilities in North Carolina (the Power Roanoke entities), California-Minnesota (the Power 21 entities) and Texas (the Power 31 and Power Gregory entities), all of which are, or are planning to apply to be, EWG's, QF's or both.

        LG&E International Inc. owns interests in FUCOs in Argentina and Spain. A subsidiary, LG&E Power Services LLC, provides operation and maintenance services pursuant to contracts with affiliated and unaffiliated domestic power generation facilities in North Carolina, California, Minnesota, Texas and Virginia.

4



Item 2.—ISSUANCES AND RENEWALS OF SECURITIES AND CAPITAL CONTRIBUTIONS

Company
Issuing Security

  Type of Security Issued
  Principal Amount of Security
  Issue or Renewal
  Cost of Capital
  Person to Whom Security was Issued
  Collateral Given with Security
  Consideration Received for Each Security
LG&E Capital Corp.   Money Pool Loan   $ 94,872,466*         Money Pool   N/A  

LG&E Energy Marketing

 

Money Pool Loan

 

$

254,455,688+

 


 

 

 

Money Pool

 

N/A

 


LG&E Energy Marketing

 

Intercompany Loan

 

$

150,000,000+

 


 

 

 

LG&E Energy Corp.

 

N/A

 


*
Reflects net change in intercompany loans during the reporting period.

+
Reflects new loans, a portion of which was applied to repay existing intercompany loans.

        With respect to transactions with an associate company:

Company
Contributing Capital

  Company Receiving Capital
  Amount of
Capital Contribution


None

 

 

 

 

5



Item 3.—ASSOCIATED TRANSACTIONS

Part I.—Transactions Performed by Reporting Companies on behalf of Associate Companies.

Reporting Company
Rendering Services

  Associate Company
Receiving Services

  Types of Services
Rendered

  Direct Costs
Charged

  Indirect Costs
Charged

  Cost of
Capital

  Total Amount
Billed

FCD LLC   LCC   Miscellaneous services   35,321           35,321
FCD LLC   LEC   Miscellaneous services   57,256           57,256
LCC LLC   LCC   Miscellaneous services   2,343           2,343
LCC LLC   LEC   Miscellaneous services   4,220           4,220
FSF Minerals   LEC   Miscellaneous services   46,165           46,165
FSF Minerals   LCC   Miscellaneous services   17,253           17,253
FSF Minerals   LCC, LLC   Miscellaneous services   186           186
Home Services   Services Company   Miscellaneous services   2,963           2,963
Home Services   LG&E Utility   Miscellaneous services   37,094           37,094
Home Services   LCC   Miscellaneous services   36,585           36,585
Home Services   Kentucky Utilities   Miscellaneous services   592           592
LG&E Power Inc.   LG&E Power
Development Inc.
  Convenience payments   186           186
LG&E Power Inc.   LG&E Power Services LLC   Miscellaneous services   321,836           321,836
LG&E Power Inc.   LG&E Power Operations Inc.   Labor related
Miscellaneous services
Convenience payments
  37,629
263,338
44,896
          37,629
263,338
44,896
LG&E Power Inc.   Llano Gathering   Convenience payments   11,883           11,883
LG&E Power Engineers & Constructors Inc.   LG&E Power Inc.   Miscellaneous services   1,157,011           1,157,011
LG&E Power Services LLC   LG&E Power Inc.   Convenience payments
Labor related
  3,567
15,555
          3,567
15,555
LG&E Power Services LLC   LG&E Power Operations   Convenience payments   4,246           4,246
LG&E Power Services LLC   LEM   Miscellaneous services   41,243           41,243
LG&E Power Operations   LG&E Power Development Inc.   Convenience payments   7,717           7,717
LG&E Power Operations   LG&E Power Services   Labor related   24,643           24,643
LG&E Power Operations   LG&E Power 16, Inc.   Miscellaneous services
Convenience payments
  56,696
1,800
          56,696
1,800
LG&E Power Operations   LG&E Power Roanoke Inc.   Miscellaneous services
Convenience payments
  5,460,644
176,000
          5,460,644
176,000
LG&E Power Operations   LG&E Power 21 Wind Inc.   Miscellaneous services   3,799,657           3,799,657
LG&E Power Operations   LG&E Power 21 Inc.   Miscellaneous services   87,112           87,112
LG&E Power Operations   LG&E Power 31 Inc.   Miscellaneous services   44,557           44,557
LG&E Power Operations   LG&E Power Gregory II   Miscellaneous services   1,503,114           1,503,114
LG&E Power Operations   LG&E Power Gregory III   Miscellaneous services   30,691           30,691
LG&E Power Operations   LG&E Power Gregory IV   Miscellaneous services   273           273
LG&E Power Operations   LG&E Power Spain Inc.   Miscellaneous services   1,064,993           1,064,993
LG&E Power Operations   LG&E Power Gregory I   Miscellaneous services   1,612,327           1,612,327
KUCC Ferndale   LCC   Miscellaneous services   583,000           583,000
KUCC Paris   LEC   Miscellaneous services   324,253           324,253
KUCC Paris   LCC   Miscellaneous services   1,242,000           1,242,000
KU Solutions   LEC   Miscellaneous services   6,654           6,654
KU Solutions   LCC   Miscellaneous services   1,512           1,512

6


Part II—Transactions Performed by Associate Companies on behalf of Reporting Companies.

Reporting Company
Rendering Services

  Associate Company
Receiving Services

  Types of Services
Rendered

  Direct Costs
Charged

  Indirect Costs
Charged

  Cost of
Capital

  Total Amount
Billed

LG&E Utility   Home Services   Miscellaneous services   27           27
Kentucky Utilities   KU Solutions   Labor related
Convenience payments
Miscellaneous services
  60,353
91,926
4,756
          60,353
91,926
4,756
Services Company   LG&E Power Inc.   Miscellaneous services   1,233,032   24,431       1,257,463
Services Company   LEM   Miscellaneous services   1,808,671   352,203       2,160,874
LEC   FCD LLC   Miscellaneous services   2,017           2,017
LEC   KU Solutions   Miscellaneous services   7,869           7,869
LEC   KUCC Ferndale   Miscellaneous services   519           519
LEC   Home Services   Miscellaneous services   4,965           4,965
LCC   FSF Minerals Inc.   Miscellaneous services   33,407           33,407
LCC   LCC LLC   Miscellaneous services   4,612           4,612
LCC   FCD LLC   Miscellaneous services   55,411           55,411
LG&E Power Engineers & Constructors   LG&E Power Inc.   Miscellaneous services   1,157,011           1,157,011
LG&E Power Constructors Inc.   LG&E Power Inc.   Miscellaneous services   1,129,363           1,129,363
LG&E Power Development Inc.   LG&E Power Operations   Miscellaneous services   13,774           13,774
LG&E Power Argentina I, Inc.   LG&E Power Operations   Miscellaneous services   12           12

Company Names:

 

 

LEC

 

LG&E Energy Corp.
LCC   LG&E Capital Corp.
LG&E Utility   Louisville Gas and Electric Company
Kentucky Utilities   Kentucky Utilities Company
WKEC   Western Kentucky Energy Corp.
Enertech   LG&E Enertech Inc.
Home Services   LG&E Home Services Inc.
KU Solutions   KU Solutions Corporation
LEM   LG&E Energy Marketing Inc.
Services Company   LG&E Energy Services Inc.
LG&E Power Operations   LG&E Power Operations Inc.

7



Item 4.—SUMMARY OF AGGREGATE INVESTMENT

Investments in energy-related companies:

Total consolidated capitalization as of September 30, 2003   $ 130,724,044,000   Line 1

Total capitalization multiplied by 15% (Line 1 multiplied by 0.15)

 

$

19,608,606,600

 

Line 2

Greater of $50 million or Line 2

 

$

19,608,606,600

 

Line 3

 

 



 

 

Total current aggregate investment*:
(categorized by major line of energy-related business)

 

 

 

 

 
Energy-related business Category—Rule 58(b)(1)(i) (1)   $ 0    
Energy-related business Category—Rule 58(b)(1)(ii) (2)   $ 2,500,000    
Energy-related business Category—Rule 58(b)(1)(iv) (3)   $ 4,232,079    
Energy-related business Category—Rule 58(b)(1)(v) (4)   $ 1,064,582,632    
Energy-related business Category—Rule 58(b)(1)(vii) (5)   $ 20,620,328    
Energy-related business Category—Rule 58(b)(1)(viii) (6)   $ 67,181,183    
Energy-related business Category—Rule 58(b)(1)(ix) (7)   $ 6,492,936    
   
   
Total current aggregate investment   $ 1,165,609,158   Line 4
   
   
Difference between the greater of $50 million or 15% of capitalization and the total aggregate investment of the registered holding company system (line 3 less line 4)   $ 18,442,997,442   Line 5
   
   

*
Includes aggregate investment in energy-related companies made prior to March 24, 1997.

(1)
Rule 58(b)(1)(i)—the rendering of energy management services and demand-side management services.

(2)
Rule 58(b)(1)(ii)—the development and commercialization of electrotechnologies related to energy conservation, storage and conversion, energy efficiency, waste treatment, greenhouse gas reduction, and similar innovations.

(3)
Rule 58(b)(1)(iv)—the sale of electric and gas appliances; equipment to promote new technologies, or new applications for existing technologies, that use gas or electricity; and equipment that enables the use of gas or electricity as an alternate fuel; and the installation and servicing thereof.

(4)
Rule 58(b)(1)(v)—the brokering and marketing of energy commodities, including but not limited to electricity, natural or manufactured gas and other combustible fuels.

(5)
Rule 58(b)(1)(vii)—the sale of technical, operational, management, and other similar kinds of services and expertise, developed in the course of utility operations in such areas as power plant and transmission system engineering, development, design and rehabilitation; construction; maintenance and operation; fuel procurement, delivery and management; and environmental licensing, testing and redemption.

(6)
Rule 58(b)(1)(viii)—the development, ownership or operation of "qualifying facilities," as defined under the Public Utility Regulatory Policies Act of 1978, as amended ("PURPA"), and any integrated thermal, steam host, or other necessary facility constructed, developed or acquired primarily to enable the qualifying facility to satisfy the useful thermal output requirements under PURPA.

(7)
Rule 58(b)(1)(ix)—the ownership, operation and servicing of fuel procurement, transportation, handling and storage facilities, scrubbers, and resource recovery and waste water treatment facilities.

Investments in gas-related companies:

Total current aggregate investment:
(categorized by major line of gas-related business)
         
Gas-related business Category—Rule 58(b)(2)(i) (1)   $ 0    
Gas-related business Category—Rule 58(b)(2)(ii) (2)   $ 0    
   
   
Total current aggregate investment   $ 0    
   
   

(1)
Rule 58(b)(2)(i)—activities permitted under Section 2(a) of the Gas-Related Activities Act of 1990, 104 Stat. 2810.

(2)
Rule 58(b)(2)(ii)—activities specified in Section 2(b) of the Gas-Related Activities Act of 1990, 104 Stat. 2810.

8



Item 5.—OTHER INVESTMENTS

Major Line of Energy-
Related Business

  Other Investment in
Last U-9C-3 Report

  Other Investment in
this U-9C-3

  Reason for Difference in
Other Investment

Gas related businesses   $ 22,114,783   $ 22,126,666   Changes in intercompany advances from 06/30/03 amounts

Pipeline construction investments (CRC Evans and affiliates*)

 

$

128,582,796

 

$

129,725,330

 

Changes in intercompany advances from 06/30/03 amounts.

International investments (Argentine gas distribution and Spanish generation)

 

$

43,425,856

 

$

43,853,566

 

Changes in intercompany advances from 06/30/03 amounts

Consumer credit investments (LG&E Credit Corp)

 

$

268,979

 

$

268,979

 

No changes.

Investment in special purpose entities used for accounts receivable securitization programs (Louisville Gas & Electric and Kentucky Utilities)

 

$

54,128,779

 

$

81,643,764

 

Change in payables to associated companies from 06/30/03 amounts.

Unregulated generation investments

 

$

48,894,890

 

$

46,219,553

 

Changes in intercompany advances from 06/30/03 amounts.

*
The sale of CRC-Evans International, Inc. and its subsidiaries closed on November 10, 2003.

9



Item 6.—FINANCIAL STATEMENTS AND EXHIBITS

A. Financial Statements:

Exhibit A-1   Financial statements for Reporting Companies for the quarter ended September 30, 2003. (Filed in paper under cover of Form SE; Confidential treatment requested pursuant to Rule 104(b), 17 CFR 250-104(b).)

 

 

FS-1

 

LG&E Enertech
    FS-2   LG&E Home Services
    FS-3   Hadson Financial (Co. 851)
    FS-4   LG&E Natural Industrial Marketing (Co. 853)
    FS-5   LG&E Natural Canada (Co. 854)
    FS-6   LG&E Natural Marketing Canada (Co. 855)
    FS-7   LG&E Power Inc. Consolidated
    FS-8   LG&E Energy Marketing Inc.
    FS-9   KU Solutions
    FS-10   KUCC Paris Corporation
    FS-11   KUCC Ferndale Corporation
    FS-12   American Power, Inc. (Co. 52)
    FS-13   Llano Gathering Inc. (Co. 930)
    FS-14   Llano Storage Inc. (Co. 931)
    FS-15   LG&E Minor Facilities Inc. (Co. 932)
    FS-16   Power Tex Parent Inc. (Co. 933)
    FS-17   LG&E Crown Inc. (Co. 936)
    FS-18   LG&E Power Engineers and Constructors
    FS-19   LG&E Power Services, Inc.
    FS-20   LG&E Power Operations
    FS-21   Gregory Partners, LLC
    FS-22   Gregory Power Partners, L.P.
    FS-23   LG&E Power Gregory I, Inc.
    FS-24   LG&E Power Gregory II, Inc.
    FS-25   LG&E Power Gregory III, Inc.
    FS-26   LG&E Power Gregory IV, Inc.
    FS-27   FSF Minerals Inc.
    FS-28   LCC LLC
    FS-29   FCD LLC
    FS-30   Westmoreland-LG&E Partners—Rova II

B. Exhibits:

 

 

 

 

Exhibit B-1

 

Copies of contracts required to be provided by Item 3

 

 

None.

 

 

Exhibit B-2

 

Officer's Certification

10



SIGNATURE

        The undersigned registered holding companies have duly caused this quarterly report to be signed on their behalf by the undersigned officers thereunto duly authorized pursuant to the requirements of the Public Utility Holding Company Act of 1935.

    E.ON AG
E.ON US Holding GmbH
E.ON US Investments Corp.

Date: November 26, 2003

 

E.ON AG

 

 

By:

/s/  
ULRICH HUEPPE      
    Name: Ulrich Hueppe
    Title: Executive Vice President

 

 

By:

/s/  
KARL-HEINZ FELDMANN      
    Name: Karl-Heinz Feldmann
    Title: Corporate Counsel

Exhibit B-2


CERTIFICATE

        I hereby certify that the Form U-9C-3 for E.ON AG for the previous quarter has been provided to the state commissions listed below:

Kentucky Public Service Commission
211 Sower Boulevard
Frankfurt, KY 40601

Virginia State Corporation Commission
1300 E. Main Street
Richmond, VA 23219

Date: November 26, 2003   E.ON AG

 

 

By:

 

/s/  
ULRICH HUEPPE      
    Name:   Ulrich Hueppe
    Title:   Executive Vice President

 

 

By:

 

/s/  
KARL-HEINZ FELDMANN      
    Name:   Karl-Heinz Feldmann
    Title:   Corporate Counsel



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