UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM N-PX/A
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT
INVESTMENT COMPANY
Investment Company Act file number 811-09261
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Foxby Corp.
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(Exact name of registrant as specified in charter)
11 Hanover Square, 12th Floor, New York, NY 10005
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(Address of principal executive offices) (Zip code)
Thomas B. Winmill, President
Foxby Corp.
11 Hanover Square, 12th Floor
New York, NY 10005
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(Name and address of agent for service)
Registrant's telephone number, including area code: 1-212-344-6310
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Date of fiscal year end: 12/31/2004
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Date of reporting period: 07/01/03 - 06/30/04
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Item 1. Proxy Voting Record
The information contained herein discloses the following information for
each matter relating to a portfolio security considered at any shareholder
meeting held during the period covered by the report and with respect to which
the registrant was entitled to vote:
(a) The name of the issuer of the portfolio security;
(b) The exchange ticker symbol of the portfolio security;
(c) The Council on Uniform Securities Identification Procedures ("CUSIP")
number for the portfolio security;
(d) The shareholder meeting date;
(e) A brief identification of the matter voted on;
(f) Whether the matter was proposed by the issuer or by a security holder;
(g) Whether the registrant cast its vote on the matter;
(h) How the registrant cast its vote; and
(i) Whether the registrant cast its vote for or against management.
******************************* FORM N-Px REPORT *******************************
ICA File Number: 811-09261
Reporting Period: 07/01/2003 - 06/30/2004
Foxby Corp.
================================= FOXBY CORP. ==================================
ATLANTIS PLASTICS, INC.
Ticker: AGH Security ID: 049156102
Meeting Date: MAY 25, 2004 Meeting Type: Annual
Record Date: MAR 26, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Charles D. Murphy, III For For Management
1.2 Elect Director Chester B. Vanatta For For Management
1.3 Elect Director Larry D. Horner For For Management
2 Other Business For Against Management
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BONSO ELECTRONICS INTERNATIONAL INC.
Ticker: BNSO Security ID: 98529
Meeting Date: MAR 23, 2004 Meeting Type: ANNUAL
Record Date: FEB 13, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 ELECT DIRECTOR ANTHONY SO For Abstain Management
1.2 ELECT DIRECTOR KIM WAH CHUNG For Abstain Management
1.3 ELECT DIRECTOR CATHY KIT TENG PANG For Abstain Management
1.4 ELECT DIRECTOR WOO PING FOK For Abstain Management
1.5 ELECT DIRECTOR JOHN STEWART JACKSON IV For Abstain Management
1.6 ELECT DIRECTOR GEORGE O'LEARY For Abstain Management
1.7 ELECT DIRECTOR HENRY F. SCHLUETER For Abstain Management
2 APPROVAL AND RATIFICATION OF THE For Abstain Management
CORPORATION S 2004 STOCK OPTION PLAN.
3 APPROVAL OF THE RATIFICATION OF THE For Abstain Management
SELECTION OF PRICEWATERHOUSECOOPERS AS THE INDEPENDENT PUBLIC ACCOUNTANTS
OF THE CORPORATION FOR THE FISCAL YEAR ENDING MARCH 31, 2004.
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CENTRAL EUROPEAN DISTRIBUTION CORPORATION
Ticker: CEDC Security ID: 153435102
Meeting Date: MAY 3, 2004 Meeting Type: Annual
Record Date: MAR 12, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director William V. Carey For For Management
1.2 Elect Director David Bailey For For Management
1.3 Elect Director N. Scott Fine For For Management
1.4 Elect Director Tony Housh For For Management
1.5 Elect Director Robert P. Koch For For Management
1.6 Elect Director Jan W. Laskowski For For Management
1.7 Elect Director Richard Roberts For For Management
2 Increase Authorized Common Stock For For Management
3 Ratify Auditors For For Management
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CISCO SYSTEMS, INC.
Ticker: CSCO Security ID: 17275R
Meeting Date: NOV 11, 2003 Meeting Type: ANNUAL
Record Date: SEP 12, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 ELECT DIRECTOR CAROL A. BARTZ For For Management
1.2 ELECT DIRECTOR LARRY R. CARTER For For Management
1.3 ELECT DIRECTOR JOHN T. CHAMBERS For For Management
1.4 ELECT DIRECTOR DR. JAMES F. GIBBONS For For Management
1.5 ELECT DIRECTOR DR. JOHN L. HENNESSY For For Management
1.6 ELECT DIRECTOR RODERICK C. MCGEARY For For Management
1.7 ELECT DIRECTOR JAMES C. MORGAN For For Management
1.8 ELECT DIRECTOR JOHN P. MORGRIDGE For For Management
1.9 ELECT DIRECTOR DONALD T. VALENTINE For For Management
1.1 ELECT DIRECTOR STEVEN M. WEST For For Management
1.11 ELECT DIRECTOR JERRY YANG For For Management
2 TO APPROVE AN AMENDMENT AND RESTATEMENT For For Management
OF THE EMPLOYEE STOCK PURCHASE PLAN, INCLUDING AN INCREASE OF 100,000,000
SHARES AUTHORIZED FOR ISSUANCE UNDER THE PLAN AND A 5-YEAR EXTENSION OF
THE PLAN, AS MORE FULLY SET FORTH IN THE ACCOMPANYING PROXY STATEMENT
3 TO RATIFY THE APPOINTMENT OF For For Management
PRICEWATERHOUSECOOPERS LLP AS CISCO S INDEPENDENT AUDITORS FOR THE FISCAL
YEAR ENDING JULY 31, 2004.
4 PROPOSAL SUBMITTED BY A SHAREHOLDER THAT Against Abstain Shareholder
THE BOARD PREPARE A REPORT EACH FISCAL
YEAR ON CISCO HARDWARE AND SOFTWARE
PROVIDED TO GOVERNMENT AGENCIES AND
STATE-OWNED COMMUNICATIONS OR INFORMATION
TECHNOLOGY ENTITIES IN ANY COUNTRY, AS
MORE FULLY SET FORTH I
5 PROPOSAL SUBMITTED BY SHAREHOLDERS THAT Against Abstain Shareholder
THE BOARD S COMPENSATION COMMITTEE
PREPARE AND MAKE AVAILABLE BY JANUARY 1,
2004, A REPORT COMPARING TOTAL
COMPENSATION OF THE COMPANY S TOP
EXECUTIVES AND ITS LOWEST PAID WORKERS IN
THE U.S. AND ABROAD AS OF SPECIF
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COMCAST CORP.
Ticker: CMCSA Security ID: 20030N101
Meeting Date: MAY 26, 2004 Meeting Type: Annual
Record Date: MAR 15, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director S. Decker Anstrom For For Management
1.2 Elect Director C. Michael Armstrong For For Management
1.3 Elect Director Kenneth J. Bacon For For Management
1.4 Elect Director Sheldon M. Bonovitz For For Management
1.5 Elect Director Julian A. Brodsky For For Management
1.6 Elect Director Joseph L. Castle, II For For Management
1.7 Elect Director J. Michael Cook For For Management
1.8 Elect Director Brian L. Roberts For For Management
1.9 Elect Director Ralph J. Roberts For For Management
1.10 Elect Director Dr. Judith Rodin For For Management
1.11 Elect Director Michael I. Sovern For For Management
2 Ratify Auditors For For Management
3 Amend Restricted Stock Plan For For Management
4 Amend Articles/Bylaws/Charter-Non-Routine For For Management
5 Require Two-Thirds Majority of Against For Shareholder
Independent Directors on Board
6 Political Contributions/Activities Against Against Shareholder
7 Nominate Two Directors for every open Against Against Shareholder
Directorships
8 Limit Executive Compensation Against Against Shareholder
9 Adopt a Recapitalization Plan Against For Shareholder
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CRESCENT BANKING COMPANY
Ticker: CSNT Security ID: 225646108
Meeting Date: APR 22, 2004 Meeting Type: Annual
Record Date: MAR 26, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John S. Dean, Sr. For For Management
1.2 Elect Director Charles R. Fendley For For Management
1.3 Elect Director Janie Whitfield For For Management
1.4 Elect Director Cecil Pruett For For Management
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E*TRADE GROUP, INC.
Ticker: ET Security ID: 269246104
Meeting Date: MAY 27, 2004 Meeting Type: Annual
Record Date: APR 5, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Ronald D. Fisher For For Management
1.2 Elect Director George A. Hayter For For Management
1.3 Elect Director Donna L. Weaver For For Management
2 Ratify Auditors For For Management
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FANNIE MAE
Ticker: FNM Security ID: 313586109
Meeting Date: MAY 25, 2004 Meeting Type: Annual
Record Date: APR 6, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Stephen B. Ashley For For Management
1.2 Elect Director Kenneth M. Duberstein For For Management
1.3 Elect Director Thomas P. Gerrity For For Management
1.4 Elect Director Timothy Howard For For Management
1.5 Elect Director Ann Korologos For For Management
1.6 Elect Director Frederic V. Malek For For Management
1.7 Elect Director Donald B. Marron For For Management
1.8 Elect Director Daniel H. Mudd For For Management
1.9 Elect Director Anne M. Mulcahy For For Management
1.10 Elect Director Joe K. Pickett For For Management
1.11 Elect Director Leslie Rahl For For Management
1.12 Elect Director Franklin D. Raines For For Management
1.13 Elect Director H. Patrick Swygert For For Management
2 Ratify Auditors For For Management
3 Amend Employee Stock Purchase Plan For For Management
4 Provide for Cumulative Voting Against For Shareholder
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FRANCE TELECOM SA
Ticker: Security ID: 35177Q105
Meeting Date: APR 9, 2004 Meeting Type: Special
Record Date: MAR 3, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1 APPROVAL OF THE ANNUAL ACCOUNTS FOR THE For Did Not Management
FISCAL YEAR ENDED DECEMBER 31, 2003. Vote
2 APPROVAL OF CONSOLIDATED ACCOUNTS FOR THE For Did Not Management
FISCAL YEAR ENDED 31 DECEMBER 2003. Vote
3 ALLOCATION OF THE RESULTS FOR THE YEAR For Did Not Management
ENDED DECEMBER 31, 2003, AS SHOWN IN THE Vote
ANNUAL ACCOUNTS, AND DISTRIBUTION.
4 APPROVAL OF THE AGREEMENTS REFERRED TO IN For Did Not Management
ARTICLE L 225-38 OF THE COMMERCIAL CODE. Vote
5 DELEGATION TO THE BOARD OF DIRECTORS TO For Did Not Management
BUY, KEEP OR TRANSFER FRANCE TELECOM Vote
SHARES.
6 FIXING THE ISSUE PRICE OF SECURITIES For Did Not Management
WHICH DO NOT CONFER ON THEIR HOLDERS THE Vote
SAME RIGHTS AS ORDINARY SHARES.
7 AMENDMENT OF ARTICLES 1, 2 AND 7 OF THE For Did Not Management
BY-LAWS TO BRING THEM INTO CONFORMITY Vote
WITH FRENCH LAW NO. 90-568.
8 AMENDMENT OF ARTICLE 13 OF THE BY-LAWS, For Did Not Management
RELATING TO THE BOARD OF DIRECTORS. Vote
9 AMENDMENT OF ARTICLES 14, 15, 17, 18 AND For Did Not Management
19 OF THE BY-LAWS RELATING TO THE Vote
CHAIRMAN S POWERS AND TO GENERAL
MANAGEMENT.
10 AMENDMENT OF THE BY-LAWS TO BRING THEM For Did Not Management
INTO CONFORMITY WITH THE PROVISIONS OF Vote
ARTICLE 55 OF DECREE NO. 67-236.
11 AUTHORITY DELEGATED TO THE BOARD OF For Did Not Management
DIRECTORS TO ISSUE SHARES RESERVED FOR Vote
WANADOO S SHAREHOLDERS.
12 DELEGATION TO THE BOARD OF DIRECTORS TO For Did Not Management
INCREASE THE CAPITAL FOR THE BENEFIT OF Vote
MEMBERS OF FRANCE TELECOM COMPANY SAVINGS
PLAN.
13 POWERS For Did Not Management
Vote
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HCA, INC.
Ticker: HCA Security ID: 404119109
Meeting Date: MAY 27, 2004 Meeting Type: Annual
Record Date: APR 1, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director C. Michael Armstrong For For Management
1.2 Elect Director Magdalena H. Averhoff, For For Management
M.D.
1.3 Elect Director Jack O. Bovender, Jr. For For Management
1.4 Elect Director Richard M. Bracken For For Management
1.5 Elect Director Martin Feldstein For For Management
1.6 Elect Director Thomas F. Frist, Jr., For For Management
M.D.
1.7 Elect Director Frederick W. Gluck For For Management
1.8 Elect Director Glenda A. Hatchett For For Management
1.9 Elect Director Charles O. Holliday, Jr. For For Management
1.10 Elect Director T. Michael Long For For Management
1.11 Elect Director John H. McArthur For For Management
1.12 Elect Director Kent C. Nelson For For Management
1.13 Elect Director Frank S. Royal, M.D. For For Management
1.14 Elect Director Harold T. Shapiro For For Management
2 Ratify Auditors For For Management
3 Amend Management Stock Purchase Plan For For Management
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HEWLETT-PACKARD COMPANY
Ticker: HPQ Security ID: 428236
Meeting Date: MAR 17, 2004 Meeting Type: ANNUAL
Record Date: JAN 20, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 ELECT DIRECTOR L.T. BABBIO, JR. For Abstain Management
1.2 ELECT DIRECTOR P.C. DUNN For Abstain Management
1.3 ELECT DIRECTOR C.S. FIORINA For Abstain Management
1.4 ELECT DIRECTOR R.A. HACKBORN For Abstain Management
1.5 ELECT DIRECTOR G.A. KEYWORTH II For Abstain Management
1.6 ELECT DIRECTOR R.E. KNOWLING, JR. For Abstain Management
1.7 ELECT DIRECTOR S.M. LITVACK For Abstain Management
1.8 ELECT DIRECTOR R.L. RYAN For Abstain Management
1.9 ELECT DIRECTOR L.S. SALHANY For Abstain Management
1.1 ELECT DIRECTOR T.J. PERKINS For Abstain Management
1.11 ELECT DIRECTOR L.S. SALHANY For Abstain Management
2 PROPOSAL TO RATIFY ERNST & YOUNG LLP AS For Abstain Management
HEWLETT- PACKARD COMPANY S INDEPENDENT AUDITORS FOR THE FISCAL YEAR ENDING
OCTOBER 31, 2004.
3 APPROVAL OF THE HEWLETT-PACKARD COMPANY For Abstain Management
2004 STOCK INCENTIVE PLAN
4 SHAREOWNER PROPOSAL ENTITLED STOCK Against Abstain Shareholder
OPTION EXPENSING PROPOSAL
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IDT CORPORATION
Ticker: IDTC Security ID: 448947
Meeting Date: DEC 15, 2003 Meeting Type: ANNUAL
Record Date: OCT 20, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 ELECT DIRECTOR MOSHE KAGANOFF For For Management
1.2 ELECT DIRECTOR JAMES S. GILMORE, III For For Management
1.3 ELECT DIRECTOR JACK F. KEMP For For Management
1.4 ELECT DIRECTOR ADM. WILLIAM A. OWENS For For Management
2 APPROVAL OF AMENDMENTS TO THE COMPANY S For For Management
1996 STOCK OPTION AND INCENTIVE PLAN, AS AMENDED AND RESTATED, THAT WILL
(I) PERMIT THE GRANT OF DEFERRED STOCK UNITS UNDER THE PLAN, (II) PERMIT
THE GRANT OF RESTRICTED STOCK TO NON-EMPLOYEE DIRECTORS AND (III) INC
3 APPROVAL OF THE COMPANY S EMPLOYEE STOCK For For Management
PURCHASE PLAN.
4 APPROVAL OF THE GRANT OF OPTIONS TO For For Management
PURCHASE UP TO AN AGGREGATE OF 965,000
SHARES OF THE COMPANY S CLASS B COMMON STOCK GRANTED OUTSIDE OF THE
COMPANY S 1996 STOCK OPTION AND INCENTIVE PLAN, AS AMENDED AND RESTATED,
TO CERTAIN OFFICERS AND DIRECTORS OF TH
5 RATIFICATION OF THE APPOINTMENT OF ERNST For For Management
& YOUNG LLP, AS THE COMPANY S INDEPENDENT
AUDITORS FOR THE FISCAL YEAR ENDING JULY
31, 2004.
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INTEL CORP.
Ticker: INTC Security ID: 458140100
Meeting Date: MAY 19, 2004 Meeting Type: Annual
Record Date: MAR 22, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Craig R. Barrett For For Management
1.2 Elect Director Charlene Barshefsky For For Management
1.3 Elect Director E. John P. Browne For For Management
1.4 Elect Director Andrew S. Grove For For Management
1.5 Elect Director D. James Guzy For Withhold Management
1.6 Elect Director Reed E. Hundt For For Management
1.7 Elect Director Paul S. Otellini For For Management
1.8 Elect Director David S. Pottruck For For Management
1.9 Elect Director Jane E. Shaw For For Management
1.10 Elect Director John L. Thornton For For Management
1.11 Elect Director David B. Yoffie For For Management
2 Ratify Auditors For For Management
3 Approve Omnibus Stock Plan For For Management
4 Expense Stock Options Against For Shareholder
5 Limit/Prohibit Awards to Executives Against For Shareholder
6 Performance- Based/Indexed Options Against For Shareholder
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INTERACTIVE DATA CORPORATION
Ticker: IDC Security ID: 45840J107
Meeting Date: MAY 20, 2004 Meeting Type: Annual
Record Date: APR 1, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Stuart J. Clark For Withhold Management
1.2 Elect Director William T. Ethridge For Withhold Management
1.3 Elect Director John Fallon For Withhold Management
1.4 Elect Director William B. Gauld For Withhold Management
1.5 Elect Director Donald P. Greenberg For For Management
1.6 Elect Director Alan J. Hirschfield For Withhold Management
1.7 Elect Director Philip J. Hoffman For Withhold Management
1.8 Elect Director John C. Makinson For Withhold Management
1.9 Elect Director Carl Spielvogel For For Management
1.10 Elect Director Allan R. Tessler For Withhold Management
2 Ratify Auditors For For Management
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INTERNATIONAL BUSINESS MACHINES CORP.
Ticker: IBM Security ID: 459200101
Meeting Date: APR 27, 2004 Meeting Type: Annual
Record Date: FEB 27, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Cathleen Black For For Management
1.2 Elect Director Kenneth I. Chenault For For Management
1.3 Elect Director Carlos Ghosn For For Management
1.4 Elect Director Nannerl O. Keohane For For Management
1.5 Elect Director Charles F. Knight For For Management
1.6 Elect Director Lucio A. Noto For For Management
1.7 Elect Director Samuel J. Palmisano For For Management
1.8 Elect Director John B. Slaughter For For Management
1.9 Elect Director Joan E. Spero For For Management
1.10 Elect Director Sidney Taurel For For Management
1.11 Elect Director Charles M. Vest For For Management
1.12 Elect Director Lorenzo H. Zambrano For For Management
2 Ratify Auditors For For Management
3 Ratify Auditors for the Company's For For Management
Business Consulting Services Unit
4 Approve Executive Incentive Bonus Plan For For Management
5 Provide for Cumulative Voting Against For Shareholder
6 Amend Pension and Retirement Medical Against Against Shareholder
Insurance Plans
7 Submit Executive Compensation to Vote Against For Shareholder
8 Expense Stock Options Against For Shareholder
9 Limit Awards to Executives Against Against Shareholder
10 China Principles Against Against Shareholder
11 Report on Political Against Against Shareholder
Contributions/Activities
12 Report on Executive Compensation Against Against Shareholder
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INTUIT INC.
Ticker: INTU Security ID: 461202
Meeting Date: OCT 30, 2003 Meeting Type: ANNUAL
Record Date: SEP 2, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 ELECT DIRECTOR STEPHEN M. BENNETT For For Management
1.2 ELECT DIRECTOR CHRISTOPHER W. BRODY For For Management
1.3 ELECT DIRECTOR WILLIAM V. CAMPBELL For For Management
1.4 ELECT DIRECTOR SCOTT D. COOK For For Management
1.5 ELECT DIRECTOR L. JOHN DOERR For For Management
1.6 ELECT DIRECTOR DONNA L. DUBINSKY For For Management
1.7 ELECT DIRECTOR MICHAEL R. HALLMAN For For Management
1.8 ELECT DIRECTOR STRATTON D. SCLAVOS For For Management
2 APPROVE THE AMENDMENT OF THE INTUIT INC. For For Management
1996 EMPLOYEE STOCK PURCHASE PLAN TO INCREASE THE NUMBER OF SHARES OF
COMMON STOCK AVAILABLE UNDER THE PLAN BY 500,000 SHARES (FROM 4,900,000
SHARES TO 5,400,000 SHARES).
3 RATIFY THE APPOINTMENT OF ERNST & YOUNG For For Management
LLP AS OUR INDEPENDENT AUDITORS FOR
FISCAL 2004.
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LEVEL 3 COMMUNICATIONS, INC.
Ticker: LVLT Security ID: 52729N100
Meeting Date: MAY 18, 2004 Meeting Type: Annual
Record Date: APR 5, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director James Q. Crowe For Withhold Management
1.2 Elect Director Robert E. Julian For Withhold Management
1.3 Elect Director Walter Scott, Jr. For Withhold Management
2 Amend Omnibus Stock Plan For For Management
3 Other Business For Against Management
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LJ INTERNATIONAL INC
Ticker: JADE Security ID: G55312105
Meeting Date: JUN 25, 2004 Meeting Type: Annual
Record Date: MAY 10, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Y.C. Yih For For Management
1.2 Elect Director K.M. Au For For Management
1.3 Elect Director H.T. Ng For For Management
1.4 Elect Director P.Y. Yue For For Management
1.5 Elect Director L.C. Wang For For Management
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MATRIX SERVICE COMPANY
Ticker: MTRX Security ID: 576853
Meeting Date: MAR 23, 2004 Meeting Type: SPECIAL
Record Date: FEB 9, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1 TO RATIFY AND APPROVE THE ADOPTION OF THE For Abstain Management
2004 STOCK OPTION PLAN.
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MAXCOR FINANCIAL GROUP, INC.
Ticker: MAXF Security ID: 57772G100
Meeting Date: JUN 9, 2004 Meeting Type: Annual
Record Date: APR 26, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Keith E. Reihl For Withhold Management
1.2 Elect Director Oscar M. Lewisohn For Withhold Management
1.3 Elect Director Marc S. Cooper For For Management
2 Ratify Auditors For For Management
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METROGAS S.A.
Ticker: MGS Security ID: 591673207
Meeting Date: APR 29, 2004 Meeting Type: Annual
Record Date: APR 8, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1 APPOINTMENT OF TWO SHAREHOLDERS TO For Did Not Management
APPROVE AND SIGN THE MINUTES. Vote
2 CONSIDERATION OF THE COMPANY S ANNUAL For Did Not Management
REPORT, BALANCE SHEET, INCOME STATEMENT, Vote
STATEMENT OF CHANGES IN SHAREHOLDERS EQUITY, STATEMENT OF CASH FLOW, AND
EXHIBITS AND NOTES THERETO.
3 ALLOCATION OF THE NET RESULT For Did Not Management
CORRESPONDING TO THE FISCAL YEAR ENDED ON Vote
DECEMBER 31, 2003.
4 CONSIDERATION OF THE BOARD OF DIRECTORS For Did Not Management
AND THE SURVEILLANCE COMMITTEE S Vote
PERFORMANCE.
5 BOARD OF DIRECTORS AND SURVEILLANCE For Did Not Management
COMMITTEE S FEES. Vote
6 FEES OF THE AUDITORS OF THE COMPANY S For Did Not Management
FINANCIAL STATEMENTS FOR FISCAL YEAR Vote
ENDED DECEMBER 31, 2003.
7 ELECTION OF MEMBERS AND ALTERNATE MEMBERS For Did Not Management
OF THE BOARD OF DIRECTORS BY CLASS A Vote
SHAREHOLDERS.
8 ELECTION OF MEMBERS AND ALTERNATE MEMBERS For Did Not Management
OF THE BOARD OF DIRECTORS BY CLASS B Vote
SHAREHOLDERS.
9 ELECTION OF ONE MEMBER AND ONE ALTERNATE For Did Not Management
MEMBER OF THE BOARD OF DIRECTORS BY CLASS Vote
C SHAREHOLDERS.
10 ELECTION OF THE MEMBERS AND ALTERNATE For Did Not Management
MEMBERS OF THE SURVEILLANCE COMMITTEE. Vote
11 Ratify Auditors For Did Not Management
Vote
12 AUDIT COMMITTEE S BUDGET. For Did Not Management
Vote
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MICROSOFT CORPORATION
Ticker: MSFT Security ID: 594918
Meeting Date: NOV 11, 2003 Meeting Type: ANNUAL
Record Date: SEP 12, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 ELECT DIRECTOR WILLIAM H. GATES III For For Management
1.2 ELECT DIRECTOR STEVEN A. BALLMER For For Management
1.3 ELECT DIRECTOR JAMES I. CASH JR. For For Management
1.4 ELECT DIRECTOR RAYMOND V. GILMARTIN For For Management
1.5 ELECT DIRECTOR A. MCLAUGHLIN KOROLOGOS For For Management
1.6 ELECT DIRECTOR DAVID F. MARQUARDT For For Management
1.7 ELECT DIRECTOR CHARLES H. NOSKI For For Management
1.8 ELECT DIRECTOR HELMUT PANKE For For Management
1.9 ELECT DIRECTOR WM. G. REED JR. For For Management
1.1 ELECT DIRECTOR JON A. SHIRLEY For For Management
2 ADOPTION OF THE AMENDMENTS TO THE 2001 For For Management
STOCK PLAN
3 ADOPTION OF THE AMENDMENTS TO THE 1999 For For Management
STOCK OPTION PLAN FOR NON-EMPLOYEE
DIRECTORS
4 SHAREHOLDER PROPOSAL (THE BOARD Against Against Shareholder
RECOMMENDS A VOTE AGAINST THIS PROPOSAL)
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MOTOROLA, INC.
Ticker: MOT Security ID: 620076109
Meeting Date: MAY 3, 2004 Meeting Type: Annual
Record Date: MAR 5, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Edward Zander For For Management
1.2 Elect Director H. Laurence Fuller For For Management
1.3 Elect Director Judy Lewent For For Management
1.4 Elect Director Walter Massey For For Management
1.5 Elect Director Nicholas Negroponte For For Management
1.6 Elect Director Indra Nooyi For For Management
1.7 Elect Director John Pepper, Jr. For For Management
1.8 Elect Director Samuel Scott III For For Management
1.9 Elect Director Douglas Warner III For For Management
1.10 Elect Director John White For For Management
1.11 Elect Director Mike Zafirovski For For Management
2 Limit Executive Compensation Against Against Shareholder
3 Limit Awards to Executives Against Against Shareholder
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NASH FINCH CO.
Ticker: NAFC Security ID: 631158102
Meeting Date: MAY 18, 2004 Meeting Type: Annual
Record Date: MAR 19, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Allister P. Graham For For Management
1.2 Elect Director Ron Marshall For For Management
1.3 Elect Director Laura Stein For For Management
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NOKIA CORPORATION
Ticker: NOK Security ID: 654902
Meeting Date: MAR 25, 2004 Meeting Type: ANNUAL
Record Date: JAN 30, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1A APPROVAL OF THE INCOME STATEMENTS AND THE For Abstain Management
BALANCE SHEETS.
1B APPROVAL OF A DIVIDEND OF EUR 0.30 PER For Abstain Management
SHARE.
1C APPROVAL OF THE DISCHARGE OF THE For Abstain Management
CHAIRMAN, THE MEMBERS OF THE BOARD OF
DIRECTORS AND THE PRESIDENT FROM
LIABILITY.
1E.1 ELECT DIRECTOR PAUL J. COLLINS For Abstain Management
1E.2 ELECT DIRECTOR GEORG EHRNROOTH For Abstain Management
1E.3 ELECT DIRECTOR BENGT HOLMSTROM For Abstain Management
1E.4 ELECT DIRECTOR PER KARLSSON For Abstain Management
1E.5 ELECT DIRECTOR JORMA OLLILA For Abstain Management
1E.6 ELECT DIRECTOR MARJORIE SCARDINO For Abstain Management
1E.7 ELECT DIRECTOR VESA VAINIO For Abstain Management
1E.8 ELECT DIRECTOR ARNE WESSBERG For Abstain Management
1E.9 ELECT DIRECTOR ARNE WESSBERG For Abstain Management
1G APPROVAL OF THE APPOINTMENT OF THE For Abstain Management
AUDITOR. ( FOR AND ABSTAIN ARE THE ONLY VALID VOTING OPTIONS)
2 APPROVAL OF THE PROPOSAL OF THE BOARD TO For Abstain Management
REDUCE THE SHARE CAPITAL THROUGH
CANCELLATION OF NOKIA SHARES HELD BY THE
COMPANY
3 APPROVAL OF THE AUTHORIZATION TO THE For Abstain Management
BOARD TO INCREASE THE SHARE CAPITAL OF
THE COMPANY.
4 APPROVAL OF THE AUTHORIZATION TO THE For Abstain Management
BOARD TO REPURCHASE NOKIA SHARES.
5 APPROVAL OF THE AUTHORIZATION TO THE For Abstain Management
BOARD TO DISPOSE NOKIA SHARES HELD BY THE
COMPANY.
6 APPROVAL OF THE PROPOSAL OF THE BOARD TO For Abstain Management
INCREASE THE CAPITAL OF THE FOUNDATION OF
NOKIA CORPORATION.
7 MARK THE FOR BOX IF YOU WISH TO For Abstain Management
INSTRUCT THE DEPOSITARY TO GIVE A PROXY
TO ANY ONE OF MARIANNA UOTINEN-TARKOMA,
ESA KAUNISTOLA, BOTH LEGAL COUNSELS OF
NOKIA CORPORATION, TO AUTHORIZE ANY OF
THEM (WITH FULL POWER OF SUBSTITUTION) TO
VOTE, IN THEIR DISCRE
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NTT DOCOMO INC.
Ticker: Security ID: 62942M201
Meeting Date: JUN 18, 2004 Meeting Type: Annual
Record Date: MAR 30, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1 APPROVAL OF PROPOSED APPROPRIATION OF For For Management
RETAINED EARNINGS FOR THE 13TH FISCAL
YEAR.
2 REPURCHASE OF SHARES: A SUMMARY OF THIS For For Management
ITEM APPEARS IN THE SECTION ENTITLED REFERENCE MATERIALS PERTAINING TO
EXERCISE OF VOTING RIGHTS ON PAGE 3 HEREIN, BELOW.
3 PARTIAL AMENDMENT TO THE ARTICLES OF For Against Management
INCORPORATION: A SUMMARY OF THIS ITEM
APPEARS IN THE REFERENCE MATERIALS
PERTAINING TO EXERCISE OF VOTING RIGHTS
ON PAGE 4 HEREIN, BELOW.
4 ELECTION OF 25 DIRECTORS. For For Management
5 ELECTION OF 1 CORPORATE AUDITOR. For For Management
6 AWARD OF RETIREMENT BENEFITS PAYMENTS TO For Against Management
RETIRING DIRECTORS AND CORPORATE AUDITOR.
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PFIZER INC.
Ticker: PFE Security ID: 717081103
Meeting Date: APR 22, 2004 Meeting Type: Annual
Record Date: FEB 27, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael S. Brown For For Management
1.2 Elect Director M. Anthony Burns For For Management
1.3 Elect Director Robert N. Burt For For Management
1.4 Elect Director W. Don Cornwell For For Management
1.5 Elect Director William H. Gray III For For Management
1.6 Elect Director Constance J. Horner For For Management
1.7 Elect Director William R. Howell For For Management
1.8 Elect Director Stanley O. Ikenberry For For Management
1.9 Elect Director George A. Lorch For For Management
1.10 Elect Director Henry A. Mckinnell For For Management
1.11 Elect Director Dana G. Mead For For Management
1.12 Elect Director Franklin D. Raines For For Management
1.13 Elect Director Ruth J. Simmons For For Management
1.14 Elect Director William C. Steere, Jr. For For Management
1.15 Elect Director Jean-Paul Valles For For Management
2 Ratify Auditors For For Management
3 Approve Omnibus Stock Plan For For Management
4 Report on Operational Impact of HIV/AIDS, Against Against Shareholder
TB, and Malaria Pandemic
5 Cease Political Contributions/Activities Against Against Shareholder
6 Report on Political Against Against Shareholder
Contributions/Activities
7 Establish Term Limits for Directors Against Against Shareholder
8 Report on Drug Pricing Against Against Shareholder
9 Limit Awards to Executives Against Against Shareholder
10 Amend Animal Testing Policy Against Against Shareholder
--------------------------------------------------------------------------------
QUALCOMM, INCORPORATED
Ticker: QCOM Security ID: 747525
Meeting Date: MAR 2, 2004 Meeting Type: ANNUAL
Record Date: JAN 2, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 ELECT DIRECTOR ADELIA A. COFFMAN Against Withheld Management
1.2 ELECT DIRECTOR RAYMOND V. DITTAMORE For For Management
1.3 ELECT DIRECTOR IRWIN MARK JACOBS For For Management
1.4 ELECT DIRECTOR RICHARD SULPIZIO For For Management
2 TO APPROVE AN AMENDMENT TO THE COMPANY S For For Management
2001 STOCK OPTION PLAN TO INCREASE THE AGGREGATE NUMBER OF SHARES OF
COMMON STOCK AUTHORIZED FOR ISSUANCE UNDER SUCH PLAN.
3 TO RATIFY THE SELECTION OF For For Management
PRICEWATERHOUSECOOPERS LLP AS THE COMPANY
S INDEPENDENT ACCOUNTANTS FOR THE COMPANY
S FISCAL YEAR ENDING SEPTEMBER 26, 2004.
THE BOARD OF DIRECTORS RECOMMENDS A VOTE
AGAINST PROPOSAL 4
4 BERNARD LUBRAN - TO ELIMINATE THE Against For Shareholder
CLASSIFIED BOARD.
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SOLECTRON CORPORATION
Ticker: SLR Security ID: 834182
Meeting Date: JAN 7, 2004 Meeting Type: ANNUAL
Record Date: NOV 18, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 ELECT DIRECTOR WILLIAM A. HASLER For For Management
1.2 ELECT DIRECTOR MICHAEL R. CANNON For For Management
1.3 ELECT DIRECTOR RICHARD A. D'AMORE For For Management
1.4 ELECT DIRECTOR HEINZ FRIDRICH For For Management
1.5 ELECT DIRECTOR WILLIAM R. GRABER For For Management
1.6 ELECT DIRECTOR DR. PAUL R. LOW For For Management
1.7 ELECT DIRECTOR C. WESLEY M. SCOTT For For Management
1.8 ELECT DIRECTOR OSAMU YAMADA For For Management
1.9 ELECT DIRECTOR CYRIL YANSOUNI For For Management
2 TO APPROVE AN AMENDMENT TO THE COMPANY S For For Management
2002 STOCK OPTION PLAN TO PERMIT AN
OPTION EXCHANGE PROGRAM.
3 TO RATIFY THE APPOINTMENT OF KPMG LLP AS For For Management
INDEPENDENT AUDITORS OF THE COMPANY FOR
THE FISCAL YEAR ENDING AUGUST 31, 2004.
--------------------------------------------------------------------------------
SPRINT CORP.
Ticker: FON Security ID: 852061100
Meeting Date: APR 20, 2004 Meeting Type: Annual
Record Date: FEB 20, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Gordon M. Bethune For For Management
1.2 Elect Director E. Linn Draper, Jr. For For Management
1.3 Elect Director Deborah A. Henretta For For Management
1.4 Elect Director Linda Koch Lorimer For Withhold Management
2 Ratify Auditors For For Management
3 Performance- Based/Indexed Options Against For Shareholder
4 Limit Executive Compensation Against Against Shareholder
5 Separate Chairman and CEO Positions Against For Shareholder
6 Report on Foreign Outsourcing Against Against Shareholder
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SUN MICROSYSTEMS, INC.
Ticker: SUNW Security ID: 866810
Meeting Date: NOV 13, 2003 Meeting Type: ANNUAL
Record Date: SEP 15, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 ELECT DIRECTOR SCOTT G. MCNEALY For For Management
1.2 ELECT DIRECTOR JAMES L. BARKSDALE For For Management
1.3 ELECT DIRECTOR L. JOHN DOERR For For Management
1.4 ELECT DIRECTOR ROBERT J. FISHER For For Management
1.5 ELECT DIRECTOR MICHAEL E. LEHMAN For For Management
1.6 ELECT DIRECTOR ROBERT L. LONG For For Management
1.7 ELECT DIRECTOR M. KENNETH OSHMAN For For Management
1.8 ELECT DIRECTOR NAOMI O. SELIGMAN For For Management
1.9 ELECT DIRECTOR LYNN E. TURNER For For Management
2 AMENDMENTS TO THE 1990 EMPLOYEE STOCK For For Management
PURCHASE PLAN. PROPOSAL TO APPROVE
AMENDMENTS TO SUN S 1990 EMPLOYEE STOCK
PURCHASE PLAN, INCLUDING AN INCREASE IN
THE NUMBER OF SHARES OF COMMON STOCK
RESERVED FOR ISSUANCE THEREUNDER BY
170,000,000 SHARES OF COMMON
3 RATIFICATION OF APPOINTMENT OF For For Management
INDEPENDENT AUDITORS. PROPOSAL TO RATIFY
THE APPOINTMENT OF ERNST & YOUNG LLP, AS
SUN S INDEPENDENT AUDITORS FOR THE
CURRENT FISCAL YEAR
4 STOCKHOLDER PROPOSAL ENTITLED CHINA Against Abstain Shareholder
BUSINESS PRINCIPLES FOR RIGHTS OF WORKERS
IN CHINA . PROPOSAL REQUESTING
IMPLEMENTATION OF PRINCIPLES EMBODIED IN
CHINA BUSINESS PRINCIPLES FOR RIGHTS OF
WORKERS IN CHINA
--------------------------------------------------------------------------------
SUNGARD DATA SYSTEMS INC.
Ticker: SDS Security ID: 867363103
Meeting Date: MAY 14, 2004 Meeting Type: Annual
Record Date: MAR 15, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Gregory S. Bentley For Withhold Management
1.2 Elect Director Michael C. Brooks For For Management
1.3 Elect Director Cristobal Conde For For Management
1.4 Elect Director Ramon de Oliveira For For Management
1.5 Elect Director Henry C. Duques For For Management
1.6 Elect Director Albert A. Eisenstat For For Management
1.7 Elect Director Bernard Goldstein For For Management
1.8 Elect Director Janet Brutschea Haugen For For Management
1.9 Elect Director James L. Mann For For Management
1.10 Elect Director Malcolm I. Ruddock For For Management
2 Ratify Auditors For For Management
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SYBASE, INC.
Ticker: SY Security ID: 871130100
Meeting Date: MAY 27, 2004 Meeting Type: Annual
Record Date: APR 1, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Cecilia Claudio For For Management
1.2 Elect Director L. William Krause For For Management
1.3 Elect Director Robert P. Wayman For For Management
2 Amend Omnibus Stock Plan For For Management
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
UTSTARCOM, INC.
Ticker: UTSI Security ID: 918076100
Meeting Date: MAY 14, 2004 Meeting Type: Annual
Record Date: MAR 29, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Thomas J. Toy For For Management
1.2 Elect Director Ying Wu For Withhold Management
2 Ratify Auditors For For Management
--------------------------------------------------------------------------------
WASHINGTON MUTUAL, INC
Ticker: WM Security ID: 939322103
Meeting Date: APR 20, 2004 Meeting Type: Annual
Record Date: FEB 27, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Anne V. Farrell For For Management
1.2 Elect Director Stephen E. Frank For For Management
1.3 Elect Director Margaret Osmer Mcquade For For Management
1.4 Elect Director William D. Schulte For For Management
2 Ratify Auditors For For Management
3 Limit Executive Compensation Against Against Shareholder
========== END NPX REPORT
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the
Registrant has duly caused this Report to be signed on its behalf by the
undersigned, thereunto duly authorized.
Foxby Corp.
By: /s/ Thomas B. Winmill
----------------------------
Thomas B. Winmill, President
Date: June 2, 2005