fxbynpx2012.htm
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549

FORM N-PX

ANNUAL REPORT OF PROXY VOTING RECORD OF
REGISTERED MANAGEMENT INVESTMENT COMPANY

Investment Company Act file number:
811-09261
   
Foxby Corp.
(Exact name of registrant as specified in charter)
   
11 Hanover Square, 12th Floor, New York, NY
10005
(Address of principal executive offices)
(Zip code)

John F. Ramirez, Esq.
Foxby Corp.
11 Hanover Square, 12th Floor
New York, NY 10005

Registrant's telephone number, including area code:
1-212-480-6432

Date of fiscal year end:
12/31

Date of reporting period:
07/01/2011 - 06/30/2012


Item 1. Proxy Voting Record

The information contained herein discloses the following information for each matter relating to a portfolio security considered at any shareholder meeting held during the period covered by the report and with respect to which the registrant was entitled to vote:

(a) The name of the issuer of the portfolio security;

(b) The exchange ticker symbol of the portfolio security;

(c) The Council on Uniform Securities Identification Procedures ("CUSIP") number for the portfolio security;

(d) The shareholder meeting date;

(e) A brief identification of the matter voted on;

(f) Whether the matter was proposed by the issuer or by a security holder;

(g) Whether the registrant cast its vote on the matter;

(h) How the registrant cast its vote; and

(i) Whether the registrant cast its vote for or against management.
 

 
FOXBY CORP.
 
3M COMPANY

Ticker:       MMM            Security ID:  88579Y101
Meeting Date: MAY 08, 2012   Meeting Type: Annual
Record Date:  MAR 09, 2012

#
Proposal
Mgt Rec
Vote Cast
Sponsor
1
Elect Director Linda G. Alvarado
For
For
Management
2
Elect Director Vance D. Coffman
For
For
Management
3
Elect Director Michael L. Eskew
For
For
Management
4
Elect Director W. James Farrell
For
For
Management
5
Elect Director Herbert L. Henkel
For
For
Management
6
Elect Director Edward M. Liddy
For
For
Management
7
Elect Director Robert S. Morrison
For
For
Management
8
Elect Director Aulana L. Peters
For
For
Management
9
Elect Director Inge G. Thulin
For
For
Management
10
Elect Director Robert J. Ulrich
For
For
Management
11
Ratify Auditors
For
For
Management
12
Advisory Vote to Ratify Named Executive Officers' Compensation
For
For
Management
13
Amend Qualified Employee Stock Purchase Plan
For
For
Management
14
Amend Omnibus Stock Plan
For
For
Management
15
Report on Lobbying Payments and Policy
Against
For
Shareholder
16
Prohibit Political Contributions
Against
Against
Shareholder
17
Require Independent Board Chairman
Against
Against
Shareholder


 
AMAZON.COM, INC.

Ticker:       AMZN           Security ID:  023135106
Meeting Date: MAY 24, 2012   Meeting Type: Annual
Record Date:  APR 02, 2012

#
Proposal
Mgt Rec
Vote Cast
Sponsor
1
Elect Director Jeffrey P. Bezos
For
For
Management
2
Elect Director Tom A. Alberg
For
For
Management
3
Elect Director John Seely Brown
For
For
Management
4
Elect Director William B. Gordon
For
For
Management
5
Elect Director Jamie S. Gorelick
For
For
Management
6
Elect Director Blake G. Krikorian
For
For
Management
7
Elect Director Alain Monie
For
For
Management
8
Elect Director Jonathan J. Rubinstein
For
For
Management
9
Elect Director Thomas O. Ryder
For
For
Management
10
Elect Director Patricia Q. Stonesifer
For
For
Management
11
Ratify Auditors
For
For
Management
12
Amend Omnibus Stock Plan
For
For
Management
13
Report on Climate Change
Against
For
Shareholder
14
Report on Political Contributions
Against
For
Shareholder


 
APPLE INC.

Ticker:       AAPL           Security ID:  037833100
Meeting Date: FEB 23, 2012   Meeting Type: Annual
Record Date:  DEC 27, 2011

#
Proposal
Mgt Rec
Vote Cast
Sponsor
1.1
Elect Director William V. Campbell
For
For
Management
1.2
Elect Director Timothy D. Cook
For
For
Management
1.3
Elect Director Millard S. Drexler
For
For
Management
1.4
Elect Director Al Gore
For
For
Management
1.5
Elect Director Robert A. Iger
For
For
Management
1.6
Elect Director Andrea Jung
For
For
Management
1.7
Elect Director Arthur D. Levinson
For
For
Management
1.8
Elect Director Ronald D. Sugar
For
For
Management
2
Ratify Auditors
For
For
Management
3
Advisory Vote to Ratify Named Executive Officers' Compensation
For
For
Management
4
Prepare Conflict of Interest Report
Against
Against
Shareholder
5
Advisory Vote to Ratify Directors' Compensation
Against
Against
Shareholder
6
Report on Political Contributions
Against
Against
Shareholder
7
Require a Majority Vote for the Election of Directors
Against
For
Shareholder
 
 
 
BERKSHIRE HATHAWAY INC.

Ticker:       BRK.B          Security ID:  084670702
Meeting Date: MAY 05, 2012   Meeting Type: Annual
Record Date:  MAR 07, 2012

#
Proposal
Mgt Rec
Vote Cast
Sponsor
1.1
Elect Director Warren E. Buffett
For
For
Management
1.2
Elect Director Charles T. Munger
For
For
Management
1.3
Elect Director Howard G. Buffett
For
For
Management
1.4
Elect Director Stephen B. Burke
For
For
Management
1.5
Elect Director Susan L. Decker
For
For
Management
1.6
Elect Director William H. Gates, III
For
For
Management
1.7
Elect Director David S. Gottesman
For
For
Management
1.8
Elect Director Charlotte Guyman
For
For
Management
1.9
Elect Director Donald R. Keough
For
For
Management
1.10
Elect Director Thomas S. Murphy
For
For
Management
1.11
Elect Director Ronald L. Olson
For
For
Management
1.12
Elect Director Walter Scott, Jr.
For
For
Management
2
Adopt Policy on Succession Planning
Against
For
Shareholder


 
CHEVRON CORPORATION

Ticker:       CVX            Security ID:  166764100
Meeting Date: MAY 30, 2012   Meeting Type: Annual
Record Date:  APR 04, 2012
 
#
Proposal
Mgt Rec
Vote Cast
Sponsor
1
Elect Director Linnet F. Deily
For
For
Management
2
Elect Director Robert E. Denham
For
For
Management
3
Elect Director Chuck Hagel
For
For
Management
4
Elect Director Enrique Hernandez, Jr.
For
For
Management
5
Elect Director George L. Kirkland
For
For
Management
6
Elect Director Charles W. Moorman, IV
For
For
Management
7
Elect Director Kevin W. Sharer
For
For
Management
8
Elect Director John G. Stumpf
For
For
Management
9
Elect Director Ronald D. Sugar
For
For
Management
10
Elect Director Carl Ware
For
For
Management
11
Elect Director John S. Watson
For
For
Management
12
Ratify Auditors
For
For
Management
13
Advisory Vote to Ratify Named Executive Officers' Compensation
For
For
Management
14
Remove Exclusive Venue Provision
Against
For
Shareholder
15
Require Independent Board Chairman
Against
For
Shareholder
16
Report on Lobbying Payments and Policy
Against
For
Shareholder
17
Adopt Guidelines for Country Selection
Against
For
Shareholder
18
Report on Hydraulic Fracturing Risks to Company
Against
For
Shareholder
19
Report on Accident Risk Reduction Efforts
Against
Against
Shareholder
20
Amend Articles/Bylaws/Charter -- Call Special Meetings
Against
For
Shareholder
21
Request Director Nominee with Environmental Qualifications
Against
For
Shareholder
 
 


 
EXXON MOBIL CORPORATION

Ticker:       XOM            Security ID:  30231G102
Meeting Date: MAY 30, 2012   Meeting Type: Annual
Record Date:  APR 04, 2012
 
#
Proposal
Mgt Rec
Vote Cast
Sponsor
1.1
Elect Director M.J. Boskin
For
For
Management
1.2
Elect Director P. Brabeck-Letmathe
For
For
Management
1.3
Elect Director L.R. Faulkner
For
For
Management
1.4
Elect Director J.S. Fishman
For
For
Management
1.5
Elect Director H.H. Fore
For
For
Management
1.6
Elect Director K.C. Frazier
For
For
Management
1.7
Elect Director W.W. George
For
For
Management
1.8
Elect Director S.J. Palmisano
For
For
Management
1.9
Elect Director S.S. Reinemund
For
For
Management
1.10
Elect Director R.W. Tillerson
For
For
Management
1.11
Elect Director E.E. Whitacre, Jr.
For
For
Management
2
Ratify Auditors
For
For
Management
3
Advisory Vote to Ratify Named Executive Officers' Compensation
For
Against
Management
4
Require Independent Board Chairman
Against
For
Shareholder
5
Require a Majority Vote for the Election of Directors
Against
For
Shareholder
6
Report on Political Contributions
Against
For
Shareholder
7
Amend EEO Policy to Prohibit Discrimination based on Sexual Orientation and Gender Identity
Against
Against
Shareholder
8
Report on Hydraulic Fracturing Risks to Company
Against
For
Shareholder
9
Adopt Quantitative GHG Goals for
Against
For
Shareholder
 
 


 
GOOGLE INC.

Ticker:       GOOG           Security ID:  38259P508
Meeting Date: JUN 21, 2012   Meeting Type: Annual
Record Date:  APR 23, 2012
 
#
Proposal
Mgt Rec
Vote Cast
Sponsor
1.1
Elect Director Larry Page
For
For
Management
1.2
Elect Director Sergey Brin
For
For
Management
1.3
Elect Director Eric E. Schmidt
For
For
Management
1.4
Elect Director L. John Doerr
For
For
Management
1.5
Elect Director Diane B. Greene
For
For
Management
1.6
Elect Director John L. Hennessy
For
For
Management
1.7
Elect Director Ann Mather
For
For
Management
1.8
Elect Director Paul S. Otellini
For
For
Management
1.9
Elect Director K. Ram Shriram
For
For
Management
1.10
Elect Director Shirley M. Tilghman
For
For
Management
2
Ratify Auditors
For
For
Management
3
Authorize a New Class of Common Stock
For
Against
Management
4
Increase Authorized Common Stock
For
Against
Management
5
Amend Charter to Provide For Class A Common Holders to Receive Equal Consideration as
For
For
Management
 
Class B Common Holders in event of any Merger, Consolidation or Business Combination
 
 
 
6
Approve Omnibus Stock Plan
For
Against
Management
7
Approve Omnibus Stock Plan
For
Against
Management
8
Adopt Proxy Statement Reporting on Political Contributions and Advisory Vote
Against
Against
Shareholder
9
Amend Articles Regarding Arbitration of Shareholder Lawsuits
Against
Against
Shareholder
10
Approve Recapitalization Plan for all Stock to have One-vote per Share
Against
For
Shareholder


 
MCDONALD'S CORPORATION

Ticker:       MCD            Security ID:  580135101
Meeting Date: MAY 24, 2012   Meeting Type: Annual
Record Date:  MAR 27, 2012
 
#
Proposal
Mgt Rec
Vote Cast
Sponsor
1
Elect Director Robert A. Eckert
For
For
Management
2
Elect Director Enrique Hernandez, Jr.
For
For
Management
3
Elect Director Jeanne P. Jackson
For
For
Management
4
Elect Director Andrew J. Mckenna
For
For
Management
5
Elect Director Donald Thompson
For
For
Management
6
Advisory Vote to Ratify Named Executive Officers' Compensation
For
For
Management
7
Approve Omnibus Stock Plan
For
For
Management
8
Declassify the Board of Directors
For
For
Management
9
Provide Right to Call Special Meeting
For
For
Management
10
Ratify Auditors
For
For
Management
11
Report on Policy Responses to Children's Health Concerns and Fast Food
Against
Against
Shareholder


 
MICROSOFT CORPORATION

Ticker:       MSFT           Security ID:  594918104
Meeting Date: NOV 15, 2011   Meeting Type: Annual
Record Date:  SEP 02, 2011

#
Proposal
Mgt Rec
Vote Cast
Sponsor
1
Elect Director Steven A. Ballmer
For
For
Management
2
Elect Director Dina Dublon
For
For
Management
3
Elect Director William H. Gates, III
For
For
Management
4
Elect Director Raymond V. Gilmartin
For
For
Management
5
Elect Director Reed Hastings
For
For
Management
6
Elect Director Maria M. Klawe
For
For
Management
7
Elect Director David F. Marquardt
For
For
Management
8
Elect Director Charles H. Noski
For
For
Management
9
Elect Director Helmut Panke
For
For
Management
10
Advisory Vote to Ratify Named Executive Officers' Compensation
For
For
Management
11
Advisory Vote on Say on Pay Frequency
One Year
One Year
Management
12
Ratify Auditors
For
For
Management
13
Amend Bylaws to Establish a Board Committee on Environmental Sustainability
Against
Against
Shareholder
 
 


 
MORGAN STANLEY

Ticker:       MS             Security ID:  617446448
Meeting Date: MAY 15, 2012   Meeting Type: Annual
Record Date:  MAR 19, 2012
 
#
Proposal
Mgt Rec
Vote Cast
Sponsor
1
Elect Director Roy J. Bostock
For
For
Management
2
Elect Director Erskine B. Bowles
For
For
Management
3
Elect Director Howard J. Davies
For
For
Management
4
Elect Director James P. Gorman
For
For
Management
5
Elect Director C. Robert Kidder
For
For
Management
6
Elect Director Klaus Kleinfeld
For
For
Management
7
Elect Director Donald T. Nicolaisen
For
For
Management
8
Elect Director Hutham S. Olayan
For
For
Management
9
Elect Director James W. Owens
For
For
Management
10
Elect Director O. Griffith Sexton
For
For
Management
11
Elect Director Ryosuke Tamakoshi
For
For
Management
12
Elect Director Masaaki Tanaka
For
For
Management
13
Elect Director Laura D. Tyson
For
For
Management
14
Ratify Auditors
For
For
Management
15
Amend Omnibus Stock Plan
For
Against
Management
16
Amend Non-Employee Director Restricted Stock Plan
For
For
Management
17
Advisory Vote to Ratify Named Executive Officers' Compensation
For
For
Management


 
THE GOLDMAN SACHS GROUP, INC.

Ticker:       GS             Security ID:  38141G104
Meeting Date: MAY 24, 2012   Meeting Type: Annual
Record Date:  MAR 26, 2012

#
Proposal
Mgt Rec
Vote Cast
Sponsor
1
Elect Director Lloyd C. Blankfein
For
For
Management
2
Elect Director M. Michele Burns
For
For
Management
3
Elect Director Gary D. Cohn
For
For
Management
4
Elect Director Claes Dahlback
For
For
Management
5
Elect Director Stephen Friedman
For
For
Management
6
Elect Director William W. George
For
For
Management
7
Elect Director James A. Johnson
For
For
Management
8
Elect Director Lakshmi N. Mittal
For
For
Management
9
Elect Director James J. Schiro
For
For
Management
10
Elect Director Debora L. Spar
For
For
Management
11
Advisory Vote to Ratify Named Executive Officers' Compensation
For
For
Management
12
Ratify Auditors
For
For
Management
13
Provide for Cumulative Voting
Against
For
Shareholder
14
Stock Retention/Holding Period
Against
For
Shareholder
15
Report on Lobbying Payments and Policy
Against
Against
Shareholder


 
THE PROCTER & GAMBLE COMPANY

Ticker:       PG             Security ID:  742718109
Meeting Date: OCT 11, 2011   Meeting Type: Annual
Record Date:  AUG 12, 2011

#
Proposal
Mgt Rec
Vote Cast
Sponsor
1
Elect Director Angela F. Braly
For
For
Management
2
Elect Director Kenneth I. Chenault
For
For
Management
3
Elect Director Scott D. Cook
For
For
Management
4
Elect Director Susan Desmond-Hellmann
For
For
Management
5
Elect Director Robert A. McDonald
For
For
Management
6
Elect Director W. James McNerney, Jr.
For
For
Management
7
Elect Director Johnathan A. Rodgers
For
For
Management
8
Elect Director Margaret C. Whitman
For
For
Management
9
Elect Director Mary Agnes Wilderotter
For
For
Management
10
Elect Director Patricia A. Woertz
For
For
Management
11
Elect Director Ernesto Zedillo
For
For
Management
12
Ratify Auditors
For
For
Management
13
Advisory Vote to Ratify Named Executive Officers' Compensation
For
For
Management
14
Advisory Vote on Say on Pay Frequency
One Year
One Year
Management
15
Amend Articles of Incorporation
For
For
Management
16
Provide for Cumulative Voting
Against
For
Shareholder
17
Phase Out Use of Laboratory Animals in Pet Food Product Testing
Against
Against
Shareholder
18
Report on Political Contributions and Provide Advisory Vote
Against
Against
Shareholder


 
TOLL BROTHERS, INC.

Ticker:       TOL            Security ID:  889478103
Meeting Date: MAR 14, 2012   Meeting Type: Annual
Record Date:  JAN 17, 2012

#
Proposal
Mgt Rec
Vote Cast
Sponsor
1.1
Elect Director Douglas C. Yearley, Jr.
For
For
Management
1.2
Elect Director Robert S. Blank
For
For
Management
1.3
Elect Director Stephen A. Novick
For
For
Management
1.4
Elect Director Paul E. Shapiro
For
For
Management
2
Ratify Auditors
For
For
Management
3
Advisory Vote to Ratify Named Executive Officers' Compensation
For
For
Management
 


WAL-MART STORES, INC.

Ticker:       WMT            Security ID:  931142103
Meeting Date: JUN 01, 2012   Meeting Type: Annual
Record Date:  APR 04, 2012

#
Proposal
Mgt Rec
Vote Cast
Sponsor
1
Elect Director Aida M. Alvarez
For
For
Management
2
Elect Director James W. Breyer
For
For
Management
3
Elect Director M. Michele Burns
For
For
Management
4
Elect Director James I. Cash, Jr.
For
For
Management
5
Elect Director Roger C. Corbett
For
For
Management
6
Elect Director Douglas N. Daft
For
For
Management
7
Elect Director Michael T. Duke
For
Against
Management
8
Elect Director Marissa A. Mayer
For
For
Management
9
Elect Director Gregory B. Penner
For
For
Management
10
Elect Director Steven S. Reinemund
For
For
Management
11
Elect Director H. Lee Scott, Jr.
For
Against
Management
12
Elect Director Arne M. Sorenson
For
For
Management
13
Elect Director Jim C. Walton
For
For
Management
14
Elect Director S. Robson Walton
For
Against
Management
15
Elect Director Christopher J. Williams
For
Against
Management
16
Elect Director Linda S. Wolf
For
For
Management
17
Ratify Auditors
For
For
Management
18
Advisory Vote to Ratify Named Executive Officers' Compensation
For
For
Management
19
Report on Political Contributions
Against
For
Shareholder
20
Request Director Nominee with  Patient Safety and Healthcare Quality Experience
Against
Against
Shareholder
21
Performance-Based Equity Awards
Against
For
Shareholder


 
WELLS FARGO & COMPANY

Ticker:       WFC            Security ID:  949746101
Meeting Date: APR 24, 2012   Meeting Type: Annual
Record Date:  FEB 24, 2012
 
#
Proposal
Mgt Rec
Vote Cast
Sponsor
1
Elect Director John D. Baker, II
For
For
Management
2
Elect Director Elaine L. Chao
For
For
Management
3
Elect Director John S. Chen
For
For
Management
4
Elect Director Lloyd H. Dean
For
For
Management
5
Elect Director Susan E. Engel
For
For
Management
6
Elect Director Enrique Hernandez, Jr.
For
For
Management
7
Elect Director Donald M. James
For
For
Management
8
Elect Director Cynthia H. Milligan
For
For
Management
9
Elect Director Nicholas G. Moore
For
For
Management
10
Elect Director Federico F. Pena
For
For
Management
11
Elect Director Philip J. Quigley
For
Against
Management
12
Elect Director Judith M. Runstad
For
For
Management
13
Elect Director Stephen W. Sanger
For
For
Management
14
Elect Director John G. Stumpf
For
For
Management
15
Elect Director Susan G. Swenson
For
For
Management
16
Advisory Vote to Ratify Named Executive Officers' Compensation
For
For
Management
17
Ratify Auditors
For
For
Management
18
Require Independent Board Chairman
Against
For
Shareholder
19
Provide for Cumulative Voting
Against
For
Shareholder
20
Adopt Proxy Access Right
Against
For
Shareholder
21
Require Audit Committee Review and Report on Controls Related to Loans, Foreclosure and Securitizations
Against
Against
Shareholder
 
 
 
SIGNATURES

Pursuant to the requirements of the Investment Company Act of 1940, the Registrant has duly caused this Report to be signed on its behalf by the undersigned, thereunto duly authorized.

Foxby Corp.

By:
/s/ John F. Ramírez
 
John F. Ramírez, Chief Compliance Officer
   
 
Date: August 27, 2012