1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security |
5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
Date Exercisable |
Expiration Date |
Title |
Amount or Number of Shares |
Stock Option (right to buy)
|
Â
(1)
|
02/02/2020 |
Common Stock
|
13,153
|
$
0.8
|
D
|
Â
|
Stock Option (right to buy)
|
Â
(2)
|
09/27/2020 |
Common Stock
|
100,000
|
$
2.36
|
D
|
Â
|
Stock Option (right to buy)
|
Â
(1)
|
02/22/2021 |
Common Stock
|
18,125
|
$
2.36
|
D
|
Â
|
Stock Option (right to buy)
|
Â
(1)
|
03/09/2022 |
Common Stock
|
32,782
|
$
2.68
|
D
|
Â
|
Stock Option (right to buy)
|
Â
(3)
|
03/09/2022 |
Common Stock
|
143,750
|
$
2.68
|
D
|
Â
|
Stock Option (right to buy)
|
Â
(4)
|
02/04/2023 |
Common Stock
|
112,500
|
$
4
|
D
|
Â
|
Stock Option (right to buy)
|
Â
(1)
|
02/04/2023 |
Common Stock
|
24,112
|
$
4
|
D
|
Â
|
Stock Option (right to buy)
|
Â
(5)
|
02/04/2023 |
Common Stock
|
12,500
|
$
4
|
D
|
Â
|
* |
If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** |
Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) |
The option award is fully vested and immediately exercisable. |
(2) |
The option award is immediately exercisable, subject to the Issuer's right of repurchase. The option award vested as to 1/4 of the total number of shares subject to the option one year after September 28, 2010, and the remaining shares vest at a rate of 1/48th of the total number of shares subject to the option for each month of continuous service thereafter. |
(3) |
The option award is immediately exercisable, subject to the Issuer's right of repurchase. The option award vested as to 1/4 of the total number of shares subject to the option one year after March 10, 2012, and the remaining shares vest at a rate of 1/48th of the total number of shares subject to the option for each month of continuous service thereafter. |
(4) |
The option award is immediately exercisable, subject to the Issuer's right of repurchase. The option award vests as to 1/4 of the total number of shares subject to the option one year after February 5, 2013, and the remaining shares vest at a rate of 1/48th of the total number of shares subject to the option for each month of continuous service thereafter. |
(5) |
The option award is immediately exercisable, subject to the Issuer's right of repurchase. The option award vests in full upon the completion of the Issuer's initial public offering. |