|
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
|
| |||||||||||||||||||||||||||||||||||||||||||||||||
|
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
||||
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
CAREAL HOLDING AG UTOQUAI 49 ZURICH, V8 8022 |
X | |||
Haefner Martin UTOQUAI 49 ZURICH, V8 8022 |
X | |||
Bucher-Haefner Eva Maria UTOQUAI 49 ZURICH, V8 8022 |
X |
CAREAL HOLDING AG By: Martin Haefner, Chairman and President By: /s/ Claude Lambert Attorney-in-fact for Martin Haefner | 11/20/2015 | |
**Signature of Reporting Person | Date | |
MARTIN HAEFNER By: /s/ Claude Lambert, attorney-in-fact | 11/20/2015 | |
**Signature of Reporting Person | Date | |
EVA MARIA BUCHER-HAEFNER By: /s/ Claude Lambert, attorney-in-fact | 11/20/2015 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | On November 20, 2015 the Company purchased from Careal Holding AG 22,000,000 shares Common Stock for an aggregate purchase price of $584,388,200.00. |
(2) | Reflects securities held directly by Careal Holding AG. |
(3) | Reflects securities held directly by Martin Haefner. |
(4) | Martin Haefner owns 50% of the shares of Careal Holding AG. |
(5) | Eva Maria Bucher-Haefner owns 50% of the shares of Careal Holding AG. |
(6) | Reflects securities held by the spouse of Martin Haefner. |
Remarks: Each of the Reporting Persons may be deemed to beneficially own the shares of Common Stock reported herein, but each (other than to the extent of its, his or her direct holdings) disclaims beneficial ownership of such shares, except to the extent of such Reporting Person's pecuniary interest therein. The filing of this statement shall not be deemed to be an admission that, for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, the Reporting Persons are the beneficial owners of any securities reported herein. |