UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | SEC 1473 (7-02) | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. |
1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
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Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||
Option (Right to Buy) (1) | 02/09/2012 | 02/09/2016 | Common Stock | 20,175 | $ 15.89 | D | Â |
Option (Right to Buy) (1) | 02/09/2013 | 02/09/2017 | Common Stock | 22,425 | $ 16.67 | D | Â |
Option (Right to Buy) (1) | 02/10/2014 | 02/10/2018 | Common Stock | 26,325 | $ 16.31 | D | Â |
Restricted Stock Award (1) | Â (2) | Â (3) | Common Stock | 3,975 | $ 0 (4) | D | Â |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
TASHIE JOSEPH G 808 BEAUHAVEN LANE WAHAW, NC 28173 |
 |  |  President - Flowers Cake Group |  |
/s/ Stephen R. Avera, Agent | 06/11/2012 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Granted pursuant to the Flowers Foods, Inc. 2001 Equity and Performance Incentive Plan. |
(2) | The company anticipates that in accordance with the terms of the 2011 Restricted Stock Award Agreement the vesting date of the performance shares awarded shall be the date of the filing of the company's Annual Report on Form 10-K with the SEC in 2013. |
(3) | Grant expires on the vesting date if performance measures are not met. |
(4) | In accordance with the terms of the 2011 Restricted Stock Award Agreement, the performance shares awarded do not have a conversion or exercise price. |