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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
BLOOM FLOYD E CONNAUGHT HOUSE 1 BURLINGTON ROAD DUBLIN 4 IRELAND |
X |
/s/ Jennifer Baptiste, attorney-in-fact for Floyd E. Bloom | 03/21/2014 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | On March 17, 2014, the reporting person contributed 6,600 Alkermes plc ordinary shares to the Jody Corey-Bloom Charitable Trust dated February 23, 1996. The reporting person is a co-trustee and the reporting person and his wife are beneficiaries of the trust. The reporting person continues to report beneficial ownership of all of the Alkermes plc ordinary shares held by the trust but disclaims beneficial ownership except to the extent of his and his wife's pecuniary interest therein. |
(2) | On March 17, 2014, the reporting person contributed 3,400 Alkermes plc ordinary shares to the Floyd E. Bloom Charitable Trust dated February 23, 1996. The reporting person is a co-trustee and the reporting person and his wife are beneficiaries of the trust. The reporting person continues to report beneficial ownership of all of the Alkermes plc ordinary shares held by the trust but disclaims beneficial ownership except to the extent of his and his wife's pecuniary interest therein. |