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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Stock Option to Buy | $ 28 | (2) | 02/25/2013 | Common Stock | 10,000 | 10,000 | D | ||||||||
Stock Option to Buy | $ 33.9 | (2) | 02/24/2014 | Common Stock | 10,000 | 10,000 | D | ||||||||
Stock Option to Buy | $ 32.925 | (3) | 01/30/2015 | Common Stock | 50,000 | 50,000 | D | ||||||||
Stock Option to Buy | $ 39.34 | (4) | 02/27/2017 | Common Stock | 37,500 | 37,500 | D | ||||||||
Stock Option to Buy | $ 28.15 | 03/25/2014 | 03/24/2019 | Common Stock | 6,250 | 6,250 | D |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
HAGEBOECK CHARLES R 25 GATEWATER ROAD CROSS LANES, WV 25313 |
X | President & CEO |
Victoria A. Faw, Attorney-in-Fact | 05/01/2009 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Includes shares acquired pursuant to the Company's 401(k) Plan & Trust during the fiscal year in transactions exempt from 16b under old Rule 16a8(b). Share totals are reported as of the 12/31/2008 plan valuation date. |
(2) | Option awards are subject to value vesting and vest only when the stock achieves certain target threshholds. All options awarded pursuant to this grant have achieved their target threshholds and are vested. |
(3) | Options will vest and become exerciseable in six separate installments as follows: 5,000 on 1/31/2005; 9,000 on 2/1/2006; 9,000 on 2/1/2007; 9,000 on 2/1/2008; 9,000 on 2/1/2009; and 9,000 on 2/1/2010. |
(4) | Options will vest and become exerciseable in three separate installments as follows: 12,500 on 2/28/2011; 12,500 on 2/28/2012; and 12,500 on 2/28/2013. |
(5) | Restricted stock award with vesting as follows: 4/30/16 - 2,000 shares; 4/30/17 - 4,000 shares; 4/30/18 - 6,000 shares; 4/30/19 - 10,250 shares. Cumulative vesting on involuntary termination after a change of control: before 4/30/10 - 4,450 shares; 5/1/10 to 4/30/11 - 8,900 shares; 5/1/11 to 4/30/12 - 13,350 shares; 5/1/12 to 4/30/13 - 17,800 shares; after 5/1/13 - 22,250 shares. |