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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Stock Option (right to purchase) | $ 7.83 | 05/11/2011 | M | 58,000 | (4) | 10/18/2016 | Common Stock | 58,000 | $ 0 | 373,672 | D |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
GRIFFITHS JEFFREY W C/O LUMBER LIQUIDATORS HOLDINGS, INC. 3000 JOHN DEERE ROAD TOANO, VA 23168 |
X | President and CEO |
/s/ E. Livingston B. Haskell, Power of Attorney for Jeffrey W. Griffiths | 05/12/2011 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | The sale of these shares was effectuated pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 2, 2011. |
(2) | Weighted average sale price for prices ranging from $26.00 to $26.24. 42 shares were sold at $26.098 per share; 70 shares were sold at $26.125 per share; 82 shares were sold at $26.106 per share; 96 shares were sold at $26.235 per share; 100 shares were sold at each of the following prices: $26.045, $26.107 and $26.116; 109 shares were sold at $26.168 per share; 200 shares were sold at each of the following prices: $26.129 and $26.20; 204 shares were sold at $26.23 per share; 400 shares were sold at $26.24 per share; 400 shares were sold at $26.21 per share; 500 shares were sold at $26.19 per share; 791 shares were sold at $26.16 per share; 800 shares were sold at $26.15 per share; 976 shares were sold at $26.09 per share; 1,100 shares were sold at $26.07 per share; 1,242 shares were sold at $26.04 per share; 1,306 shares were sold at $26.06 per share; 1,803 shares were sold at $26.03 per share; 2,300 shares were sold at $26.05 per share (continued in Footnote 3) |
(3) | (Continued from Footnote 2) 3,090 shares were sold at $26.11 per share; 3,197 shares were sold at $26.01 per share; 4,244 shares were sold at $26.00 per share; 5,000 shares were sold at $26.08 per share; 5,095 shares were sold at $26.12 per share; 5,750 shares were sold at $26.10 per share; 5,860 shares were sold at $26.13 per share; 5,935 shares were sold at $26.14 per share; and 7,008 shares were sold at $26.02 per share. |
(4) | The option was granted on October 18, 2006 and became exercisable one quarter on each anniversary of the grant date. |