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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
aPriori Capital Partners LLC 767 FIFTH AVENUE NEW YORK, NY 10153 |
X | |||
DLJ MERCHANT BANKING PARTNERS III LP 767 FIFTH AVENUE NEW YORK, NY 10153 |
X | |||
aPriori Capital Partners III LLC 767 FIFTH AVENUE NEW YORK, NY 10153 |
X | |||
aPriori Capital Partners L.P. 767 FIFTH AVENUE NEW YORK, NY 10153 |
X | |||
aPriori Capital GmbH MAXIMILIANHOEFE, MAXIMILIANSTRASSE 13 MUNICH, 2M 80539 |
X | |||
SCHNABEL SUSAN C 11400 W. OLYMPIC BOULEVARD SUITE 1400 LOS ANGELES, CA 90064 |
X | |||
Taylor Colin A. 110 FETTER LANE LONDON, X0 EC4A 1AY |
X |
aPriori Capital Partners LLC, By: /s/ Susan C. Schnabel , Authorized Person | 06/12/2014 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | This Form 4 is being filed jointly by the following (each, a "Reporting Person," and, collectively, the "Reporting Persons"): DLJ Merchant Banking Partners III, L.P. ("MB III LP"); DLJ Offshore Partners III, L.P. ("Offshore Partners III"); DLJ Offshore Partners III-1, C.V. ("Offshore Partners III-1"); DLJ Offshore Partners III-2, C.V. ("Offshore Partners III-2"); DLJ MB PartnersIII GmbH & Co. KG ("PartnersIII GmbH"); Millennium Partners II, L.P. ("Millennium"); MBP III Plan Investors, L.P. ("MBP III" and, together with MB III LP, Offshore Partners III, Offshore Partners III-1, Offshore Partners III-2, PartnersIII GmbH, Millennium, the "Funds"); aPriori Capital Partners LLC ("aPriori"); aPriori Capital Partners L.P. ("aCP"); aPriori Capital Partners III LLC ("aCP III"); aPriori Capital GmbH ("aCP GmbH"); Susan C. Schnabel and Colin A. Taylor. |
(2) | Represents shares of Common Stock held as follows: 4,519,861 shares directly by MB III LP; 311,578 shares directly by Offshore Partners III; 79,860 shares directly by Offshore Partners III-1; 56,887 shares directly by Offshore Partners III-2; 37,742 shares directly by PartnersIII GmbH; 25,580 shares directly by Millennium; and 800,395 shares directly by MBP III. Each of the Reporting Persons disclaims beneficial ownership of the securities except to the extent of such person's pecuniary interest therein, and the inclusion of the shares in this report shall not be deemed to be an admission of beneficial ownership of the reported shares for the purposes of Section 16 of the Exchange Act or otherwise. |
Remarks: Exhibit 99.1 (Joint Filer Information) incorporated herein by reference. |