UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

  

FORM 8-K/A

 

CURRENT REPORT

 

Pursuant to Section 13 or 15(d) of the

Securities Exchange Act of 1934

 

Date of Report: March 17, 2017

(Date of earliest event reported)

 

WhiteHorse Finance, Inc.

(Exact name of registrant as specified in its charter)

  

Delaware   814-00967   45-4247759
(State or other jurisdiction of
incorporation)		   (Commission File Number)   (IRS Employer Identification
Number) 
         

 

1450 Brickell Avenue, 31st Floor

Miami, Florida 

   33131
(Address of principal executive offices)   (Zip Code)

 

(305) 381-6999

(Registrant’s telephone number, including area code)

 

Not Applicable

(Former Name or Former Address, if changed since last report) 

 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

 

  ¨ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

 

  ¨ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

 

  ¨ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

 

  ¨ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

 

 

 

 

 

Item 7.01. Regulation FD Disclosure 

  

On March 17, 2017, WhiteHorse Finance, Inc. (the “Company”) issued a press release providing a correction to the record date in connection with the distribution for the quarter ending March 31, 2017 announced in a press release issued earlier on the same day (the “original press release”) and filed with the Securities and Exchange Commission on a Current Report on Form 8-K disclosing the issuance of the original press release. The correct record date is March 27, 2017. Other than the foregoing, there are no other changes to the information contained in the original press release. This amendment to the Current Report on Form 8-K filed on March 17, 2017 is being filed to provide the corrected information. A copy of the corrected press release is furnished as Exhibit 99.1 to this Current Report on Form 8-K/A and is incorporated herein by reference.

 

The information in Item 7.01 of this Current Report on Form 8-K/A, including Exhibit 99.1 furnished herewith, is being furnished and shall not be deemed “filed” for any purpose of Section 18 of the Securities Exchange Act of 1934, as amended (the “Exchange Act”), or otherwise subject to the liabilities of such Section. The information in this Current Report on Form 8-K/A shall not be deemed to be incorporated by reference into any filing under the Securities Act of 1933, as amended, or the Exchange Act, except as shall be expressly set forth by specific reference in such filing.

 

Forward-Looking Statements

 

This Current Report on Form 8-K/A, including Exhibit 99.1 furnished herewith, may contain “forward-looking statements” within the meaning of the Private Securities Litigation Reform Act of 1995. Statements other than statements of historical facts included in this Current Report on Form 8-K/A may constitute forward-looking statements and are not guarantees of future performance or results and involve a number of risks and uncertainties. Actual results may differ materially from those in the forward-looking statements as a result of a number of factors, including those described from time to time in filings with the Securities and Exchange Commission. The Company undertakes no duty to update any forward-looking statement made herein. All forward-looking statements speak only as of the date of this Current Report on Form 8-K/A.

 

Item 9.01. Financial Statements and Exhibits

 

(d) Exhibits

 

  99.1 Press Release of WhiteHorse Finance, Inc. dated March 17, 2017

 

 

 

 

SIGNATURE

 

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

Dated: March 17, 2017 WHITEHORSE FINANCE, INC.
     
  By:

/s/ Edward J. Giordano

    Edward J. Giordano
    Interim Chief Financial Officer

 

 

 

 

 

Exhibit Index

 

Exhibit

No.

  

Description

   
99.1   Press Release of WhiteHorse Finance, Inc. dated March 17, 2017