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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
3.375% Convertible Senior Notes Due 2038 | (3) | 05/17/2010 | S | $ 300,000 | 03/01/2015(4) | 05/31/2038 | Common Stock | 7,389 | $ 292,753.1 | 0 | D |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
Zuidema Richard W 2366 BERNVILLE ROAD READING, PA 19605 |
EVP Administration & Secretary |
Karen J. Yodis, by Power of Attorney | 05/19/2010 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | These shares were granted as market share units and vest one hundred percent on May 17, 2013, subject to acceleration and cancellation upon the occurrence of certain events. |
(2) | These shares were granted as restricted stock units and vest twenty five percent on each of May 17, 2011, May 17, 2012, May 17, 2013, and May 17, 2014, subject to acceleration or cancellation upon the occurrence of certain events. |
(3) | The 3.375% Convertible Senior Notes Due 2038 (the "Notes") are convertible into shares of common stock, par value of $001 per share, at an initial conversion price of $40.60 per share, subject to adjustment under certain circumstances. |
(4) | Only under certain circumstances may the reporting person convert the Notes prior to March 1, 2015. |