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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Stock Option (right to buy) | $ 1.5667 | 09/22/2010 | M | 36,795 | (2) | 07/01/2012 | Common Stock | 36,792 | $ 0 | 0 | D | ||||
Stock Option (right to buy) | $ 1.5667 | 09/22/2010 | M | 21,093 | (3) | 10/30/2013 | Common Stock | 21,093 | $ 0 | 0 | D | ||||
Stock Option (right to buy) | $ 1.92 | 09/22/2010 | M | 24,108 | (4) | 07/01/2012 | Common Stock | 24,108 | $ 0 | 0 | D |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
LORANG MALCOLM M 2250 LAKESIDE BOULEVARD RICHARDSON, TX 75082 |
Senior VP and CTO |
/s/ Linda M. Brotkin, as Attorney in Fact for Malcolm M. Lorang | 09/24/2010 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on July 9, 2010. |
(2) | The option was granted on July 1, 2002 for a term expiring on July 1, 2012. Twenty-five percent (25%) of the option vested on July 1, 2003 and the remainder vested upon the reporting person's completion of each additional month of service, in a series of thirty-six (36) successive, equal monthly installments. |
(3) | The option was granted on October 30, 2003 for a term expiring on October 30, 2013. Twenty-five percent (25%) of the option vested on September 16, 2004 and the remainder vested upon the reporting person's completion of each additional month of service, in a series of thirty-six (36) successive, equal monthly installments. |
(4) | The option was granted on July 1, 2002 for a term expiring on July 1, 2012. Twenty-five percent (25%) of the option vested on July 1, 2003 and the remainder vested upon the reporting person's completion of each additional month of service, in a series of thirty-six (36) successive, equal monthly installments. The option was repriced on December 28, 2005. |