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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
Jean Coutu Group (PJC) Inc. 530 BERIAULT STREET LONGUEUIL, A8 J4G 1S8 |
X |
Brigitte Dufour, Vice President, Legal Affairs | 04/17/2013 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
Remarks: The Jean Coutu Group (PJC) Inc. ("PJC") is the record holder of 105,901,162 shares of common stock, par value $1.00 per share (the "Common Stock"), of Rite Aid Corporation. 3958230 Canada Inc., a Canadian corporation ("Numbered Company"), is the controlling shareholder of PJC. As a result of its relationship with PJC, Numbered Company may be deemed to have the power to vote and dispose of the Common Stock owned by PJC. Mr. Jean Coutu ("Mr. Coutu"), the Chairman of the Board, President and Chief Executive Officer of PJC and the controlling shareholder, President and a director of Numbered Company, may be deemed to have the power to vote and dispose of the Common Stock owned by PJC. For purposes of Section 16(b) of the Securities Exchange Act of 1934, as amended, each of Numbered Company and Mr. Coutu disclaims beneficial ownership of PJC's shares in excess of his pecuniary interest. These sales were effected pursuant to brokered transactions pursuant to Rule 144. |