8-K/A

 

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

 

FORM 8-K/A

 

 

CURRENT REPORT

Pursuant to Section 13 or 15(d)

of the Securities Exchange Act of 1934

May 9, 2014 (May 6, 2014)

Date of Report (Date of Earliest Event Reported)

 

 

ALLERGAN, INC.

(Exact Name of Registrant as Specified in its Charter)

 

 

 

Delaware   1-10269   95-1622442
(State of Incorporation)   (Commission File Number)   (IRS Employer Identification Number)

2525 Dupont Drive

Irvine, California 92612

(Address of Principal Executive Offices) (Zip Code)

(714) 246-4500

(Registrant’s Telephone Number, Including Area Code)

N/A

(Former Name or Former Address, if Changed Since Last Report)

 

 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

 

¨ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

 

¨ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

 

¨ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

 

¨ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

 

 

 


EXPLANATORY NOTE: This Current Report on Form 8-K/A amends certain disclosure made in the Current Report on Form 8-K filed by Allergan, Inc. (the “Company”) on May 9, 2014 to accurately reflect the topic of the stockholder proposal presented as Item No. 5 at the Company’s Annual Meeting of Stockholders.

 

Item 5.07. Submission of Matters to a Vote of Security Holders.

The Company held its Annual Meeting of Stockholders on May 6, 2014 (the “Annual Meeting”) and there were present in person or by proxy 259,206,717 votes, representing approximately 86.65% of the total outstanding eligible votes. At the Annual Meeting, the Company’s stockholders (i) elected nine directors to the Board; (ii) ratified the appointment of Ernst & Young LLP as the Company’s independent registered public accounting firm for fiscal year 2014; (iii) approved the compensation of the Company’s named executive officers; (iv) approved the amendment and restatement of the Amended and Restated Certificate of Incorporation; and (v) approved a non-binding stockholder proposal, as more fully described below.

 

     For      Against      Abstain      Broker Non-
Votes
 

Item No. 1: Election of nine directors to serve for a term of office expiring at the 2015 annual meeting of stockholders and until their successors are duly elected and qualified:

           

David E.I. Pyott

     223,086,247         21,045,786         899,279         14,175,405   

Michael R. Gallagher

     163,111,459         81,419,239         500,614         14,175,405   

Deborah Dunsire, M.D.

     232,439,476         12,153,803         438,033         14,175,405   

Trevor M. Jones, Ph.D.

     216,328,825         28,236,839         465,648         14,175,405   

Louis J. Lavigne, Jr.

     232,168,930         12,395,501         466,881         14,175,405   

Peter J. McDonnell, M.D.

     215,837,387         28,727,181         466,744         14,175,405   

Timothy D. Proctor

     229,914,053         14,652,417         464,842         14,175,405   

Russell T. Ray

     230,485,928         14,076,981         468,403         14,175,405   

Henri A. Termeer

     232,226,320         12,251,052         553,940         14,175,405   

Item No. 2: Ratification of the appointment of Ernst & Young LLP as the Company’s independent registered public accounting firm for fiscal year 2014

     257,654,498         1,086,946         465,273         0   

Item No. 3: Advisory vote to approve the compensation of the Company’s named executive officers

     227,667,602         15,798,516         1,565,194         14,175,405   

Item No. 4: Approval of the Amendment and Restatement of our Amended and Restated Certificate of Incorporation

     240,369,234         4,134,500         527,578         14,175,405   

Item No. 5: Stockholder Proposal

           

Stockholder Proposal # 1 (Separation of Chairman and CEO)*

     123,331,181         120,819,096         881,035         14,175,405   

 

* Approval of the stockholder proposal requires the affirmative vote of a majority of the shares present at the annual meeting, in person or by proxy, and entitled to vote. Abstentions represent shares present at the annual meeting and entitled to vote; therefore, abstentions have the same effect as votes against the stockholder proposal.


SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

  ALLERGAN, INC.
Date: May 9, 2014     By:  

/s/ Matthew J. Maletta

    Name:   Matthew J. Maletta
    Title:  

Vice President,

Associate General Counsel and Secretary