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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
GUPTA VINOD 5711 S. 86TH CIRCLE OMAHA, NE 68127 |
X | X | Chief Executive Officer |
/s/ Vinod Gupta | 07/28/2006 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | This Report on Form 4 discloses previously unreported transactions effected by or on behalf of the reporting person between February 1992 and March 2006, including a number of transactions effected indirectly by or on behalf of the reporting person by or on behalf of certain entities, including, without limitation, trusts for the benefit of his children, for which the reporting person is deemed to be the beneficial owner. The reporting person has voluntarily disclosed and reimbursed the issuer for profits made on transactions matched in accordance with Section 16(b) of the Securities Exchange Act of 1934. |
(2) | The reporting person's sale of IUSA common stock reported herein was matchable under Section 16(b) of the Securities Exchange Act of 1934, to the extent of 31,500 shares, with the reporting person's purchase of 31,500 shares of IUSA common stock at a price of $11.30 per share on July 16, 1996. The reporting person has agreed to pay to IUSA $132,300, representing the full amount of the profit realized in connection with the matching transaction. |
(3) | This reflects a 3:2 split of the Company's common stock effected on August 14, 1995 in the form of a stock dividend payable to shareholders of record at the close of business on July 31, 1995. |
Remarks: This is Part Two of a Form 4 filed by the reporting person. The Form 4 was filed in seven parts due to the restrictions in the electronic filing process. |