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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Stock Option (right to buy) | $ 11.55 | 03/05/2018 | M | 1,200 | (5) | (5) | Common Stock | 1,200 | $ 11.55 | 1,200 | D |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
GEHA SAM 198 CHAMPION COURT SAN JOSE, CA 95134 |
Corporate EVP, Memory Products |
/s/ Pamela Tondreau, attorney-in-fact | 03/06/2018 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Represents the aggregate number of shares of common stock sold for payment of the exercise price and tax liability incident to the transactions of a security issued in accordance with Rule 16b-3. |
(2) | Represents the subsequent sale of shares of common stock acquired pursuant to the exercise of the stock options issued in accordance with Rule 16b-3. |
(3) | Represents shares of common stock previously acquired by the Reporting Person upon the vesting and settlement of restricted stock units and performance restricted stock units awarded to the Reporting Person under the Issuer's equity incentive plans. |
(4) | The price reported in Table I, Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $17.59 to $17.61 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4. |
(5) | The option was granted on May 30, 2013 and vests in 60 equal monthly installments beginning on June 9, 2013. The option is due to expire on May 30, 2021. |