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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Restricted Stock Units | (5) | 02/26/2019 | M | 21,400 | (6) | (6) | Common Stock | 21,400 | $ 0 | 21,400 | D | ||||
Stock Option (right to buy) | $ 92.62 | 02/26/2019 | A | 10,786 | 02/26/2020(7) | 02/26/2029 | Common Stock | 10,786 | $ 0 | 10,786 | D | ||||
Restricted Stock Units | (5) | 02/26/2019 | A | 13,051 | (8) | (8) | Common Stock | 13,051 | $ 0 | 13,051 | D | ||||
Restricted Stock Units | (5) | 02/27/2019 | M | 5,025 | (9) | (9) | Common Stock | 5,025 | $ 0 | 15,075 | D |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
COWARD D SCOTT C/O EXACT SCIENCES CORP. 441 CHARMANY DRIVE MADISON, WI 53719 |
Chief Administrative Officer |
/s/ D. Scott Coward by Mark R. Busch, attorney-in-fact | 02/28/2019 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Represents shares of common stock received upon vesting of a restricted stock unit award on February 26, 2019. |
(2) | Represents shares sold pursuant to a Sell-to-Cover Rule 10b5-1 Plan to pay withholding taxes due in connection with the vesting of certain restricted stock units on February 26, 2019. |
(3) | Represents shares of common stock received upon vesting of a restricted stock unit award on February 27, 2019. |
(4) | In addition to the shares of Common Stock reported on this Form 4, which total 106,174 shares, Mr. Coward also holds, in the aggregate, an additional 256,237 vested and unvested options to purchase shares of Common Stock and restricted stock units, with each restricted stock unit representing a contingent right to receive one share of Common Stock. |
(5) | Each restricted stock unit represents a contingent right to receive one share of common stock. |
(6) | Represents a restricted stock unit award granted on February 26, 2016 that partially vested on February 26, 2019. The restricted stock units vest in four equal annual installments beginning on February 26, 2017. |
(7) | These options vest and become exercisable in four equal annual installments beginning on the first anniversary of the grant date. |
(8) | These restricted stock units vest in four equal annual installments beginning on the first anniversary of the grant date. |
(9) | Represents a restricted stock unit award granted on February 27, 2018 that partially vested on February 27, 2019. The restricted stock units vest in four equal annual installments beginning on February 27, 2019. |