* | The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. |
1. | Names of Reporting Persons. I.R.S Identification Nos. of above persons (entities only). |
2009 Gerdin Heartland Trust UTA 07/15/2009 | |
2. | Check the appropriate box if a member of a group: |
(a) [ ] | |
(b) [ X ] | |
3. | SEC USE ONLY |
4. | Citizenship or place of organization: |
United States of America | |
Number of shares beneficially owned by each reporting person with: | |
5. | Sole voting power |
7,494,117 | |
6. | Shared voting power |
— | |
7. | Sole dispositive power |
7,494,117 | |
8. | Shared dispositive power |
— | |
9. | Aggregate amount beneficially owned by each reporting person |
7,494,117 | |
10. | Check if the aggregate amount in Row (9) excludes certain shares |
[ ] | |
11. | Percent of class represented by amount in Row (9) |
9.0% (1) | |
12. | Type of reporting person |
OO |
(1) Based on 83,302,592 shares of Common Stock outstanding as of December 31, 2017. |
Item 1. |
(a) | Name of issuer | |
Heartland Express, Inc. | ||
(b) | Address of issuer's principal executive offices | |
901 North Kansas Avenue North Liberty, IA 52317 |
Item 2. |
(a) | Name of person filing | |
2009 Gerdin Heartland Trust UTA 07/15/2009 | ||
(b) | Address of principal business office or, if none, residence | |
901 North Kansas Avenue | ||
North Liberty, IA 52317 | ||
(c) | Citizenship | |
United States of America | ||
(d) | Title of Class of Securities | |
Common Stock, par value $0.01 per share | ||
(e) | CUSIP Number | |
422347 10 4 |
Item 3. | If this statement is filed pursuant to Rule 13d-1(b) or 240.13d-2(b) or (c), check whether the person filing is a: Not applicable |
(a) | [ ] | Broker or dealer registered under section 15 of the Act (15 U.S.C. 78o). | |
(b) | [ ] | Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c). | |
(c) | [ ] | Insurance company as defined in section 3(a)(19) of the Act (15 U.S.C. 78c). | |
(d) | [ ] | Investment company registered under section 8 of the Investment Company Act of 1940 (15 U.S.C. 80a-8). | |
(e) | [ ] | An investment adviser in accordance with §240.13d-1(b)(1)(ii)(E); | |
(f) | [ ] | An employee benefit plan or endowment fund in accordance with §240.13d-1(b)(1)(ii)(F); | |
(g) | [ ] | A parent holding company or control person in accordance with §240.13d-1(b)(1)(ii)(G); | |
(h) | [ ] | A savings association as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813); | |
(i) | [ ] | A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3); | |
(j) | [ ] | A non-U.S. institution in accordance with § 240.13d-1(b)(1)(ii)(J); | |
(k) | [ ] | Group, in accordance with § 240.13d-1(b)(1)(ii)(K). If filing as a non-U.S. institution in accordance with § 240.13d-1(b)(1)(ii)(J), please specify the type of institution: |
Item 4. | Ownership |
(a) | Amount beneficially owned | ||
7,494,117 | |||
(b) | Percent of class: | ||
9.0% (1) | |||
(c) | Number of shares as to which the person has: | ||
(i) | Sole power to vote or to direct the vote: | ||
7,494,117 | |||
(ii) | Shared power to vote or to direct the vote: | ||
— | |||
(iii) | Sole power to dispose or to direct the disposition of: | ||
7,494,117 | |||
(iv) | Shared power to dispose or to direct the disposition of: | ||
— | |||
(1) Based on 83,302,592 shares of Common Stock outstanding as of December 31, 2017. |
Item 5. | Ownership of Five Percent or Less of a Class |
Item 6. | Ownership of More than Five Percent on Behalf of Another Person |
Item 7. | Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company or Control Person |
Item 8. | Identification and Classification of Members of the Group |
Item 9. | Notice of Dissolution of Group |
Item 10. | Certification |
Michael Gerdin, co-trustee of the 2009 Gerdin Heartland Trust | ||
/s/ Thomas E. Hill, pursuant to power of attorney previously filed |