UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | SEC 1473 (7-02) | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. |
1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
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Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||
Restricted Stock Units (2) | Â (3) | Â (3) | Common Stock | 10,351 | $ 0 | D | Â |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
Rawls Michael R 8950 CYPRESS WATERS BOULEVARD COPPELL, TX 75019 |
 |  |  EVP, Servicing |  |
Katherine K. Connell, Attorney-in-Fact | 06/03/2015 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Includes 15,166 shares subject to the following vesting schedule: 2,691 shares will vest on 8/1/2015, 3,102 shares will vest on 3/3/2016, 870 shares will vest on 3/14/16, 2,691 shares will vest on 8/1/2016, 3,112 shares will vest on 3/3/2017 and 2,700 shares will vest on 8/1/2017. |
(2) | Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock and is granted pursuant to the Issuer's Amended and Restated 2012 Incentive Compensation Plan. |
(3) | The RSUs vest over a three-year period, with 33% of the RSUs vesting on each of the first and second anniversaries and 34% vesting on the third anniversary of the date of grant, subject to the reporting person's remaining employed with the Issuer. |