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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Forward Sale Contract | (1) | 06/20/2008 | 06/20/2008 | Common Stock | $ 1 | $ 1 | D | ||||||||
Forward Sale Contract | $ 0.5 | 07/23/2007 | 07/23/2007 | Common Stock | $ 2 | $ 2 | D | ||||||||
Restricted Stock | (2) | 07/15/2012 | 08/15/2015 | Common Stock | 17,000 | 17,000 | D | ||||||||
Right to Buy Stock Option | $ 3.475 | 06/01/2002 | 11/02/2012 | Common Stock | 100,000 | 100,000 | D | ||||||||
Right to Buy Stock Option | $ 3.75 | 06/01/1998 | 04/14/2008 | Common Stock | 8,000 | 8,000 | D | ||||||||
Right to Buy Stock Option | $ 7.215 | 06/01/1999 | 06/15/2009 | Common Stock | 8,000 | 8,000 | D | ||||||||
Right to Buy Stock Option | $ 12.2 | 06/01/2009 | 10/23/2013 | Common Stock | 48,000 | 48,000 | D | ||||||||
Right to Buy Stock Option | $ 20.365 | 06/01/2012 | 10/21/2015 | Common Stock | 48,000 | 48,000 | D | ||||||||
Right to Buy Stock Option | $ 3 | 06/02/2006 | 06/02/2006 | M | 14,284 | 06/01/2000 | 01/25/2008 | Common Stock | 14,284 | $ 3 | 0 | D | |||
Right to Buy Stock Option | $ 3.125 | 06/02/2006 | 06/02/2006 | M | 4,000 | 06/01/1999 | 10/08/2009 | Common Stock | 4,000 | $ 3.125 | 10,872 | D | |||
Right to Buy Stock Option | $ 7.08 | 06/02/2006 | 06/02/2006 | M | 8,888 | 06/01/2004 | 10/24/2013 | Common Stock | 8,888 | $ 7.08 | 53,336 | D |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
HARPER ALFRED C 615 J.B. HUNT CORPORATE DRIVE LOWELL, AR 72745 |
EVP and Chief Operations Offic |
Debbie Willbanks | 06/05/2006 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | On July 22, 2005, Alfred C. Harper entered into a Specialized Term Appreciation Retention Sale (STARS) transaction with Bank of America (BOA) whereby the holder will agree to sell BOA on a forward basis for settlement on or about July 2008 up to 60,000 shares of common stock. The actual number of shares of common stock to be delivered on the maturity dates will be determined in accordance with a variable share delivery formula. The forward floor price on July 22, 2005 was $19.3195. The forward cap price will be $28.9793. |
(2) | The restricted stock award, approved by the Compensation Committee, vests in 20%, 25%, 25% and 30% increments. There is no purchase price required by the recipient in connection with this award. Termination of the recipient's employment with the company for any reason other than death or disability shall result in forfeiture of the award on the date of termination. |