UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
SCHEDULE 13D
Under the Securities Exchange Act of 1934
(Amendment No. 5)*
CHEMUNG FINANCIAL CORPORATION
(Name of Issuer)
Common Stock, Par Value $0.01
(Title of Class of Securities)
164024 10 1
(CUSIP Number)
David J. Dalrymple, 274 Coleman Avenue, Elmira, New York 14903;
Telephone: (607) 737-5077 with a copy to J. Philip Hunter, Esq., Sayles &
Evans, One West Church Street, Elmira, New York 14901; Telephone: (607)
734-2271
(Name, Address and Telephone Number of Person Authorized to
Receive Notices and Communications)
October 23, 2003
(Date of Event which Requires Filing of this Statement)
If the filing person has previously filed a statement on Schedule 13G to
report the acquisition that is the subject of this Schedule 13D, and is
filing this schedule because of SectionSection240.13d-1(e), 240.13d-1(f) or
240.13d-1(g), check the following box. ( )
NOTE: Schedules filed in paper format shall include a signed original and
five copies of the schedule, including all exhibits. See Section240.13d-7
for other parties to whom copies are to be sent.
*The remainder of this cover page shall be filled out for a reporting
person's initial filing on this form with respect to the subject class of
securities, and for any subsequent amendment containing information which
would alter disclosures provided in a prior cover page.
The information required on the remainder of this cover page shall not be
deemed "filed" for the purpose of Section 18 of the Securities Exchange Act
of 1934 ("Act") or otherwise subject to the liabilities of that section of
the Act but shall be subject to all other provisions of the Act (however,
see the Notes).
Page 1 of 21 Pages
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CUSIP No. 164024 10 1
1. NAMES OF REPORTING PERSONS
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY).
David J. Dalrymple S.S.# 056-38-4552
2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS)
(a)
(b) X
3. SEC USE ONLY
4. SOURCE OF FUNDS (SEE INSTRUCTIONS) 00
5. CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS
2(D) OR 2(E)
6. CITIZENSHIP OR PLACE OF ORGANIZATION United States
NUMBER OF 7. SOLE VOTING POWER 0
SHARES
BENEFICIALLY 8. SHARED VOTING POWER 717,247
OWNED BY
EACH REPORTING 9. SOLE DISPOSITIVE POWER 0
PERSON WITH
10. SHARED DISPOSITIVE POWER 717,247
11. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 717,247
12. CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN X
SHARES (SEE INSTRUCTIONS)
13. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 19.18%
14. TYPE OF REPORTING PERSON (SEE INSTRUCTIONS) IN
INSTRUCTIONS FOR COVER PAGE
(1) Names and I. R. S. Identification Numbers of Reporting Persons --
Furnish the full legal name of each person for
whom the report is filed - i.e., each person required to sign the
schedule itself - including each member of a
group. Do not include the name of a person required to be identified in
the report but who is not a reporting
person. Reporting persons that are entities are also requested to
furnish their I.R.S. identification numbers,
although disclosure of such numbers is voluntary, not mandatory (see
"SPECIAL INSTRUCTIONS FOR
COMPLYING WITH SCHEDULE 13D" below).
(2) If any of the shares beneficially owned by a reporting person are held
as a member of a group and the
membership is expressly affirmed, please check row 2(a). If the
reporting person disclaims membership in a
group or describes a relationship with other persons but does not affirm
the existence of a group, please check
row 2(b) [unless it is a joint filing pursuant to Rule 13d-1(k)(1) in
which case it may not be necessary to check
row 2(b)].
(3) The 3rd row is for SEC internal use; please leave blank.
CUSIP No. 164024 10 1
1. NAMES OF REPORTING PERSONS
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY).
Robert H. Dalrymple S.S.# 065-38-1478
2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS)
(a)
(b) X
3. SEC USE ONLY
4. SOURCE OF FUNDS (SEE INSTRUCTIONS) 00
5. CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS
2(D) OR 2(E)
6. CITIZENSHIP OR PLACE OF ORGANIZATION United States
NUMBER OF 7. SOLE VOTING POWER 0
SHARES
BENEFICIALLY 8. SHARED VOTING POWER 717,247
OWNED BY
EACH REPORTING 9. SOLE DISPOSITIVE POWER 0
PERSON WITH
10. SHARED DISPOSITIVE POWER 717,247
11. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
717,247
12. CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN X
SHARES (SEE INSTRUCTIONS)
13. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 19.18%
14. TYPE OF REPORTING PERSON (SEE INSTRUCTIONS) IN
INSTRUCTIONS FOR COVER PAGE
(1) Names and I. R. S. Identification Numbers of Reporting Persons --
Furnish the full legal name of each person for
whom the report is filed - i.e., each person required to sign the
schedule itself -including each member of a
group. Do not include the name of a person required to be identified in
the report but who is not a reporting
person. Reporting persons that are entities are also requested to
furnish their I.R.S. identification numbers,
although disclosure of such numbers is voluntary, not mandatory (see
"SPECIAL INSTRUCTIONS FOR
COMPLYING WITH SCHEDULE 13D" below).
(2) If any of the shares beneficially owned by a reporting person are held
as a member of a group and the
membership is expressly affirmed, please check row 2(a). If the
reporting person disclaims membership in a
group or describes a relationship with other persons but does not affirm
the existence of a group, please check
row 2(b) [unless it is a joint filing pursuant to Rule 13d-1(k)(1) in
which case it may not be necessary to check
row 2(b)].
(3) The 3rd row is for SEC internal use; please leave blank.
CUSIP No. 164024 10 1
1. NAMES OF REPORTING PERSONS
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY).
Catherine D. Smith S.S.#058-38-9298
2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS)
(a)
(b) X
3. SEC USE ONLY
4. SOURCE OF FUNDS (SEE INSTRUCTIONS) 00
5. CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS
2(D) OR 2(E)
6. CITIZENSHIP OR PLACE OF ORGANIZATION United States
NUMBER OF 7. SOLE VOTING POWER 0
SHARES
BENEFICIALLY 8. SHARED VOTING POWER 717,247
OWNED BY
EACH REPORTING 9. SOLE DISPOSITIVE POWER 0
PERSON WITH
10. SHARED DISPOSITIVE POWER 717,247
11. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
717,247
12. CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN X
SHARES (SEE INSTRUCTIONS)
13. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 19.18%
14. TYPE OF REPORTING PERSON (SEE INSTRUCTIONS) IN
INSTRUCTIONS FOR COVER PAGE
(1) Names and I. R. S. Identification Numbers of Reporting Persons --
Furnish the full legal name of each person for
whom the report is filed - i.e., each person required to sign the
schedule itself -including each member of a
group. Do not include the name of a person required to be identified in
the report but who is not a reporting
person. Reporting persons that are entities are also requested to
furnish their I.R.S. identification numbers,
although disclosure of such numbers is voluntary, not mandatory (see
"SPECIAL INSTRUCTIONS FOR
COMPLYING WITH SCHEDULE 13D" below).
(2) If any of the shares beneficially owned by a reporting person are held
as a member of a group and the
membership is expressly affirmed, please check row 2(a). If the
reporting person disclaims membership in a
group or describes a relationship with other persons but does not affirm
the existence of a group, please check
row 2(b) [unless it is a joint filing pursuant to Rule 13d-1(k)(1) in
which case it may not be necessary to check
row 2(b)].
(3) The 3rd row is for SEC internal use; please leave blank.
USIP No. 164024 10 1
1. NAMES OF REPORTING PERSONS
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY).
Dalrymple Holding Corporation E.I. No. 16-1137772
2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS)
(a)
(b) X
3. SEC USE ONLY
4. SOURCE OF FUNDS (SEE INSTRUCTIONS) 00
5. CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS
2(D) OR 2(E)
6. CITIZENSHIP OR PLACE OF ORGANIZATION New York
NUMBER OF 7. SOLE VOTING POWER 0
SHARES
BENEFICIALLY 8. SHARED VOTING POWER 68,016
OWNED BY
EACH REPORTING 9. SOLE DISPOSITIVE POWER 0
PERSON WITH
10. SHARED DISPOSITIVE POWER 68,016
11. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
68,016
12. CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN X
SHARES (SEE INSTRUCTIONS)
13. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 1.82%
14. TYPE OF REPORTING PERSON (SEE INSTRUCTIONS) CO
INSTRUCTIONS FOR COVER PAGE
(1) Names and I. R. S. Identification Numbers of Reporting Persons --
Furnish the full legal name of each person for
whom the report is filed - i.e., each person required to sign the
schedule itself -including each member of a
group. Do not include the name of a person required to be identified in
the report but who is not a reporting
person. Reporting persons that are entities are also requested to
furnish their I.R.S. identification numbers,
although disclosure of such numbers is voluntary, not mandatory (see
"SPECIAL INSTRUCTIONS FOR
COMPLYING WITH SCHEDULE 13D" below).
(2) If any of the shares beneficially owned by a reporting person are held
as a member of a group and the
membership is expressly affirmed, please check row 2(a). If the
reporting person disclaims membership in a
group or describes a relationship with other persons but does not affirm
the existence of a group, please check
row 2(b) [unless it is a joint filing pursuant to Rule 13d-1(k)(1) in
which case it may not be necessary to check
row 2(b)].
(3) The 3rd row is for SEC internal use; please leave blank.
CUSIP No. 164024 10 1
1. NAMES OF REPORTING PERSONS
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY).
Dalrymple Family Limited Partnership E.I. No. 16-1478376
2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS)
(a)
(b) X
3. SEC USE ONLY
4. SOURCE OF FUNDS (SEE INSTRUCTIONS) 00
5. CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO
ITEMS 2(D) OR 2(E)
6. CITIZENSHIP OR PLACE OF ORGANIZATION New York
NUMBER OF 7. SOLE VOTING POWER 0
SHARES
BENEFICIALLY 8. SHARED VOTING POWER 448,510
OWNED BY
EACH REPORTING 9. SOLE DISPOSITIVE POWER
0
PERSON WITH
10. SHARED DISPOSITIVE POWER 448,510
11. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
448,510
12. CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN X
SHARES (SEE INSTRUCTIONS)
13. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 11.99%
14. TYPE OF REPORTING PERSON (SEE INSTRUCTIONS) PN
INSTRUCTIONS FOR COVER PAGE
(1) Names and L R. S. Identification Numbers of Reporting Persons --
Furnish the full legal name of each person for whom the report is
filed - i.e., each person required to sign the schedule itself
-including each member of a group. Do not include the name of a
person required to be identified in the report but who is not a
reporting person. Reporting persons that are entities are also
requested to furnish their I.R.S. identification numbers, although
disclosure of such numbers is voluntary, not mandatory (see
"SPECIAL INSTRUCTIONS FOR COMPLYING WITH SCHEDULE 13D" below).
(2) If any of the shares beneficially owned by a reporting person are
held as a member of a group and the membership is expressly
affirmed, please check row 2(a). If the reporting person disclaims
membership in a group or describes a relationship with other
persons but does not affirm the existence of a group, please check
row 2(b) [unless it is a joint filing pursuant to Rule 13d-1(k)(1)
in which case it may not be necessary to check row 2(b)].
(3) The 3rd row is for SEC internal use; please leave blank.
Item 1. Security and Issuer.
Common Stock, Par Value $0.01
Chemung Financial Corporation
One Chemung Canal Plaza
Elmira, NY 14902
Item 2. Identity and Background.
Item 2 of the Schedule 13D is hereby amended and supplemented so that the
first paragraph thereof reads as follows:
Pursuant to Rules 13d-(f)(1)-(2) of Regulation 13D-G of the General
Rules and Regulations under the Securities Exchange Act of 1934, as
amended (the "Exchange Act"), the undersigned David J. Dalrymple,
Robert H. Dalrymple, Catherine D. Smith, Dalrymple Holding Corporation,
a New York Corporation, and Dalrymple Family Limited Partnership, a New
York limited partnership, hereby file this Schedule 13D Statement
jointly. The above-named persons are hereinafter sometimes collectively
referred to as "the Reporting Persons." The Reporting Persons are
making this single, joint filing because certain of the Reporting
Persons may be deemed to share beneficial ownership over certain shares
of the Common Stock of the Issuer as a result of family relationships
among certain of the Reporting Persons. The Reporting Persons are also
making this single, joint filing because they may be deemed to
constitute a "group" within the meaning of Section 13 (d) (3) of the
Exchange Act, although neither the fact of this filing nor anything
contained herein shall be deemed to be an admission by the Reporting
Persons that such a group exists.
David J. Dalrymple
(a) Name
David J. Dalrymple
(b) Residence Address
274 Coleman Avenue
Elmira, NY 14903
(c) Present Principal Occupation
President of Dalrymple Holding Corporation
(d), (e) Legal Proceedings
None
(f) Citizenship
United States
Robert H. Dalrymple
(a) Name
Robert H. Dalrymple
(b) Residence Address
875 Upland Drive
Elmira, NY 14905
(c) Present Principal Occupation
Secretary of Dalrymple Holding Corporation
(d), (e) Legal Proceedings
None
(f) Citizenship
United States
Catherine D. Smith
(a) Name
Catherine D. Smith
(b) Residence Address
430 Pine Drive
Jackson, WY 83001
(C) Present Principal Occupation
None
(d), (e) Legal Proceedings
None
(f) Citizenship
United States
Dalrymple Holding Corporation
(a) Name
Dalrymple Holding Corporation
(b) State of Organization
New York
(c) Principal Business
Parent company of several construction companies
(d) Principal Business Address
2105 South Broadway
Pine City, NY 14871
(e), (f) Legal Proceedings
None
The directors and executive officers of Dalrymple Holding Corporation
are set forth on Schedule I attached hereto. Schedule I sets forth the
following information with respect to each such person:
(i) name;
(ii) business address (or residence address where indicated);
(iii) present principal corporation or employment and the name,
principal business and address of any corporation or other
organization in which such employment is conducted; and
(iv) citizenship.
During the last five years, neither Dalrymple Holding Corporation nor
any person named in Schedule I attached hereto has been (a) convicted
in a criminal proceeding (excluding traffic violations or similar
misdemeanors) or (b) a party to a civil proceeding of a judicial or
administrative body of competent jurisdiction and as a result of such
proceeding was or is subject to a judgment, decree or final order
enjoining future violations or prohibiting or mandating activities
subject to, federal or state securities laws or finding any violation
with respect to such laws.
Dalrymple Family Limited Partnership
(a) Name
Dalrymple Family Limited Partnership
(b) State of Organization
New York
(c) Principal Business
Investing Partnership
(d) Principal Business Address
2105 South Broadway
Pine City, NY 14871
(e), (f) Legal Proceedings
None
David J. Dalrymple, Robert H. Dalrymple and Catherine D. Smith are the three
general partners of Dalrymple Family Limited Partnership. The same
individuals are also the limited partners of said partnership. Pursuant to
the terms of the partnership agreement, said general partners share voting
and dispositive powers with respect to all assets owned by said partnership,
decisions to be made by a majority vote with each general partner entitled
to cast one vote for each percentage point, or fraction thereof, of such
general partners' partnership percentage in effect as of the date of such
vote.
Item 3. Source and Amount of Funds or Other Consideration.
Item 3 is hereby amended by adding the following to the end thereof:
Since February 5, 2002 David J. Dalrymple has acquired 3,700 shares by
purchase on the open market in numerous separate trades (the only one of
which occurred within the last 60 days being David J. Dalrymple's purchase
of 2,200 shares on October 23, 2003 for $32.25 per share in a private
transaction) and in addition has acquired 10,300 shares purchased as
co-trustee of a trust under the Will of Mary Ellen Dalrymple, all of which
shares were purchased from Dalrymple Holding Corporation, a joint filer of
this Form 13D. Since February 5, 2002 Robert H. Dalrymple has acquired no
additional shares except that he did as co-trustee acquire 10,300 shares
purchased as co-trustee of a trust under the Will of Mary Ellen Dalrymple,
all of which shares were purchased from Dalrymple Holding Corporation, a
joint filer of this Form 13D.
Item 5. Interest in Securities of the Issuer.
Item 5 is hereby amended by deleting part (a) in its entirety and
inserting the following in place thereof:
(a)
David J. Dalrymple
For purposes of Section 13(d) of the Exchange Act, including the Rules
and Regulations thereunder, the aggregate number of shares of the
Common Stock of the Issuer that David J. Dalrymple may be deemed to
beneficially own is 717,247. This number consists of 105,107 shares
held directly in David J. Dalrymple's name, 64,690 shares held in the
name of Robert H. Dalrymple, 3,808 shares held by David J. Dalrymple as
custodian for his children under NYSGMA, 13,008 shares held in the name
of Catherine D. Smith, 3,808 shares held by Catherine D. Smith as
custodian for her children under NYSGMA, 68,016 shares held by
Dalrymple Holding Corporation, 448,510 shares held by Dalrymple Family
Limited Partnership and 10,300 shares held as co-trustee of trusts
under the Will of Mary Ellen Dalrymple. This number does not include
30,230 shares of the Issuer held by Susquehanna Supply Company, of
which David J. Dalrymple is a 23.1% owner nor does it include 7,276
shares owned by his spouse, Joanne F. Dalrymple, of which shares David
J. Dalrymple disclaims beneficial ownership. The aggregate percentage
of the issued and outstanding Common Stock of the Issuer that David J.
Dalrymple may be deemed to beneficially own is 19.18%.
Robert H. Dalrymple
For purposes of Section 13(d) of the Exchange Act, including the Rules
and Regulations thereunder, the aggregate number of shares of the
Common Stock of the Issuer that Robert H. Dalrymple may be deemed to
beneficially own is 717,247. This number consists of 64,690 shares
held directly in Robert H. Dalrymple's name, 105,107 shares held in the
name of David J. Dalrymple, 3,808 shares held by David J. Dalrymple as
custodian for his children under NYSGMA, 13,008 shares held in the name
of Catherine D. Smith, 3,808 shares held by Catherine D. Smith as
custodian for her children under NYSGMA, 68,016 shares held by
Dalrymple Holding Corporation, 448,510 shares held by Dalrymple Family
Limited Partnership and 10,300 shares held as co-trustee of trusts
under the Will of Mary Ellen Dalrymple. This number does not include
30,230 shares of the Issuer held by Susquehanna Supply Company, of
which Robert H. Dalrymple is a 23.1% owner nor does it include 5,007
shares owned by his spouse, Elizabeth T. Dalrymple, of which shares
Robert H. Dalrymple disclaims beneficial ownership. The aggregate
percentage of the issued and outstanding Common Stock of the Issuer
that Robert H. Dalrymple may be deemed to beneficially own is 19.18%.
Catherine D. Smith
For purposes of Section 13(d) of the Exchange Act, including the Rules
and Regulations thereunder, the aggregate number of shares of the
Common Stock of the Issuer that Catherine D. Smith may be deemed to
beneficially own is 717,247. This number consists of 13,008 shares
held directly in Catherine D. Smith's name, 3,808 shares held by
Catherine D. Smith as custodian for her children under NYSGMA, 64,690
shares held directly in Robert H. Dalrymple's name, 105,107 shares held
in the name of David J. Dalrymple, 3,808 shares held by David J.
Dalrymple as custodian for his children under NYSGMA, 68,016 shares
held by Dalrymple Holding Corporation, 448,510 shares held by Dalrymple
Family Limited Partnership and 10,300 shares held by David J. Dalrymple
and Robert H. Dalrymple as co-trustees of trusts under the Will of Mary
Ellen Dalrymple. The aggregate percentage of the issued and outstanding
Common Stock of the Issuer that Catherine D. Smith may be deemed to
beneficially own is 19.18%.
Dalrymple Holding Corporation
For purposes of Section 13(d) of the Exchange Act, including the Rules
and Regulations thereunder, the aggregate number of shares of the
Common Stock of the Issuer that Dalrymple Holding Corporation
beneficially owns is 68,016. The aggregate percentage of the issued and
outstanding Common Stock of the Issuer that Dalrymple Holding
Corporation beneficially owns is 1.82%.
Dalrymple Family Limited Partnership
For purposes of Section 13(d) of the Exchange Act, including the Rules
and Regulations thereunder, the aggregate number of shares of the
Common Stock of the Issuer that Dalrymple Family Limited Partnership
may be deemed to beneficially own is 448,510 shares. The aggregate
percentage of the issued and outstanding Common Stock of the Issuer
that Dalrymple Family Limited Partnership may be deemed to beneficially
own is 11.99%.
Item 5 is further amended by deleting part (b) in its entirety and inserting
the following in place thereof:
(b)
David J. Dalrymple
David J. Dalrymple may be deemed to share power to vote or direct the
voting and share power to dispose or direct the disposition of 717,247
shares of the Common Stock of the Issuer.
Robert H. Dalrymple
Robert H. Dalrymple may be deemed to share power to vote or direct the
voting and share power to dispose or direct the disposition of 717,247
shares of the Common Stock of the Issuer.
Catherine D. Smith
Catherine D. Smith may be deemed to share power to vote or direct the
voting and share power to dispose or direct the disposition of 717,247
shares of the Common Stock of the Issuer.
Dalrymple Holding Corporation
Dalrymple Holding Corporation has shared voting and dispositive power
over 68,016 shares of the Common Stock of the Issuer.
Dalrymple Family Limited Partnership
Acting through its three general partners, Dalrymple Family Limited
Partnership has voting and dispositive power over 448,510 shares of the
Common Stock of the Issuer.
Item 6. Contracts, Arrangements, Understandings or Relationships With
Respect to Securities of the Issuer.
Item 6 is hereby amended by deleting it in its entirety and inserting
the following in the place thereof:
David J. Dalrymple, Robert H. Dalrymple and Catherine D. Smith are
siblings. As a result of their close family relationship, the
above-named individuals communicate regularly about a variety of
concerns, including financial matters. Although there are no implicit
or explicit arrangements, understandings or contracts among said
persons with respect to the shares of this Issuer (other than pursuant
to the terms of the Dalrymple Family Limited Partnership Agreement as
described at Item 2 hereof), they each may rely in part on the advice
and opinions of the others when making individual voting or dispositive
decisions with respect to such shares.
Item 7. Material to be Filed as Exhibits.
Item 7 is hereby amended and supplemented by adding the following as
Exhibits to the Schedule 13D:
(1) Joint Filing Agreement, dated November 6, 2003 among David J.
Dalrymple, Robert H. Dalrymple, Dalrymple Holding Corporation and
Dalrymple Family Limited Partnership.
Signature:
After reasonable inquiry and to the best of my knowledge and belief, I
certify that the information set forth in this statement is true, complete
and correct.
Dated: November 6, 2003
Signature: __s/ David J. Dalrymple__________________________
Name: David J. Dalrymple.
Signature
After reasonable inquiry and to the best of my knowledge and belief, I
certify that the information set forth in this statement is true, complete
and correct.
Dated: November 6, 2003
Signature: __s/ Robert H. Dalrymple__________________________
Name: Robert H. Dalrymple.
Signature
After reasonable inquiry and to the best of my knowledge and belief, I
certify that the information set forth in this statement is true, complete
and correct.
Dated: November 6, 2003
Signature: __s/ Catherine D. Smith___________________________
Name: Catherine D. Smith.
Signature:
After reasonable inquiry and to the best of my knowledge and belief, I
certify that the information set forth in this statement is true, complete
and correct.
Dated: November 6, 2003
DALRYMPLE HOLDING CORPORATION
By: __s/ David J. Dalrymple__________________________
Name: David J. Dalrymple.
Title: President.
Signature:
After reasonable inquiry and to the best of my knowledge and belief, I
certify that the information set forth in this statement is true, complete
and correct.
Dated: November 6, 2003
DALRYMPLE FAMILY LIMITED PARTNERSHIP
By: ___s/ David J. Dalrymple__________
Name: David J. Dalrymple.
Title: General Partner.
By: ___s/ Robert H. Dalrymple_________
Name: Robert H. Dalrymple.
Title: General Partner.
By: ___s/ Catherine D. Smith__________
Name: Catherine D. Smith.
Title: General Partner.
EXHIBIT INDEX
Exhibit No. Description Page No.
1 Joint Filing Agreement between
David J. Dalrymple, Robert H.
Dalrymple, Catherine D. Smith,
Dalrymple Holding Corporation
and Dalrymple Family Limited
Partnership 20
SCHEDULE I The name and present
principal occupation of each
of the executive officers
and directors of Dalrymple
Holding Corporation 21
JOINT FILING AGREEMENT
The undersigned hereby agree that the Statement on Schedule 13D, as amended
by Amendment No. 5, dated November 6, 2003 (the "Schedule 13D") with respect
to the Common Stock, par value $0.01 per share, of Chemung Financial
Corporation is, and any further amendments thereto executed by each of us
shall be, filed on behalf of each of us pursuant to and in accordance with
the provisions of Rule 13d-1(f)(1) under the Securities Exchange Act of
1934, as amended, and that this agreement shall be included as an Exhibit to
the Schedule 13D and each such amendment. Each of the undersigned agrees to
be responsible for the timely filing of the Schedule 13D and any amendments
thereto, and for the completeness and accuracy of the information concerning
itself contained therein. This agreement may be executed in any number of
counterparts, all of which taken together shall constitute one and the same
instrument.
IN WITNESS WHEREOF, the undersigned have executed this Agreement as of the
6th day of November, 2003.
__s/ David J. Dalrymple_________________
David J. Dalrymple.
__s/ Robert H. Dalrymple________________
Robert H. Dalrymple.
__s/ Catherine D. Smith_________________
Catherine D. Smith.
DALRYMPLE HOLDING CORPORATION
By: __s/ David J. Dalrymple______________
David J. Dalrymple, President
DALRYMPLE FAMILY LIMITED PARTNERSHIP
By: __s/ David J. Dalrymple______________
David J. Dalrymple, General Partner
SCHEDULE I
The name and present principal occupation of each of the executive
officers and directors of Dalrymple Holding Corporation are set forth below.
Unless otherwise noted, each of theses persons is a United States citizen
and has as his or her business address 2105 South Broadway, Pine City, New
York 14871.
Position with
Name Reporting Person Principal Occupation
David J. Dalrymple President Same
Edward C. Dalrymple, Vice President Same
Jr.
Robert H. Dalrymple Secretary Same
Edward C. Dalrymple, Treasurer Same
Sr.