1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security |
5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
Date Exercisable |
Expiration Date |
Title |
Amount or Number of Shares |
Stock Option (Right to Buy)
|
10/01/1996 |
09/30/2006 |
Common Stock
|
150
|
$
8.75
|
D
|
Â
|
Stock Option (Right to Buy)
|
10/27/1998 |
10/26/2008 |
Common Stock
|
300
|
$
4.42
|
D
|
Â
|
Stock Option (Right to Buy)
|
04/20/1999 |
04/19/2009 |
Common Stock
|
1,500
|
$
4.29
|
D
|
Â
|
Stock Option (Right to Buy)
|
04/24/2001 |
04/23/2011 |
Common Stock
|
2,250
|
$
2.06
|
D
|
Â
|
Stock Option (Right to Buy)
|
Â
(2)
|
09/30/2011 |
Common Stock
|
7,500
|
$
3.13
|
D
|
Â
|
Stock Option (Right to Buy)
|
Â
(3)
|
12/02/2013 |
Common Stock
|
10,500
|
$
6.79
|
D
|
Â
|
Stock Option (Right to Buy)
|
Â
(4)
|
12/07/2014 |
Common Stock
|
10,500
|
$
10.92
|
D
|
Â
|
* |
If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** |
Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) |
Shares beneficially owned by reporting person in his capacity as a beneficiary of certain irrevocable trusts. The reporting
person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein. |
(2) |
Stock options vest on 10/01/2010. |
(3) |
Stock options vest one-third per year on 11/17/2005, 11/17/2006 and 11/17/2007. |
(4) |
Stock options vest one-third per year on 12/07/2006, 12/07/2007 and 12/07/2008. |