nq.htm
As filed with the Securities and Exchange Commission on March 31, 2010
 
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C.  20549
 
FORM N-Q
 
QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF
REGISTERED MANAGEMENT INVESTMENT COMPANIES
 
Investment Company Act file number: 811-21169
 
NEUBERGER BERMAN NEW YORK INTERMEDIATE MUNICIPAL FUND INC.
(Exact Name of the Registrant as Specified in Charter)
605 Third Avenue, 2nd Floor
New York, New York 10158-0180
(Address of Principal Executive Offices – Zip Code)
 
Registrant's telephone number, including area code: (212) 476-8800
 
Robert Conti, Chief Executive Officer and President
Neuberger Berman New York Intermediate Municipal Fund Inc.
605 Third Avenue, 2nd Floor
New York, New York 10158-0180
 
Arthur Delibert, Esq.
K&L Gates LLP
1601 K Street, N.W.
Washington, D.C. 20006-1600
(Names and addresses of agents for service)
 
Date of fiscal year end: October 31, 2010
 
Date of reporting period: January 31, 2010
 
Form N-Q is to be used by management investment companies, other than small business investment companies registered on Form N-5 (§§ 239.24 and 274.5 of this chapter), to file reports with the Commission not later than 60 days after the close of their first and third fiscal quarters, pursuant to Rule 30b1-5 under the Investment Company Act of 1940 (“1940 Act”) (17 CFR 270.30b1-5). The Commission may use the information provided on Form N-Q in its regulatory, disclosure review, inspection, and policymaking roles.
 
A registrant is required to disclose the information specified by Form N-Q, and the Commission will make this information public. A registrant is not required to respond to the collection of information contained in Form N-Q unless the Form displays a currently valid Office of Management and Budget (“OMB”) control number. Please direct comments concerning the accuracy of the information collection burden estimate and any suggestions for reducing the burden to the Secretary, Securities and Exchange Commission, 100 F Street, NE, Washington, DC 20549-0609. The OMB has reviewed this collection of information under the clearance requirements of 44 U.S.C. § 3507.
 
 

 
 
 
 

Item 1. Schedule of Investments.
 
JANUARY 31, 2010


Schedule of Investments New York Intermediate Municipal Fund Inc.
(UNAUDITED)
 
 

Principal Amount
Security @
       Value†
 
($000's omitted)
    
($000's omitted)
 
Arizona (0.7%)
  
   
500
  
Verrado Comm. Fac. Dist. Number 1 G.O., Ser. 2003, 6.15%, due 7/15/17
472
  
California (3.9%)
  
   
3,115
  
Corona-Norca Unified Sch. Dist. G.O. Cap. Appreciation (Election 2006), Ser. 2009-C, (AGM Insured), 0.00%, due 8/1/24
1,319
  
   
1,470
  
Pico Rivera Pub. Fin. Au. Lease Rev., Ser. 2009, 4.75%, due 9/1/25
1,438
  
 
2,757
  
Guam (0.7%)
  
   
500
  
Guam Gov't  Waterworks Au. Wtr. & Wastewater Sys. Rev., Ser. 2005, 5.50%, due 7/1/16
520
  
Illinois (1.1%)
  
   
910
  
Bartlett Tax Increment Ref. Rev. (Quarry Redev. Proj.), Ser. 2007, 5.35%, due 1/1/17
819
  
Louisiana (1.4%)
  
   
1,000
  
Tobacco Settlement Fin. Corp. Tobacco Settlement Asset-Backed Rev., Ser. 2001-B, 5.50%, due 5/15/30
1,001
  
Nevada (1.6%)
  
   
1,000
  
Las Vegas Redev. Agcy. Tax Increment Rev., Ser. 2009-A, 7.50%, due 6/15/23
1,146
  
New York (149.8%)
  
   
3,000
  
Albany IDA Civic Fac. Rev. (Charitable Leadership Foundation Ctr. for Med. Science Proj.), Ser. 2002-A, 6.00%, due 7/1/19
2,534
  
   
200
  
Albany IDA Civic Fac. Rev. (The College of St. Rose), Ser. 2007-A, (National Public Finance Guarantee Corp. Insured), 0.18%, due 2/1/10
200
µßb
   
970
  
Buffalo & Fort Erie Pub. Bldg. Au. Toll Bridge Sys. Rev., Ser. 2005, (LOC: Bank of Nova Scotia), 4.00%, due 1/1/25 Putable 7/1/10
985
µ
   
500
  
Cattaraugus Co. IDA Civic Fac. Rev. (St. Bonaventure Univ. Proj.), Ser. 2006-A, 5.00%, due 5/1/23
443
ß
   
1,000
  
Dutchess Co. IDA Civic Fac. Ref. Rev. (Marist College Proj.), Ser. 2003-A, 5.15%, due 7/1/17
1,045
ß
   
1,500
  
Hempstead Town Local Dev. Corp. Rev. (Molloy College Proj.), Ser. 2009, 5.75%, due 7/1/23
1,549
ß
   
1,050
  
Long Island Pwr. Au. Elec. Sys. Gen. Rev., Ser. 2006-E, (FGIC Insured), 5.00%, due 12/1/21
1,151
  
   
855
  
Lyons Comm. Hlth. Initiatives Corp. Fac. Rev., Ser. 2004, 5.50%, due 9/1/14
925
  
   
1,000
  
Metro. Trans. Au. Rev., Ser. 2009-A2, 4.00%, due 11/15/17
1,046
  
   
1,000
  
Monroe Co. IDA Civic Fac. Rev. (Highland Hosp. Rochester), Ser. 2005, 5.00%, due 8/1/15
1,040
ß
   
980
  
Monroe Co. IDA Std. Hsg. Rev. (Collegiate Hsg. Foundation - Rochester Institute of Technology Proj.), Ser. 1999-A, 5.25%, due 4/1/19
925
ß
   
1,000
  
Monroe Co. Newpower Corp. Pwr. Fac. Rev., Ser. 2003, 5.10%, due 1/1/16
1,015
  
   
1,000
  
Monroe Co. Pub. Imp. Ref. G.O., Ser. 1996, 6.00%, due 3/1/13
1,098
  
   
1,125
  
Nassau Co. IDA Continuing Care Retirement (The Amsterdam Harborside), Ser. 2007-A, 5.88%, due 1/1/18
1,094
ß
   
1,000
  
New York City G.O., Ser. 2002-A, 5.75%, due 8/1/16
1,088
  
   
750
  
New York City G.O., Ser. 2002-C, 5.50%, due 8/1/15
826
  
   
950
  
New York City G.O., Ser. 2009-B, 5.00%, due 8/1/22
1,032
  
   
1,000
  
New York City G.O., Ser. 2009-E, 5.00%, due 8/1/21
1,094
  
   
1,410
  
New York City Hlth. & Hosp. Corp. Rev., Ser. 2002-A, (AGM Insured), 5.50%, due 2/15/13
1,511
  
   
4,000
  
New York City Hsg. Dev. Corp. Multi-Family Hsg. Rev., Ser. 2002-E2, 5.05%, due 11/1/23
4,010
  
   
1,000
  
New York City IDA Civic Fac. Rev. (Lycee Francais de New York Proj.), Ser. 2002-A, (ACA Insured), 5.50%, due 6/1/15
1,057
ß
 
See Notes to Schedule of Investments
 
 
 
JANUARY 31, 2010


Schedule of Investments New York Intermediate Municipal Fund Inc. cont'd
(UNAUDITED)
 
 
Principal Amount
Security @
Value†
  
($000's omitted)
   ($000's omitted)  
   
1,030
  
New York City IDA Civic Fac. Rev. (Lycee Francais de New York Proj.), Ser. 2002-A, (ACA Insured), 5.50%, due 6/1/17
1,079
ß
   
2,920
  
New York City IDA Civic Fac. Rev. (Packer Collegiate Institute Proj.), Ser. 2002, (AMBAC Insured), 5.00%, due 6/1/22
3,018
ß
   
750
  
New York City IDA Liberty Rev. (7 World Trade Ctr., LLC Proj.), Ser. 2005-A, 6.25%, due 3/1/15
750
  
   
2,000
  
New York City IDA Spec. Fac. Rev. (Term. One Group Assoc. Proj.), Ser. 2005, 5.50%, due 1/1/19 Putable 1/1/16
2,043
µß
   
960
  
New York City Muni. Wtr. Fin. Au. Wtr. & Swr. Sys. Rev., Ser. 1992-A, (AMBAC Insured), 5.88%, due 6/15/13
1,115
  
   
2,025
  
New York City Transitional Fin. Au. Ref. Rev., Ser. 2002-C, (AMBAC Insured), 5.25%, due 8/1/17
2,194
  
   
660
  
New York Liberty Dev. Corp. Rev. (Nat'l Sports Museum Proj.), Ser. 2006-A, 6.13%, due 2/15/19
0
#‡
   
2,000
  
New York St. Dorm. Au. Court Fac. Lease Rev. (New York City Issue), Ser. 2003-A, 5.50%, due 5/15/17 Pre-Refunded 5/15/13
2,291
  
   
1,675
  
New York St. Dorm. Au. Insured Rev. (Long Island Univ.), Ser. 2003-A, (Radian Insured), 5.25%, due 9/1/15
1,720
ß
   
1,600
  
New York St. Dorm. Au. Insured Rev. (The Culinary Institute of America), Ser. 1999, (National Public Finance Guarantee Corp. Insured), 5.38%, due 7/1/15
1,619
ß
   
3,000
  
New York St. Dorm. Au. Ref. Rev. (North Gen. Hosp. Proj.), Ser. 2003, 5.75%, due 2/15/17
3,200
ß
   
250
  
New York St. Dorm. Au. Rev. (Brookdale Hosp. Med. Ctr.), Ser. 1998-J, 5.20%, due 2/15/16
253
ß
   
1,125
  
New York St. Dorm. Au. Rev. (City Univ. Sys. Proj.), Ser. 1995-A, 5.63%, due 7/1/16
1,266
  
   
1,000
  
New York St. Dorm. Au. Rev. (Lenox Hill Hosp. Oblig. Group Proj.), Ser. 2001, 5.75%, due 7/1/14
1,026
ß
   
1,000
  
New York St. Dorm. Au. Rev. (Lenox Hill Hosp. Oblig. Group Proj.), Ser. 2001, 5.75%, due 7/1/16
1,012
ß
   
2,000
  
New York St. Dorm. Au. Rev. (Mount Sinai NYU Hlth.), Ser. 2000-C, 5.50%, due 7/1/26
2,005
ß
   
1,980
  
New York St. Dorm. Au. Rev. (New York Med. College Proj.), Ser. 1998, (National Public Finance Guarantee Corp. Insured), 5.00%, due 7/1/21
1,981
ß
   
500
  
New York St. Dorm. Au. Rev. (North Shore-Long Island Jewish Oblig. Group), Ser. 2003, 5.00%, due 5/1/18
511
ß
   
2,855
  
New York St. Dorm. Au. Rev. (Rivington House Hlth. Care Fac.), Ser. 2002, (SONYMA Insured), 5.25%, due 11/1/15
3,047
ß
   
2,410
  
New York St. Dorm. Au. Rev. (Rochester Institute of Technology Proj.), Ser. 2002-A, (AMBAC Insured), 5.25%, due 7/1/19
2,509
ß
   
1,000
  
New York St. Dorm. Au. Rev. (Sch. Dist. Financing Proj.), Ser. 2002-A (National Public Finance Guarantee Corp. Insured), 5.75%, due 10/1/17
1,071
  
   
3,000
  
New York St. Dorm. Au. Rev. (SS Joachim & Anne Residence Proj.), Ser. 2002, (LOC: Allied Irish Bank), 4.60%, due 7/1/16
2,935
ß
   
500
  
New York St. Dorm. Au. Rev. Non St. Supported Debt (Manhattan Marymount College), Ser. 2009, 5.00%, due 7/1/24
490
  
   
900
  
New York St. Dorm. Au. Rev. Non St. Supported Debt (Montefiore Med. Ctr.), Ser. 2008, (FHA Insured), 5.00%, due 8/1/21
940
ß
   
1,595
  
New York St. Dorm. Au. Rev. Non St. Supported Debt (Mount Sinai Sch. of Medicine), Ser. 2009, 5.25%, due 7/1/24
1,652
ß
   
1,000
  
New York St. Dorm. Au. Rev. Non St. Supported Debt (NYU Hosp. Ctr.), Ser. 2006-A, 5.00%, due 7/1/20
1,001
ß
   
1,085
  
New York St. Dorm. Au. Rev. Non St. Supported Debt (NYU Hosp. Ctr.), Ser. 2007-B, 5.25%, due 7/1/24
1,084
ß
   
2,000
  
New York St. Dorm. Au. Rev. Non St. Supported Debt (St. John's Univ.), Ser. 2007-C, (National Public Finance Guarantee Corp. Insured), 5.25%, due 7/1/19
2,214
ß
   
2,600
  
New York St. Dorm. Au. Rev. St. Personal Income Tax Rev., Ser. 2003-A, 5.38%, due 3/15/17 Pre-Refunded 3/15/13
2,959
  
   
5,000
  
New York St. Energy Res. & Dev. Au. Fac. Rev. (Consolidated Edison Co. of New York, Inc. Proj.), Ser. 2001, 4.70%, due 6/1/36 Putable 10/1/12
5,084
µß
   
1,615
  
New York St. HFA Rev. (Affordable Hsg.), Ser. 2009-B, 4.50%, due 11/1/29
1,602
  
 
See Notes to Schedule of Investments
 
 
 
JANUARY 31, 2010


Schedule of Investments New York Intermediate Municipal Fund Inc. cont'd
(UNAUDITED)
 
 
Principal Amount
Security @
Value†
  
($000's omitted)
   ($000's omitted)  
   
2,000
  
New York St. Mtge. Agcy. Homeowner Mtge. Rev., Ser. 1997-67, 5.70%, due 10/1/17
2,001
  
   
1,230
  
New York St. Muni. Bond Bank Agcy., Ser. 2009-B1, 5.00%, due 12/15/23
1,320
  
   
1,295
  
New York St. Muni. Bond Bank Agcy., Ser. 2009-B1, 5.00%, due 12/15/24
1,381
  
   
1,475
  
New York St. Thruway Au. Hwy. & Bridge, Ser. 2007-B, 5.00%, due 4/1/20
1,611
  
   
1,090
  
New York St. Thruway Au. Hwy. & Bridge, Ser. 2009-B, 5.00%, due 4/1/19
1,219
  
   
250
  
New York St. Urban Dev. Corp. Correctional & Youth Fac. Svc. Rev., Ser. 2002-C, 4.00%, due 1/1/20 Putable 1/1/11
257
µ
   
1,250
  
New York St. Urban Dev. Corp. Ref. Rev., Ser. 2008-D, 5.25%, due 1/1/20
1,380
  
   
965
  
New York St. Urban Dev. Corp. Rev. (St. Personal Income Tax), Ser. 2008-A1, 5.00%, due 12/15/23
1,051
  
   
1,375
  
New York Tobacco Settlement Fin. Corp., Ser. 2003-B1C, 5.50%, due 6/1/22
1,449
  
   
2,000
  
Niagara Co. IDA Civic Fac. Rev. (Niagara Univ. Proj.), Ser. 2001-A, (Radian Insured), 5.50%, due 11/1/16
2,031
ß
   
1,000
  
Onondaga Co. Trust Cultural Res. Rev. (Syracuse Univ. Proj.), Ser. 2010-B, 5.00%, due 12/1/19
1,131
ß
   
3,000
  
Port Au. of NY & NJ Rev., Ser. 2002, (AMBAC Insured), 5.50%, due 12/15/12
3,302
  
   
1,000
  
Saratoga Co. IDA Civic Fac. Rev. (Saratoga Hosp. Proj.), Ser. 2007-B, 5.00%, due 12/1/22
955
ß
   
1,570
  
Triborough Bridge & Tunnel Au. Oblig., Ser. 1998-A, (National Public Finance Guarantee Corp. Insured), 4.75%, due 1/1/24
1,583
  
   
2,000
  
Triborough Bridge & Tunnel Au. Rev., Ser. 2008-D, 5.00%, due 11/15/23
2,172
  
   
1,535
  
Ulster Co. Res. Rec. Agcy. Solid Waste Sys. Ref. Rev., Ser. 2002, (AMBAC Insured), 5.25%, due 3/1/16
1,646
  
   
1,405
  
United Nations Dev. Corp. Rev., Ser. 2009-A, 5.00%, due 7/1/22
1,495
  
   
1,000
  
Westchester Co. IDA Continuing Care Retirement Comm. Rev. (Kendal on Hudson Proj.), Ser. 2003-B, 6.50%, due 1/1/34 Putable 1/1/13
1,000
µß
   
855
  
Yonkers IDA Civic Fac. Rev. (Comm. Dev. Properties-Yonkers, Inc.), Ser. 2001-A, 6.25%, due 2/1/16 Pre-Refunded 2/1/11
893
ß
 
107,216
      
Puerto Rico (6.5%)
  
   
1,500
  
Puerto Rico Commonwealth Gov't Dev. Bank, Ser. 1985, (National Public Finance Guarantee Corp. Insured), 4.75%, due 12/1/15
1,532
  
   
1,060
  
Puerto Rico Ind. Tourist Ed. Med. & Env. Ctrl. Fac. Rev. (Polytechnic Univ. of Puerto Rico Proj.), Ser. 2002-A, (ACA Insured), 5.25%, due 8/1/16
1,059
ß
   
1,000
  
Puerto Rico Sales Tax Financing Corp. Sales Tax Rev., Ser. 2009-A, 5.00%, due 8/1/24
1,018
  
   
1,000
  
Puerto Rico Sales Tax Financing Corp. Sales Tax Rev., Ser. 2009-A, 5.00%, due 8/1/39 Putable 8/1/11
1,051
µ
 
4,660
      
         
 
Total Investments (165.7%) (Cost $117,706)
118,591
##
    
           
 
Cash, receivables and other assets, less liabilities (1.7%)
1,228
    
         
 
Liquidation Value of Auction Market Preferred Shares [(67.4%)]
(48,250)
    
         
 
Total Net Assets Applicable to Common Shareholders (100.0%)
$71,569
      
 
See Notes to Schedule of Investments
 
 
 
January 31, 2010 (Unaudited)

Notes to Schedule of Investments
 
† The value of investments in securities by Neuberger Berman California Intermediate Municipal Fund Inc. ("California"), Neuberger Berman Intermediate Municipal Fund Inc. ("Intermediate"), and Neuberger Berman New York Intermediate Municipal Fund Inc. ("New York") (individually a "Fund", and collectively, the "Funds") is determined by Neuberger Berman Management LLC (“Management”) primarily by obtaining valuations from independent pricing services based on readily available bid quotations, or if quotations are not available, by methods which include considerations such as: yields or prices of securities of comparable quality, coupon, maturity and type; indications as to values from dealers; and general market conditions. If a valuation is not available from an independent pricing service, the Funds seek to obtain quotations from principal market makers. Management has developed a process to periodically review information provided by independent pricing services. If such quotations are not readily available, securities are valued using methods each Fund’s Board of Directors has approved on the belief that they reflect fair value. Numerous factors may be considered when determining the fair value of a security, including available analyst, media or other reports, trading in futures or ADRs and whether the issuer of the security being fair valued has other secu­rities outstanding. Short-term debt securities with less than 60 days until maturity may be valued at cost, which, when combined with interest earned, is expected to approximate market value.
 
In accordance with Accounting Standards Codification (“ASC”) 820 “Fair Value Measurements and Disclosures” (“ASC 820”), formerly known as Financial Accounting Standards Board (“FASB”) Statement of Financial Accounting Standards No. 157, “Fair Value Measurements,” investments held by a fund are carried at “fair value” as defined by ASC 820. Fair value is defined as the price that a fund would receive upon selling an investment in an orderly transaction to an independent buyer in the principal or most advantageous market for the investment under current market conditions. Various inputs, including the volume and level of activity for the asset or liability in the market are considered in determining the value of the Funds’ investments, some of which are discussed above. Significant management judgment may be necessary to estimate fair value in accordance with ASC 820.
 
In addition to defining fair value, ASC 820 established a three-tier hierarchy of inputs to establish a classification of fair value measurements for disclosure purposes. The three-tier hierarchy of inputs is summarized in the three broad Levels listed below.

 
·
Level 1 – quoted prices in active markets for identical investments
 
·
Level 2 – other significant observable inputs (including quoted prices for similar investments, interest rates, prepayment speeds, credit risk, amortized cost, etc.)
 
·
Level 3 – significant unobservable inputs (including the Funds’ own assumptions in determining the fair value of investments)
 
The inputs or methodology used for valuing an investment are not necessarily an indication of the risk associated with investing in those securities.
 
The following is a summary, by category of Level, of inputs used to value the Funds’ investments as of January 31, 2010:
 
Asset Valuation Inputs
 
 
 
(000’s omitted)
 
 
 
 
 
 
Level 1
 
 
 
 
 
 
Level 2
 
 
 
 
 
 
Level 3
Total
 
California
        
 
Investments:
        
 
Municipal Notes^
$-
$137,390
$-
$137,390
 
Intermediate
        
 
Investments:
        
 
Municipal Notes^
-
444,172
-
444,172
 
New York
        
 
Investments:
        
 
Municipal Notes^
-
118,591
-
118,591
           
  ^  The Schedule of Investments provides information on the state categorization for the portfolio.    
 
For information on the Fund's significant accounting policies, please refer to the Fund's most recent shareholder reports.
 
 
 
 
##           At January 31, 2010, selected Fund information on a U.S. federal income tax basis was as follows:

 
 
 
 
(000’s omitted)
                    Cost
Gross Unrealized Appreciation
Gross Unrealized Depreciation
 
 
Net Unrealized
Appreciation
(Depreciation)
           
 
California
     $135,414
     $3,383
     $1,407
     $1,976
 
Intermediate
435,933
16,179
7,940
8,239
 
New York
117,706
2,713
1,828
885
 
@
At time of investment, municipal securities purchased by the Funds are within the four highest rating cat­egories (with respect to at least 80% of total assets) assigned by a nationally recognized statistical rating organization ("NRSRO") such as Moody's Investors Service, Inc., Standard & Poor's, or Fitch Investors Services, Inc. or, where not rated, are determined by the Funds' investment manager to be of comparable quality. Approximately 74%, 57%, and 61% of the municipal securities held by California, Intermediate, and New York, respectively, have credit enhancement features backing them, which the Funds may rely on, such as letters of credit, insurance, or guarantees. Without these credit enhancement features the securities may or may not meet the quality standards of the Funds. Pre-refunded bonds are supported by securities in escrow issued or guaranteed by the U.S. Government, its agencies, or instrumentalities. The amount escrowed is sufficient to pay the periodic interest due and the principal of these bonds. Putable bonds give the Funds the right to sell back the issue on the date specified.

ß
Security is guaranteed by the corporate or non-profit obligor.

Ø
All or a portion of this security was purchased on a when-issued basis.  At January 31, 2010, these securities amounted to $2,830,000 or 1.1% of net assets applicable to common shareholders for Intermediate.
 
ØØ      All or a portion of this security is segregated in connection with obligations for when-issued purchase commitments.
 
µ
Floating rate securities are securities whose yields vary with a designated market index or market rate. These securities are shown at their current rates as of January 31, 2010.
 
a
Security is subject to a guarantee provided by Bayerische Landesbank, backing 100% of the total principal.
 
b
Security is subject to a guarantee provided by Bank of America, backing 100% of the total principal.
 
c         Security is subject to a guarantee provided by Societe Generale de France, backing 100% of the total principal.
 
d
Currently a zero coupon security; will convert to 5.50% on August 1, 2021.
 
e
Currently a zero coupon security; will convert to 6.38% on August 1, 2016.
 
f
Currently a zero coupon security; will convert to 6.38% on August 1, 2019.
 
g
Currently a zero coupon security; will convert to 6.88% on August 1, 2019.
 
‡
Security is in default.

 
 
 
 
 
 
 
For information on the Fund's significant accounting policies, please refer to the Fund's most recent shareholder reports.


 
 
 


 
#
Restricted security subject to restrictions on resale under federal securities laws. These securities may be resold in transactions exempt from registration, normally to qualified institutional buyers under Rule 144A under the Securities Act of 1933, as amended, and have been deemed by the investment manager to be illiquid and restricted. At January 31, 2010, these securities amounted to approximately $2,741,651 or 1.0% of net assets applicable to common shareholders for Intermediate and approximately $7 or 0.0% of net assets applicable to common shareholders for New York.

 
 
 
 
 
 
 
 
 
 
(000’s omitted)
 
 
 
 
 
 
 
 
 
Restricted Security
 
 
 
 
 
 
 
 
Acquisition Date
 
 
 
 
 
 
 
 
Acquisition Cost
 
Acquisition
Cost
Percentage
of
Net Assets Applicable to Common Shareholders as of Acquisition Date
 
 
 
 
 
 
 
Value as of January 31, 2010
 
 
Fair Value Percentage of Net Assets Applicable to Common Shareholders as of January 31, 2010
Intermediate
New York Liberty
Dev. Corp. Rev.
(Nat’l Sports
Museum Proj.),
Ser. 2006-A, 6.13%,
due 2/15/19
 
 
 
 
 
8/4/2006
 
 
 
 
 
$1,100
 
 
 
 
 
0.4%
 
 
 
 
 
$0
 
 
 
 
 
0.0%
             
 
Non-Profit Pfd. Fdg. Trust I, Ser. 2006-C, 4.72%, due 9/15/37
 
 
10/2/2006
 
3,000
 
1.0
 
2,742
 
1.0
New York
New York Liberty
Dev. Corp. Rev.
(Nat’l Sports
Museum Proj.),
Ser. 2006-A, 6.13%,
due 2/15/19
 
 
 
 
 
8/4/2006
 
 
 
 
 
660
 
 
 
 
 
0.9
 
 
 
 
 
0
 
 
 
 
 
0.0
















 
For information on the Fund's significant accounting policies, please refer to the Fund's most recent shareholder reports.
 
 
 

Item 2. Controls and Procedures.
 
(a)
Based on an evaluation of the disclosure controls and procedures (as defined in Rule 30a-3(c) under the Investment Company Act of 1940, as amended (“1940 Act”)), as of a date within 90 days of the filing date of this document, the Chief Executive Officer and Treasurer and Principal Financial and Accounting Officer of the Registrant have concluded that such disclosure controls and procedures are effectively designed to ensure that information required to be disclosed by the Registrant on Form N-CSR and Form N-Q is accumulated and communicated to the Registrant’s management to allow timely decisions regarding required disclosure.
 
 (b)
There were no significant changes in the Registrant’s internal controls over financial reporting (as defined in Rule 30a-3(d) under the 1940 Act) that occurred during the Registrant’s last fiscal quarter that have materially affected, or are reasonably likely to materially affect, the Registrant’s internal control over financial reporting.
 
Item 3. Exhibits
 
The certifications required by Rule 30a-2(a) of the 1940 Act are filed herewith.
 

 
 
 

SIGNATURES
 
Pursuant to the requirements of the Securities Exchange Act of 1934 and the Investment Company Act of 1940, the Registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
 
Neuberger Berman New York Intermediate Municipal Fund Inc.
 
By: /s/ Robert Conti      
  Robert Conti 
  Chief Executive Officer
 
Date: March 31, 2010
 
 
Pursuant to the requirements of the Securities Exchange Act of 1934 and the Investment Company Act of 1940, this report has been signed below by the following persons on behalf of the Registrant and in the capacities and on the dates indicated.
 
By: /s/ Robert Conti      
  Robert Conti 
  Chief Executive Officer
 
Date: March 31, 2010
 
 
By: /s/ John M. McGovern      
  John M. McGovern
  Treasurer and Principal Financial
  and Accounting Officer

Date: March 31, 2010