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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F
FORM 13f Cover Page
Report for the Calendar Year or Quarter Ended December 31, 2008
If amended report check here: |_| Amendment Number: ____
This Amendment (Check only one): |_| is a restatement
|_| adds new holding
entries.
PRIOR FILINGS FOR THE NOMURA GROUP WERE REPORTED UNDER THE NAME NOMURA
SECURITIES COMPANY, WITH CIK NUMBER 0000110097. SUBSEQUENT FILINGS WILL
BE MADE UNDER THE NAME NOMURA HOLDINGS, INC., CIK NUMBER 0001163653.
NOMURA HOLDINGS, INC. (NHI) IS THE PARENT HOLDING COMPANY OF A NUMBER
OF OPERATING SUBSIDIARIES, SOME OF WHICH ARE OR MAY BE INSTITUTIONAL
INVESTMENT MANAGERS FOR THE PURPOSES OF THE REPORTING REQUIREMENTS UNDER
SECTION 13(F) OF THE SECURITIES EXCHANGE ACT OF 1934 (THE ACT) AND THE RULES
PROMULGATED THEREUNDER. NHI ITSELF DOES NOT DIRECTLY EXERCISE INVESTMENT
DISCRETION WITH RESPECT TO ANY SECTION 13(F) SECURITIES POSITIONS. IN
THAT NHI'S OWNERSHIP INTEREST IN SUCH OPERATING SUBSIDIARIES IS DEEMED THE
EXERCISE OF INVESTMENT DISCRETION REGARDING CERTAIN OF SUCH SUBSIDIARIES'
MANAGED ACCOUNTS, THE INFORMATION REQUIRED BY FORM 13F IS REPORTED BY NHI
ON BEHALF OF CERTAIN OF NHI'S OPERATING SUBSIDIARIES WHICH ARE INSTITUTIONAL
INVESTMENT MANAGERS SUBJECT TO SECTION 13(F)OF THE ACT.
Nomura Holdings Inc.
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Name of Institutional Investment Manager
1-9-1, Nihonbashi, Chuo-ku, Tokyo 103-8011, Japan
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Business Address (Street) (City) (State) (Zip)
13F File Number: 001-15270
The institutional investment manager filing this report and the person by whom
it is signed hereby represent that the person signing the report is authorized
to submit it, that all information contained herein is true, correct and
complete, and that it is understood that all required items, statements,
schedules, and tables, are considered integral parts of this form.
Person Signing this Report on Behalf of Reporting Manager:
Brendan G. Daly Head of Compliance and Surveillance 212-667-1246
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Name (Title) (Phone)
/s/ Brendan G. Daly
------------------------------------------
(Manual Signature of Person Duly
Authorized to Submit This Report)
New York, NY February 17, 2009
------------------------------------------
(Place and Date of Signing)
Report Type:
[ ] 13F HOLDINGS REPORT.
[ ] 13F NOTICE.
[X] 13F COMBINATION REPORT.
Form 13F SUMMARY PAGE
Report Summary:
Number of Other Included Managers: 4
Form 13F Information Table Entry Total: 31
Form 13F Information Table Value Total: $20,387
(thousands)
List of Other Included Managers:
Name and 13F file numbers of ALL Institutional Investment Managers with respect
to which this schedule is filed (other than the one filing this report): (List
in alphabetical order).
13F File No.: Name:
------------- ---------------------
6. 28-05739 Global Funds Management, S.A.
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2. 28-04985 Nomura International plc
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4. 28-04993 Nomura Securities (Bermuda)
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1. 28-04983 Nomura Securities International, Inc.
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1Page 1 07-08-13 14:21:11
FORM 13F
INFORMATION TABLE
QUARTER ENDING
12/31/2008
NAME OF ISSUER TITLE CUSIP VALUE SHARES SH PUT INVSTMT OTHER VOTING AUTHORITY
OF CLASS X1000 PRN AMT PRN CALL DSCRETN MANAGERS
------------------------------ ---------- --------- ---------- ------------ --- ---- ------- -------- ----------------
0ACCURIDE CORP 004398103 138 000000600000 SH DEFINED 01 SOLE
ALLIS CHALMERS ENERGY INC 019645506 106 000000019400 SH DEFINED 01 SOLE
ALTUS PHARMACEUTICALS INC 02216N105 459 000000866624 SH DEFINED 02 SOLE
ARMSTRONG WORLD INDS INC NEW 04247X102 856 000000039637 SH DEFINED 01 SOLE
COMCAST CORP NEW 20030N200 168 000000010443 SH DEFINED 01 SOLE
ORE MARK HOLDING CO INC 218681104 1,253 000000058235 SH DEFINED 01 SOLE
DANA HOLDING CORP 235825205 606 000000846303 SH DEFINED 01 SOLE
DELTA AIR LINES INC DEL 247361702 802 000000070014 SH DEFINED 01 SOLE
FTI CONSULTING INC 302941109 397 000000008900 SH DEFINED 01 SOLE
FEDERAL MOGUL CORP 313549404 1,668 000000394474 SH DEFINED 01 SOLE
GRACE W R & CO DEL NEW 38388F108 78 000000013221 SH DEFINED 01 SOLE
HORNBECK OFFSHORE SVCS INC N 440543106 186 000000011388 SH DEFINED 01 SOLE
HUNTSMAN CORP 447011107 182 000000052990 SH DEFINED 01 SOLE
IDENIX PHARMACEUTICALS INC 45166R204 1,786 000000301476 SH DEFINED 02 SOLE
INNOPHOS HOLDINGS INC 45774N108 463 000000023409 SH DEFINED 01 SOLE
JPMORGAN & CHASE & CO 46625H100 315 000000010000 SH DEFINED 01 SOLE
MEDCATH CORP 58404W109 188 000000018047 SH DEFINED 01 SOLE
MIRANT CORP NEW 60467R100 651 000000034531 SH DEFINED 01 SOLE
NRG ENERGY INC 629377508 428 000000018350 SH DEFINED 01 SOLE
NYSE EURONEXT 629491101 1,434 000000052400 SH DEFINED 01 SOLE
OWENS CORNING NEW 690742101 1,091 000000063073 SH DEFINED 01 SOLE
SCOTTS MIRACLE GRO CO 810186106 210 000000007090 SH DEFINED 01 SOLE
EMGROUP ENERGY PARTNERS L P 81662W108 110 000000043800 SH DEFINED 01 SOLE
SOLUTIA INC 834376501 1,149 000000255491 SH DEFINED 01 SOLE
SOVEREIGN BANCORP INC 845905108 1,112 000000373200 SH DEFINED 02 SOLE
ARGACEPT INC 87611R306 3,607 000001190476 SH DEFINED 02 SOLE
TIME WARNER CABLE INC 88732J108 281 000000013103 SH DEFINED 01 SOLE
TYSON FOODS INC 902494103 164 000000018813 SH DEFINED 02 SOLE
VIRGIN MEDIA INC 92769L101 152 000000030556 SH DEFINED 01 SOLE
WATERS CORP 941848103 18 000000000500 SH DEFINED 01 SOLE
WINN DIXIE STORES INC 974280307 316 000000019660 SH DEFINED 01 SOLE