sec document
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
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FORM 8-K
CURRENT REPORT
Pursuant to Section 13 or 15(d) of the
Securities Exchange Act of 1934
Date of Report (Date of earliest event reported): January 14, 2002
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FALCONSTOR SOFTWARE, INC.
(Exact name of registrant as specified in its charter)
Delaware 0-23970 77-0216135
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(State or other jurisdiction (Commission (IRS Employer
of incorporation) File Number) Identification No.)
125 Baylis Road, Melville, New York 11747
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Address of principal executive offices
Registrant's telephone number, including area code: 631-777-5188
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(Former name or former address, if changed since last report.)
Item 5. Other Events.
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On January 14, 2002, FalconStor Software, Inc. (the "Company")
issued a press release announcing that certain stockholders had agreed to extend
their lock-up period to April 30, 2003 from August 22, 2002 and that the Company
had released 10% of the shares of Common Stock subject to the lock-up
agreements. The release does not apply to approximately 22.2 million shares held
by principal stockholders. The text of the press release is attached hereto as
Exhibit 99.1 and incorporated herein by reference.
Item 7. Financial Statements, Pro Forma Financial Information and Exhibits.
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(c) Exhibits.
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99.1 Press release of the Company dated January 14, 2002.
SIGNATURE
Pursuant to the requirements of the Securities Exchange Act of 1934,
the Registrant has duly caused this report to be signed on its behalf by the
undersigned hereunto duly authorized.
FALCONSTOR SOFTWARE, INC.
Dated: January 14, 2002 By: /s/ Jacob Ferng
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Name: Jacob Ferng
Title: Chief Financial Officer and
Secretary