SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
SCHEDULE 13G
Under the Securities Exchange Act of 1934
THE NASDAQ STOCK MARKET, INC.
(Name of Issuer)
Common Stock, par value $0.01 per share
---------------------------------------
(Title of Class of Securities)
631103
------
(CUSIP Number)
December 31, 2003
(Date of Event Which Requires Filing of this Statement)
Check the appropriate box to designate the rule pursuant to which this Schedule
is filed:
|_| Rule 13d-1(b)
|_| Rule 13d-1(c)
|X| Rule 13d-1(d)
Page 1 of 4 Pages
SCHEDULE 13G
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CUSIP No. 631103 Page 2 of 4 Pages
----------------------- ------------------------
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1 NAME OF REPORTING PERSONS
I.R.S. IDENTIFICATION NO. OF ABOVE PERSON (ENTITIES ONLY)
The National Association of Securities Dealers, Inc.
IRS # 53-0088710
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2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(a) |_|
Not applicable (b) |_|
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3 SEC USE ONLY
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4 CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware
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5 SOLE VOTING POWER
NUMBER OF 43,190,146
SHARES -----------------------------------------------
BENEFICIALLY 6 SHARED VOTING POWER
OWNED BY
EACH -----------------------------------------------
REPORTING 7 SOLE DISPOSITIVE POWER
PERSON
WITH 10,770,664
-----------------------------------------------
8 SHARED DISPOSITIVE POWER
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9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
43,190,146
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10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES
(See Instructions)
|_|
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11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
55.1%
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12 TYPE OF REPORTING PERSON
OO
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Page 2 of 4 Pages
SCHEDULE 13G
------------
Item 1 (a) Name of Issuer:
The Nasdaq Stock Market, Inc.
Item 1 (b) Address of Issuer's Principal Executive Offices:
One Liberty Plaza
New York, New York 10006
Item 2 (a) Name of Person Filing:
The National Association of Securities Dealers, Inc.
Item 2 (b) Address of Principal Business Office:
1735 K Street, N.W.
Washington, DC 20006
Item 2 (c) Citizenship:
Delaware
Item 2 (d) Title of Class of Securities:
Common Stock, par value $0.01 per share
Item 2 (e) CUSIP Number:
631103
Item 3 Not Applicable
Item 4 Ownership:
(a) Amount Beneficially Owned: 43,190,146
(b) Percent of Class: 55.1%
(c) Number of Shares as to which the person has:
(i) Sole power to vote or to direct the vote: 43,190,146
(ii) Shared power to vote or to direct the vote:
(iii) Sole power to dispose or to direct the disposition
of: 10,770,664
(iv) Shared power to dispose or to direct the disposition
of:
Item 5 Ownership of Five Percent or Less of a Class:
Not Applicable
Page 3 of 4 Pages
Item 6 Ownership of More than Five Percent on Behalf of Another Person:
Not Applicable
Item 7 Identification and Classification of the Subsidiary Which
Acquired the Security Being Reported on By the Parent Holding
Company or Control Person:
Not Applicable
Item 8 Identification and Classification of Members of the Group:
Not Applicable
Item 9 Notice of Dissolution of Group:
Not Applicable
Item 10 Certification:
Not Applicable
SIGNATURE
After reasonable inquiry and to the best of my knowledge and belief, I
certify that the information set forth in this statement is true, complete and
correct.
Dated: February 13, 2004
/s/ Todd T. Diganci
--------------------------
Signature
Name: Todd T. Diganci
Title: Executive Vice President and Chief Financial Officer
Page 4 of 4 Pages