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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Restricted Stock Unit | $ 32.97 (4) | 11/16/2011 | A | 12,900 | 11/15/2014(5) | 11/15/2014 | Common Stock | 12,311 | $ 0 (6) | 32,150 | D |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
Linton David J C/O CURTISS-WRIGHT CORPORATION 10 WATERVIEW BOULEVARD PARSIPPANY, NJ 07054 |
Co-Chief Operating Officer |
Paul J. Ferdenzi by Power of Attorney for David J. Linton | 11/17/2011 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Shares were sold to cover Recipient's tax obligations associated with the vesting of a restricted stock award granted under the Company's 2005 Omnibus Long Term Incentive Plan. |
(2) | Recipient sold sufficient shares to cover personal income tax obligation. Such sale was performed in accordance with the Company's Ownership Guidelines. |
(3) | Price reflects the weighted average sales price for all shares sold by Recipient on the New York Stock Exchange. |
(4) | Price is based on the closing price as reported by the New York Stock Exchange for the Corporation's Common Stock as of November 15, 2011. |
(5) | These units are restricted for a period of three years and are subject to forfeiture if the Officer should leave the employ of the Company. |
(6) | No price on the date of issue, option having been granted as an employee benefit transaction. |