UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
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FORM 8-K
CURRENT REPORT
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PURSUANT TO SECTION 13 OR 15(d) OF THE
SECURITIES EXCHANGE ACT OF 1934
Date of Report (Date of earliest event reported): March 16, 2010
ORIENTAL FINANCIAL GROUP INC.
(Exact name of registrant as specified in its charter)
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Commonwealth of Puerto Rico
(State or other jurisdiction of
incorporation)
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001-12647
(Commission File Number)
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66-0538893
(I.R.S. Employer Identification No.) |
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Oriental Center
Professional Offices Park
997 San Roberto Street, 10th Floor
San Juan, Puerto Rico
(Address of principal executive offices of each registrant)
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00926
(Zip Code) |
(787) 771-6800
(Registrants telephone number, including area code)
Not Applicable
(Former name or former address, if changed since last report)
Check the appropriate box below if the Form 8-K is intended to simultaneously satisfy the filing
obligation of the registrant under any of the following provisions:
o Written communication pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
o Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
o Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
o Pre-commencements communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
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Item 1.01. |
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Entry into a Material Definitive Agreement. |
On March 19, 2010, Oriental Financial Group Inc. (the Company) completed an underwritten
public offering of 8,740,000 shares of its common stock, including 1,140,000 shares
pursuant to the underwriters over-allotment option under an Underwriting Agreement (the
Underwriting Agreement), dated March 16, 2010, with Keefe, Bruyette & Woods, Inc., as
representative of the several underwriters named therein. A copy of the Underwriting Agreement is
attached hereto as Exhibit 1.1.
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Item 9.01. |
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Financial Statements and Exhibits. |
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Exhibit No. |
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Description of Document |
1.1
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Underwriting Agreement, dated May 16, 2010, between Oriental
Financial Group Inc. and Keefe, Bruyette & Woods, Inc., as
representative of the several underwriters named therein. |
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99.1
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Press release by the Company, dated March 19, 2010. |