UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 or 15(d) of the
Securities Exchange Act of 1934
Date of Report (Date of earliest event reported): October 14, 2010
COMPASS DIVERSIFIED HOLDINGS
(Exact name of registrant as specified in its charter)
|
|
|
|
|
Delaware
(State or other jurisdiction
of incorporation)
|
|
0-51937
(Commission File Number)
|
|
57-6218917
(I.R.S. Employer Identification
No.) |
COMPASS GROUP DIVERSIFIED
HOLDINGS LLC
(Exact name of registrant as specified in its charter)
|
|
|
|
|
Delaware
(State or other jurisdiction
of incorporation)
|
|
0-51938
(Commission File Number)
|
|
20-3812051
(I.R.S. Employer Identification
No.) |
Sixty One Wilton Road
Second Floor
Westport, CT 06880
(Address of principal executive offices and zip code)
Registrants telephone number, including area code: (203) 221-1703
Check the appropriate box below if the Form 8-K is intended to simultaneously satisfy the filing
obligation of the registrant under any of the following provisions:
o Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
o Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
o Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR
240.14d-2(b))
o Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR
240.13e-4(c))
|
|
|
Section 3 |
|
Securities and Trading Markets |
|
|
|
Item 3.01 |
|
Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing. |
On October 14, 2010 Compass Diversified Holdings and Compass Group Diversified Holdings LLC
(NASDAQ: CODI) (collectively CODI) provided written notice to The NASDAQ Stock Market LLC of
CODIs intention to transfer the listing of its shares to the New York Stock Exchange (the NYSE)
and to voluntarily delist its shares from the NASDAQ Global Select Market in connection with the
transfer. CODI expects its shares to commence trading on the NYSE under the stock symbol CODI on
November 1, 2010. CODIs shares have been approved for listing on the NYSE, and will continue to
trade on the NASDAQ Global Select Market until the transfer is complete.
A copy of the press release issued by CODI in connection with its move from the NASDAQ Global
Select Market to the NYSE is furnished within this report as Exhibit 99.1.
|
|
|
Section 9 |
|
Financial Statements and Exhibits |
|
|
|
Item 9.01 |
|
Financial Statements and Exhibits |
(d) Exhibits.
99.1 |
|
CODI Press Release dated October 14, 2010. |
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly
caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
|
|
|
|
|
Date: October 14, 2010 |
COMPASS DIVERSIFIED HOLDINGS
|
|
|
By: |
/s/ James J. Bottiglieri
|
|
|
|
James J. Bottiglieri |
|
|
|
Regular Trustee |
|
|
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly
caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
|
|
|
|
|
Date: October 14, 2010 |
COMPASS GROUP DIVERSIFIED
HOLDINGS LLC
|
|
|
By: |
/s/ James J. Bottiglieri
|
|
|
|
James J. Bottiglieri |
|
|
|
Chief Financial Officer |
|