CUSIP No. |
55306N 10 4 |
13G | Page 2 of Page 6 |
1 | NAMES OF REPORTING PERSONS John R. Bertucci |
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2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS) |
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(a) o | |||||
(b) o Not Applicable |
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2 | SEC USE ONLY | ||||
4 | CITIZENSHIP OR PLACE OF ORGANIZATION | ||||
United States | |||||
5 | SOLE VOTING POWER | ||||
NUMBER OF | 2,218,699 | ||||
SHARES | 6 | SHARED VOTING POWER | |||
BENEFICIALLY | |||||
OWNED BY | 2,370,661 (1) | ||||
EACH | 7 | SOLE DISPOSITIVE POWER | |||
REPORTING | |||||
PERSON | 2,218,699 | ||||
WITH | 8 | SHARED DISPOSITIVE POWER | |||
2,370,661 (1) | |||||
9 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON | ||||
4,589,360 (1) | |||||
10 | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS) | ||||
o Not Applicable |
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11 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 | ||||
8.5% | |||||
12 | TYPE OF REPORTING PERSON (SEE INSTRUCTIONS) | ||||
IN |
CUSIP No. |
55306N 10 4 |
13G | Page
3 of Page 6 |
MKS Instruments, Inc. |
90 Industrial Way | |||
Wilmington, MA 01887 |
John R. Bertucci |
The address of the reporting persons is: |
c/o MKS Instruments, Inc. | |||
90 Industrial Way | |||
Wilmington, MA 01887 |
Mr. Bertucci is a citizen of the United States. |
Common Stock, no par value per share. |
CUSIP No. 55306N 10 4 |
(a) | o Broker or dealer registered under Section 15 of the Act (15 U.S.C. 78o). | ||
(b) | o Bank as defined in Section 3(a)(6) of the Exchange Act (15 U.S.C. 78c). | ||
(c) | o Insurance company as defined in Section 3(a)(19) of the Exchange Act (15 U.S.C. 78c). | ||
(d) | o Investment company registered under Section 8 of the Investment Company Act of 1940 (15 U.S.C. 80a-8). |
CUSIP No. |
55306N 10 4 |
13G | Page
4 of Page 6 |
(e) | o An investment adviser in accordance with §240.13d-1(b)(1)(ii)(E); | ||
(f) | o An employee benefit plan or endowment fund in accordance with §240.13d-1(b)(1)(ii)(F); | ||
(g) | o A parent holding company or control person in accordance with §240.13d -1(b)(1)(ii)(G); | ||
(h) | o A savings association as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813); | ||
(i) | o A church plan that is excluded from the definition of
an investment company under Section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3); |
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(j) | o Group, in accordance with §240.13d-1(b)(1)(ii)(J). |
(a) | Amount Beneficially Owned: 4,589,360 shares2 3 | ||
(b) | Percent of Class: 8.5% | ||
(c) | Number of Shares as to which John R. Bertucci has: |
(i) | Sole power to vote or to direct the vote: 2,218,699 shares2 | ||
(ii) | Shared power to vote or to direct the vote: 2,370,661 shares3 | ||
(iii) | Sole power to dispose or to direct the disposition of: 2,218,699 2 shares | ||
(iv) | Shared power to dispose or to direct the disposition of: 2,370,661 shares3 |
2 | Includes, pursuant to Rule 13d-3, 8,819 shares subject to options exercisable within 60 days of December 31, 2007. | |
3 | Includes 2,369,761 shares beneficially owned by Claire R. Bertucci, Mr. Bertuccis spouse, with respect to which Mr. Bertucci disclaims beneficial ownership. |
CUSIP No. |
55306N 10 4 |
13G | Page
5 of Page 6 |
Not applicable. |
Not applicable |
Not applicable |
Not applicable |
Not applicable |