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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Stock Option (right to purchase) | $ 7.58 | 11/13/2013 | M | 26,385 | (1) | 07/13/2016 | Common Stock | 26,385 | $ 0 | 0 | D |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
PRESLEY JOHN M 3000 JOHN DEERE ROAD TOANO, VA 23168 |
X |
/s/ E. Livingston B. Haskell, Power-of-Attorney | 11/14/2013 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | The option was granted on July 13, 2006 and became exercisable one-quarter on each anniversary of the grant date; provided that vesting accelerated by one year upon the issuer's initial public offering. |
(2) | Weighted sale price for prices ranging from $116.40 to $117.10 per share. 95 shares were sold at $116.65 per share; 100 shares were sold at each of the following prices: $116.69, $116.72, $116.77, $116.80, $117.04, $117.06, $117.07 and $117.10; 121 shares were sold at $116.45 per share; 200 shares were sold at each of the following prices: $116.67, $116.68 and $116.78; 205 shares were sold at $116.52 per share; 208 shares were sold at $116.87 per share; 292 shares were sold at $116.86 per share; 300 shares were sold at each of the following prices:$116.40 and $116.88; 313 shares were sold at $116.64 per share; 322 shares were sold at $116.66 per share; 400 shares were sold at $116.49 per share; 400 shares were sold at $116.96 per share; 434 shares were sold at $116.44 per share; 500 shares were sold at $116.51 per share; 506 shares were sold at $116.48 per share; 595 shares were sold at $116.54 per share; 694 shares were sold at $116.47 per share (continued in Footnote 2). |
(3) | (Continued from Footnote 1) 700 shares were sold at $116.57 per share; 700 shares were sold at $116.73 per share; 708 shares were sold at $116.63 per share; 720 shares were sold at $116.55 per share; 752 shares were sold at $116.61 per share; 900 shares were sold at $116.56 per share; 902 shares were sold at $116.59 per share; 1,100 shares were sold at $116.58 per share; 1,251 shares were sold at $116.42 per share; 1,530 shares were sold at $116.43 per share; 1,692 shares were sold at $116.62 per share; 1,700 shares were sold at $116.53 per share; 1,885 shares were sold at $116.50 per share; 2,219 shares were sold at $116.41 per share; and 2,541 shares were sold at $116.60 per share. |