UNITED
STATES
SECURITIES
AND EXCHANGE COMMISSION
Washington,
D.C. 20549
FORM
8-K/A
(Amendment
No. 1)
CURRENT
REPORT
PURSUANT
TO SECTION 13 OR 15(d) OF THE
SECURITIES
EXCHANGE ACT OF 1934
May
2, 2018 |
Date of report (Date of earliest event reported) |
Surmodics, Inc. |
(Exact Name of Registrant as Specified in its Charter) |
Minnesota |
0-23837 |
41-1356149 |
||
(State of Incorporation)
|
(Commission File Number)
|
(I.R.S. Employer Identification No.) |
9924 West 74th Street Eden Prairie, Minnesota |
55344 |
|
(Address of Principal Executive Offices) | (Zip Code) |
(952) 500-7000 |
(Registrant’s Telephone Number, Including Area Code) |
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2):
⃞ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
⃞ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
⃞ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
⃞ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
Emerging growth company |
⃞ |
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. |
⃞ |
EXPLANATORY NOTE
On May 2, 2018, Surmodics, Inc. (the “Company”) filed a
Current Report on Form 8-K (the “Original 8-K”) with the
United States Securities and Exchange Commission disclosing the
Company’s results of operations for the quarter ended March 31, 2018.
This Amendment No. 1 on Form 8-K/A is being filed to correct a
typographical error that appeared in the press release (the “Press
Release”) furnished with the Original 8-K. Specifically, the fifth
bullet under the headline “Recent Highlights” of the Press Release
stated: “EPS of $0.11, Non-GAAP EPS of $0.15.” As corrected, the fifth
bullet is: “EPS of $0.11, Non-GAAP EPS of $0.07.” Except for correction
of this typographical error, this Amendment No. 1 does not update,
modify, or amend any disclosures set forth in the Original 8-K.
Item
2.02 Results of Operations and Financial Condition.
As noted above, on May 2, 2018, the Company filed the Original 8-K with the Press Release disclosing its results for the quarter ended March 31, 2018. The Company has corrected a typographical error that appeared in the Press Release. Specifically, the fifth bullet under the headline “Recent Highlights” of the Press Release stated: “EPS of $0.11, Non-GAAP EPS of $0.15.” As corrected, the fifth bullet is: “EPS of $0.11, Non-GAAP EPS of $0.07.” Except for correction of this typographical error, this Amendment No. 1 does not update, modify, or amend any disclosures set forth in the Original 8-K. A copy of the corrected Press Release is attached to this Amendment No. 1 as Exhibit 99.1.
The information contained in this Item 2.02, including Exhibit 99.1,
shall not be deemed to be “filed” for purposes of Section 18 of the
Securities Exchange Act of 1934, as amended, nor shall they be deemed to
be incorporated by reference into any filing under the Securities Act of
1933, as amended, except as shall be expressly set forth by specific
reference in such a filing.
Item 9.01 Financial
Statements and Exhibits.
(d) Exhibits.
Exhibit |
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Number |
Description |
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99.1 |
Press Release dated May 2, 2018. |
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the
registrant has duly caused this report to be signed on its behalf by the
undersigned hereunto duly authorized.
SURMODICS, INC. |
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Date: | May 2, 2018 |
|
/s/ Andrew D. C. LaFrence |
Andrew D. C. LaFrence |
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Vice President Finance and Information Systems, and Chief |
EXHIBIT INDEX
Exhibit |
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Number |
Description |
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