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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Non-Qualified Stock Option (right to buy) | $ 14.77 | 11/23/2005(1) | 11/23/2014 | Common Stock | 25,000 | 25,000 | D | ||||||||
Common Stock Purchase Option | $ 14.04 | 01/12/2005(2) | 01/12/2015 | Common Stock | 275,000 | 275,000 | D | ||||||||
Common Stock Purchase Option | $ 23.26 | 01/04/2007(3) | 01/04/2016 | Common Stock | 30,000 | 18,000 | D | ||||||||
Common Stock Purchase Plan | $ 19.96 | 01/03/2008(3) | 01/03/2017 | Common Stock | 25,000 | 10,000 | D | ||||||||
Non-Qualified Stock Option | $ 16.63 | 01/02/2009(3) | 01/02/2018 | Common Stock | 43,453 | 8,691 | D | ||||||||
Non-Qualified Stock Option | $ 10.11 | 12/31/2008 | A | 42,796 | 12/31/2009(3) | 12/31/2018 | Common Stock | 42,796 | $ 10.11 | 0 | D |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
DEITCHLE GERALD W 7755 CENTER AVENUE SUITE 300 HUNTINGTON BEACH, CA 92647 |
X | President and CEO | Chairman |
Dianne Scott Attorney-in-fact for Gerald W. Deitchle | 01/15/2009 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | The options vest 50% per year beginning on the first anniversary of the date of grant (11/23/2004). |
(2) | The options vest 100,000 on the date of grant and 87,500 on the second and third anniversary of the date of grant. |
(3) | Options vest 20% per yer beginning on the first anniversary of the date of grant. |
(4) | Of this amount, 18,044 shares represent a restricted stock award vesting in five equal installments beginning on 1/2/2009, 10,000 shares are held in The Deitchle Family Trust and 8,000 shares are held in Mr. Deitchle's IRA account. |
(5) | These shares represent a restricted stock award vesting in five equal installments beginning 12/31/2009. |