lyts20190117_8k.htm

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

WASHINGTON, DC 20549

 

FORM 8-K

CURRENT REPORT

 

Pursuant to Section 13 or 15(d) of the

Securities Exchange Act of 1934

 

Date of report (Date of earliest event reported) January 23, 2019

 

 

 

LSI INDUSTRIES INC.

(Exact name of Registrant as Specified in Charter)

 

 

Ohio

 

01-13375

 

31-0888951

(State or Other Jurisdiction of Incorporation)

 

(Commission File Number)

 

(IRS Employer Identification No.)

 

10000 Alliance Road, Cincinnati, Ohio

45242

(Address of Principal Executive Offices)

(Zip Code)

 

Registrant’s telephone number, including area code   (513) 793-3200
   

(Former name or former address, if changed since last report.)

 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):

 

☐Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

   
 

☐Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

   
 

☐Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

   
 

☐Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

   

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (17 CFR §230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (17CFR §240.12b-2 of this chapter).

 
Emerging growth company ☐
 

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act ☐

 
 

 

 

Item 2.02 Results of Operation and Financial Condition.

 

On January 23, 2019, LSI Industries Inc. issued a press release announcing operating results for the fiscal quarter ended December 31, 2018. A copy of the press release is attached to this Form 8-K as Exhibit 99.1 and is incorporated herein by reference.

 

The information contained herein shall not be deemed "filed" for purposes of Section 18 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), or otherwise subject to the liabilities of that section, nor shall it be deemed incorporated by reference in any filing under the Securities Act of 1933, as amended, or the Exchange Act.

 

 

Item 9.01 Financial Statements and Exhibits.

 

 

(a)

Financial statements of business acquired. Not applicable.

 

 

(b)

Pro forma financial information. Not applicable.

 

 

(c)

Shell company transactions. Not applicable

 

 

(d)

Exhibits

 

 

Exhibit No.

  

 

Description

     

99.1

  

Press Release dated January 23, 2019, reporting LSI Industries Inc. operating results for the second quarter ended December 31, 2018.

 

 

 

SIGNATURES

 

Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned, hereunto duly authorized.

 

   

LSI INDUSTRIES INC.

     
   

BY:/s/ Howard E. Japlon

   

Howard E. Japlon

   

Executive Vice President, Human Resources & General Counsel

     

 

January 23, 2019