ccf_Current_Folio_8K

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

FORM 8-K

 

CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D)

OF THE SECURITIES EXCHANGE ACT OF 1934

 

Date of Report (Date of earliest event reported): January 2, 2018

 

Commission File Number: 1-9852

 

CHASE CORPORATION

(Exact name of registrant as specified in its charter)

 

Massachusetts

 

11-1797126

(State or other jurisdiction of incorporation of
organization)

 

(I.R.S. Employer Identification No.)

 

295 University Avenue, Westwood, Massachusetts 02090

(Address of Principal Executive Offices, Including Zip Code)

 

(781)  332-0700

(Registrant’s Telephone Number, Including Area Code)

 

N/A

 (Former name or former address, if changed since last report)

 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

 

 Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

 

 Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

 

 Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

 

 Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

 

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (17 CFR §230.405) or Rule 12b-2 of the Securities Exchange Act of 1934 (17 CFR §240.12b-2).

Emerging growth company

 

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act.

 

 

 


 

Section 5 - Corporate Governance and Management

 

Item 5.02 — Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers

 

On January 2, 2018, Chase Corporation (“Chase” or the “Company”) entered an Amended and Restated Severance Agreement (the “Amended Agreement”) with Adam P. Chase, President and Chief Executive Officer, replacing the existing severance agreement entered between Chase and Mr. Chase on October 1, 2008. The Amended Agreement, among other things, modifies Mr. Chase’s severance benefits for termination of employment without cause or following a change in control, each defined within the Amended Agreement.

 

The above summary of the Amended Agreement is qualified in its entirety by the copy of such agreement filed as an exhibit to this Current Report on Form 8-K and incorporated herein by this reference.

 

Item 9.01 - Financial Statements and Exhibits

 

(d) Exhibits

 

 

 

 

Exhibit No.

    

Description

 

 

 

10.1

 

Amended and Restated Severance Agreement between the Company and Adam P. Chase dated January 2, 2018.

 

INDEX OF EXHIBITS

 

 

 

 

Exhibit No.

    

 

 

 

 

10.1

 

Amended and Restated Severance Agreement between the Company and Adam P. Chase dated January 2, 2018.

 

 

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SIGNATURES

 

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.

 

 

 

 

 

Chase Corporation

 

 

 

Dated:  January 8, 2018

By:

/s/ Kenneth J. Feroldi

 

 

Kenneth J. Feroldi

 

 

Treasurer and Chief Financial Officer

 

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