SECURITIES AND EXCHANGE COMMISSION
Washington, D.C.
FORM U-6B-2
CERTIFICATE OF NOTIFICATION
Filed by a registered holding company or subsidiary thereof pursuant to Rule 52
adopted under the Public Utility Holding Company Act of 1935.
Certificate is filed by the following subsidiaries of American Electric Power
Company, Inc.:
AEP C&I COMPANY, LLC AEP T&D SERVICES LLC
AEP C3 COMMUNICATIONS AEP TEXAS C&I RETAIL, LP
AEP COAL INC (Quaker) AEP Texas POLR LLC
AEP COMMUNICATIONS, LLC AEPES CANADIAN GAS TRADING
AEP CREDIT, INC. AEPES EMISSIONS/OTHER TRADING
AEP DELAWARE INVEST CO AEPES US GAS TRADING
AEP EM TECH LLC CENTRAL & SOUTH WEST CORPORATION
AEP ENERGY SERVICES, INC. CSW EASTEX LP I, INC.
AEP ENERGY SRVCS GAS HOLDING CO CSW ENERGY SERVICES, INC.
AEP FIBER, LLC CSW ENERGY, INC.
AEP GAS POWER GP LLC CSW INTERNATIONAL, INC.
AEP GAS POWER SYSTEM LLC ENERSHOP
AEP HOLDINGS I, CV LIG PIPELINE CO
AEP INDIAN MESA LP, LLC LIG, INC.
AEP INVESTMENTS, INC. MUTUAL ENERGY SERVICE CO, LLC
AEP OHIO C&I RETAIL CO, LLC MUTUAL ENERGY SWEPCO LP
AEP OHIO RETAIL ENERGY LLC MUTUAL ENERGY WTU LP
AEP PUSHAN POWER, LDC MUTUAL ENERGY, LLC
AEP RES PROJ MGMT CO LTC NEWGULF POWER VENTURE
AEP RESOURCES INTERNATIONAL, LTD. POLR POWER LP
AEP RESOURCES SERVICES, LLC REP HOLDCO INC
AEP RESOURCES, INC.
This Certificate is notice that the above-named companies have issued, renewed
or guaranteed the security or securities described herein, which issue, renewal
or guaranty was exempted from the provisions of Section 6(a) of the Act by the
provisions of Section 6(b) of the Act and was neither the subject of a
Declaration or Application on Form U-1, nor included within the exemption
provided by Rule U-48.
1. Type of security or securities.
Open account borrowings made by certain subsidiaries (the
"Companies") from American Electric Power Company, Inc.
("Parent") as part of intercompany financing program.
2. Issue, renewal or guaranty.
Issuance of cash advances directly from parent to subsidiaries.
3. Principal amount of each security.
Funds are borrowed and/or repaid daily as cash needs indicate.
4. Rate of interest per annum of each security:
Effective average rate of interest at end of quarter was 2.24%.
5. Date of issue, renewal or guaranty of each security.
Borrowings are made on a daily basis and reported at the end
of the quarter.
6. If renewal of security, give date of original issue.
Borrowings are made on a daily basis and reported at the
end of the quarter. See Schedule 1.
7. Date of maturity of each security.
Borrowings are made on a daily basis with maturities ranging
from overnight to up to six months.
8. Name of persons to whom each security was issued, renewed or
guaranteed.
Short-term borrowings are by certain non-regulated
subsidiaries to American Electric Power Company, Inc.
9. Collateral given with each security.
None.
10. Consideration received for each security.
None, other than interest accrued.
11. Application of proceeds of each security.
The proceeds from the issuance of the securities are to be
used to finance the existing business of the Companies.
12. Indicate by a check after the applicable statement below whether the
issue, renewal or guaranty of each security was exempt from the
provision of Section 6(a) because of:
(a) the provisions contained in the first sentence of
Section 6(b).
(b) the provisions contained in the fourth sentence of
Section 6(b).
(c) the provisions contained in any rule of the Commission
other than Rule U-48. X
13. If the security or securities were exempt from the provisions of
Section 6(a) by virtue of the first sentence of Section 6(b), give the
figures which indicate that the security or securities aggregate
(together with all other then outstanding notes and drafts of a
maturity of nine months or less, exclusive of days of grace, as to
which such company is primarily or secondarily liable) not more than 5
per centum of the principal amount and par value of the other
securities of such company then outstanding.
Not applicable.
14. If the security or securities are exempt from the provisions of Section
6(a) because of the fourth sentence of Section 6(b), name the security
outstanding on January 1, 1935, pursuant to the term of which the
security or securities herein described have been issued.
Not applicable.
15. If the security or securities are exempt from the provisions of Section
6(a) because of any rule of the Commission other than Rule U-48,
designate the rule under which exemption is claimed.
Rule 52 relating to issuance of indebtedness by non-public
utility subsidiaries of registered holding companies.
AEP C&I COMPANY, LLC AEP T&D SERVICES LLC
AEP C3 COMMUNICATIONS AEP TEXAS C&I RETAIL, LP
AEP COAL INC (Quaker) AEP Texas POLR LLC
AEP COMMUNICATIONS, LLC AEPES CANADIAN GAS TRADING
AEP CREDIT, INC. AEPES EMISSIONS/OTHER TRADING
AEP DELAWARE INVEST CO AEPES US GAS TRADING
AEP EM TECH LLC CENTRAL & SOUTH WEST CORPORATION
AEP ENERGY SERVICES, INC. CSW EASTEX LP I, INC.
AEP ENERGY SRVCS GAS HOLDING CO CSW ENERGY SERVICES, INC.
AEP FIBER, LLC CSW ENERGY, INC.
AEP GAS POWER GP LLC CSW INTERNATIONAL, INC.
AEP GAS POWER SYSTEM LLC ENERSHOP
AEP HOLDINGS I, CV LIG PIPELINE CO
AEP INDIAN MESA LP, LLC LIG, INC.
AEP INVESTMENTS, INC. MUTUAL ENERGY SERVICE CO, LLC
AEP OHIO C&I RETAIL CO, LLC MUTUAL ENERGY SWEPCO LP
AEP OHIO RETAIL ENERGY LLC MUTUAL ENERGY WTU LP
AEP PUSHAN POWER, LDC MUTUAL ENERGY, LLC
AEP RES PROJ MGMT CO LTC NEWGULF POWER VENTURE
AEP RESOURCES INTERNATIONAL, LTD. POLR POWER LP
AEP RESOURCES SERVICES, LLC REP HOLDCO INC
AEP RESOURCES, INC.
/s/ Armando A. Pena
-------------------------------------------------
Armando A. Pena, Treasurer
October 8, 2002
U-6B-2 Borrowings of Non-Reg AEP Corp & Subs
(Parent Borrowing Program)
Outstanding
Borrowings at
Quarter End
Name of Borrower Account Code 09/30/02
-----------------------------------------------------------------------------
(thousands)
CENTRAL & SOUTH WEST CORPORATION 101 (268)
AEP COAL INC (Quaker) 302 (88,079)
AEP COMMUNICATIONS, LLC 126 (46,129)
AEP FIBER, LLC 193 (31,603)
AEP C3 COMMUNICATIONS 109 (47,812)
AEP CREDIT, INC. 154 (49,834)
AEP ENERGY SERVICES, INC. 185 (126,504)
AEPES CANADIAN GAS TRADING 329 (7,184)
AEPES EMISSIONS/OTHER TRADING 333 (1,335)
AEPES US GAS TRADING 328 (116,968)
AEP HOLDINGS I, CV 191 (6)
AEP INDIAN MESA LP, LLC 314 (53,143)
AEP INVESTMENTS, INC. 196 (2,899)
AEP EM TECH LLC 149 (4,833)
AEP RESOURCES, INC. 172 (137,672)
AEP DELAWARE INVEST CO 207 (1)
LIG PIPELINE CO 142 (37)
LIG, INC. 136 (9)
AEP RESOURCES INTERNATIONAL, LTD. 141 (128)
AEP RESOURCES SERVICES, LLC 158 (9)
AEP PUSHAN POWER, LDC 115 (958)
AEP RES PROJ MGMT CO LTC 163 (3)
AEP ENERGY SRVCS GAS HOLDING CO 127 (38,857)
AEP T&D SERVICES LLC 204 (317)
AEP C&I COMPANY, LLC 203 (4,924)
AEP GAS POWER GP LLC 173 (15,683)
AEP GAS POWER SYSTEM LLC 112 (3,232)
AEP OHIO C&I RETAIL CO, LLC 123 (3)
AEP TEXAS C&I RETAIL, LP 195 (3,282)
AEP Texas POLR LLC 116 (3)
POLR POWER LP 308 (1,741)
MUTUAL ENERGY, LLC 223 (166)
AEP OHIO RETAIL ENERGY LLC 157 (1,250)
MUTUAL ENERGY SERVICE CO, LLC 138 (21,141)
REP HOLDCO INC 174 (2,166)
MUTUAL ENERGY SWEPCO LP 137 (7)
MUTUAL ENERGY WTU LP 229 (988)
CSW ENERGY, INC. 171 (278,132)
CSW EASTEX LP I, INC. 273 (1,212)
NEWGULF POWER VENTURE 252 (316)
CSW INTERNATIONAL, INC. 146 (135)
ENERSHOP 165 (5,661)
CSW ENERGY SERVICES, INC. 176 (28,350)
---------------------
(1,122,980)