SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
____________________________
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 or 15(d) of the
Securities Exchange Act of 1934
Date of report (Date of earliest event reported):
October 8, 2002
A.G. EDWARDS, INC
.
|
Delaware |
001-08527 |
43-1288229 |
|
(State or Other Jurisdiction |
(Commission File Number) |
(IRS Employer |
|
One North Jefferson Avenue, |
|
|
(Address of Principal Executive Offices) |
(Zip Code) |
Registrant's telephone number, including area code:
(314) 955-3000
Item 7. Financial Statements, Pro Forma Financial Information and Exhibits
(c) Exhibits
99(i) Statement Under Oath of Principal Executive Officer Regarding Facts and Circumstances
Related to Exchange Act Filings.
99(ii) Statement Under Oath of Principal Financial Officer Regarding Facts and Circumstances
Related to Exchange Act Filings.
Item 9. Regulation FD Disclosure
On October 8, 2002, the Principal Executive Officer and Principal Financial Officer of A.G. Edwards, Inc. submitted to the Securities and Exchange Commission statements under oath in accordance with Commission Order No. 4-460 requiring the filing of sworn statements pursuant to section 21(a)(1) of the Securities Exchange Act of 1934. Copies of these statements are attached as Exhibits 99(i) and 99(ii).
Signature
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, hereunto duly authorized.
Date: October 8, 2002
A.G. Edwards, Inc.
Registrant
By: /s/ Douglas L. Kelly
Exhibit Index
Exhibit No. Description
99(i) Statement Under Oath of Principal Executive Officer Regarding Facts and Circumstances
Relating to Exchange Act Filings.
99(ii) Statement Under Oath of Principal Financial Officer Regarding Facts and Circumstances
Relating to Exchange Act Filings.