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SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM 8-K
CURRENT REPORT
PURSUANT TO SECTION 13 OR 15(d) OF
THE SECURITIES EXCHANGE ACT OF 1934
NOVEMBER 5, 2003
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DATE OF REPORT (DATE OF EARLIEST EVENT REPORTED)
AMKOR TECHNOLOGY, INC.
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(EXACT NAME OF REGISTRANT AS SPECIFIED IN ITS CHARTER)
DELAWARE 000-29472 23-1722724
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(STATE OR OTHER JURISDICTION OF (COMMISSION FILE NUMBER) (I.R.S. EMPLOYER
INCORPORATION OR ORGANIZATION) IDENTIFICATION NUMBER)
1345 ENTERPRISE DRIVE
WEST CHESTER, PENNSYLVANIA 19380
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(ADDRESS OF PRINCIPAL EXECUTIVE OFFICES)
(610) 431-9600
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(REGISTRANT'S TELEPHONE NUMBER, INCLUDING AREA CODE)
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ITEM 5: OTHER EVENTS.
On November 6, 2003, the Registrant announced that it has priced its
public offering (the "Offering") of 7,000,000 shares of its common stock, par
value $0.001 per share, at a price of $19.00 per share. The Registrant offered
all of the 7,000,000 shares pursuant to its shelf Registration Statement on Form
S-3 (File No. 333-81334), as amended. The Offering was made through an
underwriting syndicate led by Citigroup Global Markets Inc., as the sole
bookrunning lead manager. Citigroup, Deutsche Bank Securities and J.P. Morgan
Securities Inc. acted as joint lead managers, and Bear, Stearns & Co. Inc. acted
as co-manager. The underwriters have a 30-day option to purchase up to 1,050,000
additional shares of common stock from the Registrant solely to cover
over-allotments, if any.
Copies of the final Prospectus Supplement relating to the Offering may
be obtained from Citigroup Global Markets Inc., 388 Greenwich Street, New York,
New York 10013.
This announcement is neither an offer to sell nor a solicitation of an
offer to buy, nor shall there be any sale of these securities in any state in
which such offer, solicitation or sale would be unlawful prior to registration
or qualification under the securities laws of such state. A registration
statement relating to these securities has been filed with and has been declared
effective by the Securities and Exchange Commission.
Attached hereto as Exhibit 1.1, and incorporated herein by reference,
is a copy of the Underwriting Agreement, dated as of November 5, 2003, by and
among the Registrant and Citigroup Global Markets Inc., Deutsche Bank
Securities Inc., J.P. Morgan Securities Inc., and Bear, Stearns & Co. Inc.
Attached as Exhibit 5.1, and incorporated herein by reference, is the opinion
of Wilson Sonsini Goodrich & Rosati, Professional Corporation, relating to the
legality of the shares of common stock to be offered by the Registrant in the
Offering.
ITEM 7: FINANCIAL STATEMENTS AND EXHIBITS.
(c) Exhibits.
The following exhibits are filed herewith:
1.1 Underwriting Agreement, dated as of November 5, 2003,
by and among Amkor Technology, Inc. and Citigroup
Global Markets Inc., Deutsche Bank Securities Inc.,
J.P. Morgan Securities Inc., and Bear, Stearns & Co.
Inc.
5.1 Opinion of Wilson Sonsini Goodrich & Rosati,
Professional Corporation.
23.1 Consent of Wilson Sonsini Goodrich & Rosati,
Professional Corporation (included in Exhibit 5.1).
99.1 Press Release of Amkor Technology, Inc., dated
November 6, 2003.
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934,
the Registrant has duly caused this report to be signed on its behalf by the
undersigned hereunto duly authorized.
Date: November 12, 2003
AMKOR TECHNOLOGY, INC.
By: /s/ Kenneth T. Joyce
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Kenneth T. Joyce
Chief Financial Officer
EXHIBIT INDEX
EXHIBIT
NUMBER DESCRIPTION
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1.1 Underwriting Agreement, dated as of November 5, 2003, by and
among Amkor Technology, Inc. and Citigroup Global Markets
Inc., Deutsche Bank Securities Inc., J.P. Morgan Securities
Inc., and Bear, Stearns & Co. Inc.
5.1 Opinion of Wilson Sonsini Goodrich & Rosati, Professional
Corporation.
23.1 Consent of Wilson Sonsini Goodrich & Rosati, Professional
Corporation (included in Exhibit 5.1).
99.1 Press Release of Amkor Technology, Inc., dated November 6,
2003.