SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
SCHEDULE 13D
Under the Securities Exchange Act of 1934
(Amendment No. 8)
SCIOS INC.
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(Name of Issuer)
Common Stock, $.001 par value per share
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(Title of Class of Securities)
808905103
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(CUSIP Number)
Third Security, LLC
The Governor Tyler
1902 Downey Street
Radford, Virginia 24141
Attention: Marcus E. Smith, Esq.
(540) 633-7971
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(Name, Address and Telephone Number of Person Authorized to
Receive Notices and Communications)
Copy to:
John Owen Gwathmey, Esq.
Hunton & Williams
Riverfront Plaza, East Tower
951 East Byrd Street
Richmond, Virginia 23219
February 2, 2001
----------------
(Date of Event Which Requires Filing of This Statement)
If the filing person has previously filed a statement
on Schedule 13G to report the acquisition that is the
subject of this Schedule 13D, and is filing this schedule
because of Rule 13d-1(e), 13d-1(f) or 13d-1(g),
check the following box [ ].
1 of 9
CUSIP NO. 808905103 13D Page 2 of 9 Pages
1 NAME OF REPORTING PERSONS
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)
Randal J. Kirk
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2 CHECK THE APPROPRIATE (a) [X]
IF A MEMBER OF A GROUP (b) [ ]
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3 SEC USE ONLY
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4 SOURCE OF FUNDS
PF
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5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED [ ]
PURSUANT TO ITEM 2(d) or 2(e)
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6 CITIZENSHIP OR PLACE OF ORGANIZATION
United States
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7 SOLE VOTING POWER
NUMBER OF 0
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SHARES 8 SHARED VOTING POWER
BENEFICIALLY 1,000,000
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OWNED BY 9 SOLE DISPOSITIVE POWER
EACH REPORTING 0
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PERSON WITH 10 SHARED DISPOSITIVE POWER
1,000,000
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11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
1,000,000
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12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES [ ]
CERTAIN SHARES
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13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
2.6%
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14 TYPE OF REPORTING PERSON
IN
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CUSIP NO. 808905103 13D Page 3 of 9 Pages
1 NAME OF REPORTING PERSONS
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)
RJK, L.L.C. I.R.S. Identification No.: 54-1816015
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2 CHECK THE APPROPRIATE BOX (a) [X]
IF A MEMBER OF A GROUP (b) [ ]
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3 SEC USE ONLY
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4 SOURCE OF FUNDS
OO - Funds of members of limited liability company
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5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED [ ]
PURSUANT TO ITEM 2(d) or 2(e)
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6 CITIZENSHIP OR PLACE OF ORGANIZATION
Virginia
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7 SOLE VOTING POWER
NUMBER OF 0
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SHARES 8 SHARED VOTING POWER
BENEFICIALLY 481,377
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OWNED BY 9 SOLE DISPOSITIVE POWER
EACH REPORTING 0
-----------------------------------------------------------------------------
PERSON WITH 10 SHARED DISPOSITIVE POWER
481,377
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11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
481,377
----------------------------------------------------------------------------------------------------
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES
CERTAIN SHARES
----------------------------------------------------------------------------------------------------
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
1.2% [ ]
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14 TYPE OF REPORTING PERSON
OO - Limited liability company
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CUSIP NO. 808905103 13D Page 4 of 9 Pages
1 NAME OF REPORTING PERSONS
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)
Kirkfield, L.L.C. I.R.S. Identification No.: 54-1725089
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2 CHECK THE APPROPRIATE BOX (a) [X]
IF A MEMBER OF A GROUP (b) [ ]
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3 SEC USE ONLY
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4 SOURCE OF FUNDS
OO - Funds of members of limited liability company
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5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED
PURSUANT TO ITEM 2(d) or 2(e)
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6 CITIZENSHIP OR PLACE OF ORGANIZATION
Virginia
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7 SOLE VOTING POWER
NUMBER OF 0
-----------------------------------------------------------------------------
SHARES 8 SHARED VOTING POWER
BENEFICIALLY 276,907
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OWNED BY 9 SOLE DISPOSITIVE POWER
EACH REPORTING 0
-----------------------------------------------------------------------------
PERSON WITH 10 SHARED DISPOSITIVE POWER
276,907
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11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
276,907
----------------------------------------------------------------------------------------------------
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES
CERTAIN SHARES [ ]
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13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
0.7%
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14 TYPE OF REPORTING PERSON
OO - Limited liability company
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CUSIP NO. 808905103 13D Page 5 of 9 Pages
1 NAME OF REPORTING PERSONS
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)
R.J. Kirk Trust under Declaration of Trust dated March 29, 2000
I.R.S. Identification No.: 45-0023499
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2 CHECK THE APPROPRIATE BOX (a) [X]
IF A MEMBER OF A GROUP (b) [ ]
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3 SEC USE ONLY
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4 SOURCE OF FUNDS
Not applicable
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5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED
PURSUANT TO ITEM 2(d) or 2(e)
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6 CITIZENSHIP OR PLACE OF ORGANIZATION
Virginia
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7 SOLE VOTING POWER
NUMBER OF 0
-----------------------------------------------------------------------------
SHARES 8 SHARED VOTING POWER
BENEFICIALLY 241,716
-----------------------------------------------------------------------------
OWNED BY 9 SOLE DISPOSITIVE POWER
EACH REPORTING 0
-----------------------------------------------------------------------------
PERSON WITH 10 SHARED DISPOSITIVE POWER
241,716
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11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
241,716
----------------------------------------------------------------------------------------------------
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES [ ]
CERTAIN SHARES
----------------------------------------------------------------------------------------------------
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
0.6%
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14 TYPE OF REPORTING PERSON
OO - Revocable trust
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This Amendment No. 8 (this "Amendment") amends and supplements the
Statement on Schedule 13D, dated July 20, 1999 and filed on July 29, 1999, as
amended by Amendment No. 1, dated December 2, 1999 and filed on December 3,
1999, Amendment No. 2, dated December 9, 1999 and filed on December 14, 1999,
Amendment No. 3, dated January 13, 2000 and filed on January 14, 2000, Amendment
No. 4, dated and filed on January 18, 2000, Amendment No. 5, dated January 20,
2000 and filed on January 24, 2000, Amendment No. 6, dated January 31, 2000 and
filed on February 1, 2000, and Amendment No. 7, dated August 22, 2000 and filed
on August 29, 2000 (the "Original Schedule 13D"), relating to the Common Stock,
par value $.001 per share (the "Shares"), of Scios Inc., a Delaware corporation
(the "Issuer"). Randal J. Kirk, a citizen of the United States ("Mr. Kirk"),
and each of the following entities that Mr. Kirk directly controls: RJK, L.L.C.,
a Virginia limited liability company ("RJK"), Kirkfield, L.L.C., a Virginia
limited liability company ("Kirkfield"), and R.J. Kirk Trust under Declaration
of Trust dated March 29, 2000, a revocable trust of which Mr. Kirk is the sole
trustee ("Kirk Trust" and, collectively with Mr. Kirk, RJK and Kirkfield, the
"Reporting Persons"), are filing this Amendment to update the information with
respect to the beneficial ownership of the Shares by the Reporting Persons.
Item 2. Identity and Background.
------------------------
The first paragraph of Item 2 of the Original Schedule 13D is hereby amended
to read in its entirety as follows:
"This statement is being filed on behalf of Randal J. Kirk, a citizen of
the United States ("Mr. Kirk"), and each of the following entities that Mr. Kirk
directly controls: RJK, L.L.C., a Virginia limited liability company ("RJK"),
Kirkfield, L.L.C., a Virginia limited liability company ("Kirkfield"), and R.J.
Kirk Trust under Declaration of Trust dated March 29, 2000, a revocable trust of
which Mr. Kirk is the trustee ("Kirk Trust" and, collectively with Mr. Kirk, RJK
and Kirkfield, the "Reporting Persons")."
Item 5. Interest in Securities of the Issuer.
-------------------------------------
Item 5(a) of the Original Schedule 13D is hereby amended to read in its
entirety as follows:
"The aggregate number and percentage of shares of Common Stock to which
this statement relates is 1,000,000 shares, representing 2.6% of the 39,124,257
shares outstanding as reported by the Issuer on January 19, 2001 in the Issuer's
Registration Statement on Form S-3 (the most recent available filing by the
Issuer with the Securities and Exchange Commission). RJK directly beneficially
owns 481,377 of the shares to which this statement relates, Kirkfield directly
beneficially owns 276,907 of the shares to which this statement relates and Kirk
Trust directly beneficially owns 241,716 of the shares to which this statement
relates. Mr. Kirk could be deemed to have indirect beneficial ownership of the
shares directly beneficially owned by each of RJK, Kirkfield and Kirk Trust."
Page 6 of 9 Pages
Item 5(c) of the Original Schedule 13D is hereby amended and supplemented as
follows:
"The following table lists all transactions in shares of Common Stock by
the Reporting Persons that were effected during the period from August 29, 2000,
the date on which Amendment No. 7 to this statement was originally filed with
the Securities and Exchange Commission, through February 6, 2001. Unless
otherwise indicated, all such transactions were effected on the Nasdaq National
Market.
Shares Purchased Average Price
Reporting Person Date (Sold) Per Share*
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Mr. Kirk (Kirk Trust)** 2/2/01 (890,000) $18.44
Mr. Kirk (Kirk Trust)** 2/2/01 (100,000) $20.94
Mr. Kirk (Kirk Trust)** 2/2/01 (10,000) $20.31
* Price excludes commission.
** Kirk Trust transferred the 1,000,000 shares reported as being sold in this
table to Randal J. Kirk (2000) Limited Partnership, a limited partnership
directly controlled by Mr. Kirk, on November 9, 2000. The actual entity that
sold the shares was Randal J. Kirk (2000) Limited Partnership.
Item 5(e) of the Original Schedule 13D is hereby amended and supplemented as
follows:
"Mr. Kirk, RJK, Kirkfield and Kirk Trust, collectively as a group and each
of them individually, ceased to be the beneficial owner of more than 5% of the
outstanding shares of Common Stock on February 2, 2001."
Item 7 Material to be Filed as Exhibits.
---------------------------------
The following document is being filed as an exhibit to this Amendment and
is incorporated herein by reference:
Exhibit 7.1. Joint Filing Agreement.*
* Incorporated by reference to Amendment No. 7 to the Statement on Schedule
13D dated August 22, 2000 and filed with the Securities and Exchange
Commission on August 29, 2000.
Page 7 of 9 Pages
SIGNATURE
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After reasonable inquiry and to the best of my knowledge and belief, each
of the undersigned certify that the information set forth in this statement is
true, complete and correct.
Date: February 7, 2001 /s/ Randal J. Kirk
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Randal J. Kirk
Date: February 7, 2001 RJK, L.L.C.
By: /s/ Randal J. Kirk
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Randal J. Kirk
Manager
Date: February 7, 2001 KIRKFIELD, L.L.C.
By: /s/ Randal J. Kirk
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Randal J. Kirk
Manager
Date: February 7, 2001 R.J. KIRK TRUST UNDER DECLARATION OF TRUST DATED
MARCH 29, 2000
By: /s/ Randal J. Kirk
-------------------
Randal J. Kirk
Trustee
Page 8 of 9 Pages
EXHIBIT INDEX
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Exhibit Number Exhibit
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Exhibit 7.1. Joint Filing Agreement.*
* Incorporated by reference to Amendment No. 7 to the Statement on Schedule 13D
dated August 22, 2000 and filed with the Securities and Exchange Commission on
August 29, 2000.
Page 9 of 9 Pages