UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934
Date of Report (Date of earliest event reported): August 3, 2005
Advanced Energy Industries, Inc.
(Exact name of registrant as specified in its charter)
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| Delaware
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000-26966
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84-0846841 |
| (State or other jurisdiction
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(Commission
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(IRS Employer |
| of incorporation)
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File Number)
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Identification No.) |
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| 1625 Sharp Point Drive, Fort Collins, Colorado
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80525 |
| (Address of principal executive offices)
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(Zip Code) |
Registrant’s telephone number, including area code: (970) 221-4670
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the
filing obligation of the registrant under any of the following provisions (see General Instruction
A.2. below):
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Written communications pursuant to Rule 425 under the Securities Act
(17 CFR 230.425) |
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Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17
CFR 240.14a-12) |
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Pre-commencement communications pursuant to Rule 14d-2(b) under the
Exchange Act (17 CFR 240.14d-2(b)) |
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Pre-commencement communications pursuant to Rule 13e-4(c) under the
Exchange Act (17 CFR 240.13e-4(c)) |
Item 2.02 Results of Operations and Financial Conditions.
Advanced Energy Industries, Inc. (“Advanced Energy”) hereby files with the Securities and Exchange Commission (the
“Commission”) (a) the condensed consolidated financial information of Advanced Energy for the
three- and six-month periods ended June 30, 2005 set forth in Exhibit 99.1 to this Current Report
on Form 8-K, which is incorporated herein by reference, and (b) the description of Advanced
Energy’s business set forth in Exhibit 99.2 to this Current Report on Form 8-K that contains
certain financial information of Advanced Energy relating to the three- and six-month periods
ended June 30, 2005, which is incorporated herein by reference.
Item 8.01 Other Events.
Advanced Energy hereby files with the Commission
(a) the description of Advanced Energy’ business set forth in Exhibit 99.2 to this Current Report on Form 8-K, to the extent such information does not constitute financial information
of Advanced Energy, which is incorporated by reference, and (b) the risk factors relating to the business and common stock of
Advanced Energy set forth in the prospectus supplement filed with the Commission as of even date herewith pursuant to Rule 425(b)(5) and
set forth in Exhibit 99.3 to this Current Report on Form 8-K, which is incorporated
herein by reference.
The information in this Current Report on Form 8-K, including the exhibits, shall be deemed
“filed” for purposes of Section 18 of the Securities Exchange Act of 1934, as amended, and shall be
deemed to be incorporated by reference into the filings of the Company under the Securities Act of
1933, as amended.
Item 9.01 Financial Statements and Exhibits.
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(c) |
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The following exhibits are filed pursuant to Items 2.02 and 8.01: |
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99.1 |
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Condensed Consolidated Financial Information of Advanced
Energy
Industries, Inc. in respect
of the Three-Month and Six-Month Periods Ended June 30, 2005. |
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99.2 |
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Description of the Business of Advanced Energy Industries, Inc. |
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99.3 |
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Risk Factors Relating to the Business of Advanced Energy Industries, Inc. |