UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 OR 15(d) of The
Securities Exchange Act of 1934
Date of Report (Date of earliest event reported): April 27, 2007
Advanced Energy Industries, Inc.
(Exact name of registrant as specified in its charter)
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| Delaware
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000-26966
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84-0846841 |
(State or other jurisdiction
of incorporation)
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(Commission
File Number)
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(IRS Employer
Identification No.) |
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| 1625 Sharp Point Drive, Fort Collins, Colorado
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80525 |
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(Zip Code) |
Registrant’s telephone number, including area code: (970) 221-4670
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the
filing obligation of the registrant under any of the following provisions (see General Instruction
A.2. below):
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Written communications pursuant to Rule 425 under the Securities Act
(17 CFR 230.425) |
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Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17
CFR 240.14a-12) |
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Pre-commencement communications pursuant to Rule 14d-2(b) under the
Exchange Act (17 CFR 240.14d-2(b)) |
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Pre-commencement communications pursuant to Rule 13e-4(c) under the
Exchange Act (17 CFR 240.13e-4(c)) |
ITEM 5.05 AMENDMENT TO THE REGISTRANT’S CODE OF ETHICS, OR WAIVER OF A PROVISION OF THE CODE OF
ETHICS
On April 27, 2007, Advanced Energy Industries, Inc. (the “Company”) revised the Company’s Code of Ethical Conduct (the “Code”)
applicable to officers and
employees of the Company in order to express more completely the ethical principles and standards
to be observed in the conduct of the Company’s affairs. The
revised Code expands upon issues previously discussed in the prior
Code and delineates the Company’s ethical policies and standards with
respect to corporate opportunities, insider trading, record keeping,
relationships with customers and suppliers and relationships with
fellow employees. A copy of the revised Code is filed
herewith as Exhibit 14.
ITEM 9.01 FINANCIAL STATEMENTS AND EXHIBITS
(d) Exhibits
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Description |
14
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Code of Ethical Conduct, revised April 27, 2007 |
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused
this report to be signed on its behalf by the undersigned hereunto duly authorized.
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Advanced Energy Industries, Inc. |
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/s/ Lawrence D. Firestone |
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Date:
May 1, 2007
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Lawrence D. Firestone
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Executive VP & Chief Financial Officer |
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