Edgar Filing: Truett-Hurst, Inc.

Ownership Submission

FORM 4

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940

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(Print or Type Responses)

1. Name and Address of Reporting Person ^*

1987-1988 Richard C Blum Irrevocable Children's Trust

2. Issuer Name and Ticker or Trading Symbol
Truett-Hurst, Inc. [THST]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

_____ Director	__X__ 10% Owner
_____ Officer (give title below)	_____ Other (specify below)

(Last)

(First)

(Middle)

1133 CONNECTICUT AVENUE NW SUITE 600,

3. Date of Earliest Transaction (Month/Day/Year)
06/20/2013

(Street)

WASHINGTON, DC 20036

4. If Amendment, Date Original Filed(Month/Day/Year)

6. Individual or Joint/Group Filing(Check Applicable Line)
___ Form filed by One Reporting Person
_X_ Form filed by More than One Reporting Person

(City)

(State)

(Zip)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned

1.Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
1.Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	Amount	(A) or (D)	Price		6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
Class A Common Stock	06/20/2013		P		30,000	A	$ 5.7944 ⁽¹⁾	535,000	D ⁽²⁾
Class A Common Stock	06/24/2013		P		10,000	A	$ 5.325	545,000	D ⁽²⁾
Class A Common Stock	06/25/2013		P		13,500	A	$ 5.9077 ⁽³⁾	558,500	D ⁽²⁾
Class A Common Stock	06/26/2013		P		5,000	A	$ 5.73	563,500	D ⁽²⁾
Class A Common Stock	06/27/2013		P		10,500	A	$ 5.6772 ⁽⁴⁾	569,000	D ⁽²⁾
Class A Common Stock	07/11/2013		P		26,764	A	$ 5.1194 ⁽⁵⁾	600,764	D ⁽²⁾
Class A Common Stock	07/15/2013		P		4,300	A	$ 5.0281	605,064	D ⁽²⁾
Class A Common Stock	07/16/2013		P		1,000	A	$ 5.055	606,064	D ⁽²⁾
Class A Common Stock	07/17/2013		P		9,000	A	$ 5.2828	615,064	D ⁽²⁾
Class A Common Stock	08/01/2013		P		5,000	A	$ 5.2855	620,064	D ⁽²⁾
Class A Common Stock	08/02/2013		P		11,000	A	$ 5.2855 ⁽⁶⁾	631,064	D ⁽²⁾
Class A Common Stock	08/06/2013		P		100	A	$ 5.53	631,164	D ⁽²⁾
Common Class A Common Stock	08/13/2013		P		48,836	A	$ 5.779 ⁽⁷⁾	680,000	D ⁽²⁾

Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
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Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)

1. Title of Derivative Security
(Instr. 3)

2. Conversion or Exercise Price of Derivative Security

3. Transaction Date (Month/Day/Year)

3A. Deemed Execution Date, if any (Month/Day/Year)

4. Transaction Code
(Instr. 8)

5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4, and 5)

6. Date Exercisable and Expiration Date
(Month/Day/Year)

7. Title and Amount of Underlying Securities
(Instr. 3 and 4)

8. Price of Derivative Security
(Instr. 5)

9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 4)

10. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 4)

11. Nature of Indirect Beneficial Ownership
(Instr. 4)

Code

(A)

(D)

Date Exercisable

Expiration Date

Title

Amount or Number of Shares

Reporting Owners

Reporting Owner Name / Address	Relationships
Reporting Owner Name / Address	Director	10% Owner	Officer	Other
1987-1988 Richard C Blum Irrevocable Children's Trust 1133 CONNECTICUT AVENUE NW SUITE 600 WASHINGTON, DC 20036		X
KLEIN MICHAEL R 1133 CONNECTICUT AVENUE NW SUITE 600 WASHINGTON, DC 20036		X

Signatures

/s/ Jim Murray, Chief Financial Oficer		07/01/2014
^**Signature of Reporting Person		Date
/s/ Jim Murray as Attorney-in-Fact for Michael Klein		07/01/2014
^**Signature of Reporting Person		Date

Explanation of Responses:

*	If the form is filed by more than one reporting person, see Instruction 4(b)(v).
**	Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
(1)	The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.7338 to $5.8675, inclusive. The reporting person undertakes to provide to Truett-Hurst, Inc., any security holder of Truett-Hurst, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (1) and (3) through (7) to this Form 4.
(2)	These shares are directly owned by the 1987-1988 Richard C Blum Irrevocable Children's Trust (the "Trust"). Michael Klein is the sole trustee of the Trust and may, accordingly, be deemed an indirect beneficial owner of the shares held by the Trust, although he is not a beneficiary of the Trust. Mr. Klein disclaims beneficial ownership of the shares held by the Trust, except to the extent of any pecuniary interest therein, and this report shall not be deemed an admission of beneficial owner of such shares for any purpose.
(3)	The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.8371 to $5.9325, inclusive.
(4)	The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.5800 to $5.7292, inclusive.
(5)	The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.0257 to $5.2260, inclusive.
(6)	The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.2822 to $5.3050, inclusive.
(7)	The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.7463 to $5.7860, inclusive.

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