1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security |
5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
Date Exercisable |
Expiration Date |
Title |
Amount or Number of Shares |
Employee stock option (right to buy)
|
Â
(2)
|
05/20/2018 |
Common Stock
|
2,640
|
$
5.41
|
D
|
Â
|
Employee stock option (right to buy)
|
Â
(3)
|
05/27/2020 |
Common Stock
|
4,065
|
$
5.7
|
D
|
Â
|
Employee stock option (right to buy)
|
Â
(4)
|
06/27/2021 |
Common Stock
|
5,491
|
$
5.33
|
D
|
Â
|
Employee stock option (right to buy)
|
Â
(5)
|
06/06/2022 |
Common Stock
|
7,563
|
$
6.45
|
D
|
Â
|
Employee stock option (right to buy)
|
Â
(6)
|
05/07/2023 |
Common Stock
|
6,614
|
$
7.56
|
D
|
Â
|
Employee stock option (right to buy)
|
Â
(7)
|
05/09/2024 |
Common Stock
|
6,015
|
$
7.62
|
D
|
Â
|
* |
If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** |
Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) |
Of these shares, 15,913 are represented by restricted stock units. 3,373 shares vest on May 7, 2016; 3,428 shares vest on May 9, 2017 and 9,112 shares vest on March 10, 2018. |
(2) |
One-third of the options became exercisable on 05/20/2009, one-third became exercisable on 05/20/2010 and one-third became exercisable on 05/20/2011. |
(3) |
One-third of the options became exercisable on 05/27/2011, one-third became exercisable on 05/27/2012 and one-third became exercisable on 05/27/2013. |
(4) |
One-third of the options became exercisable on 06/27/2012, one-third became exercisable on 06/27/2013 and one-third became exercisable on 06/27/2014. |
(5) |
One-third of the options became exercisable on 06/06/2013, one-third became exercisable on 06/06/2014 and one-third became exercisable on 06/06/2015. |
(6) |
One-third of the options became exercisable on 05/07/2014, one-third became exercisable on 05/07/2015 and one-third will become exercisable on 05/07/2016. |
(7) |
One-third of the options became exercisable on 05/09/2015, one-third will become exercisable on 05/09/2016 and one-third will become exercisable on 05/09/2017. |